HOOPER HOLMES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-21: Reporting owner Johnson Kevin T.; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2017-11-21: Reporting owner Johnson Kevin T.; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2017-08-10: Reporting owner Balthazor Steven R; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-08-10: Reporting owner Balthazor Steven R; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-21 holding as of filing | Johnson Kevin T. Officer (Chief Financial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.65 exercise price | 2017-11-21 | ||
| 2017-11-21 holding as of filing | Johnson Kevin T. Officer (Chief Financial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.65 exercise price | 2017-11-21 | ||
| 2017-08-10 | Balthazor Steven R Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.65 exercise price | 2017-09-06 | |
| 2017-08-10 | Balthazor Steven R Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.65 exercise price | 2017-09-06 | |
| 2017-08-10 | Dubois Henry Edward Director, Officer (CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.65 exercise price | 2017-09-06 | |
| 2017-08-10 | Dubois Henry Edward Director, Officer (CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.65 exercise price | 2017-09-06 | |
| 2017-08-10 | Clermont Mark A Officer (President and COO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.65 exercise price | 2017-09-06 | |
| 2017-08-10 | Clermont Mark A Officer (President and COO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.65 exercise price | 2017-09-06 |