HOOPER HOLMES INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-09-06: Reporting owner Clermont Mark A; Form 3; Security No Securities beneficially owned; Transaction Holding.
- 2017-05-22: Reporting owner Foreman James K; Form 3; Security No Securities beneficially owned; Transaction Holding.
- 2016-01-25: Reporting owner Ferguson Larry Richard; Form 4/A; Security Subscription Rights (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2016-01-25: Reporting owner Dubois Henry Edward; Form 4/A; Security Subscription Rights (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-09-06 holding as of filing | Clermont Mark A Officer (President and COO) | 3 | No Securities beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-09-06 | |
| 2017-05-22 holding as of filing | Foreman James K Director | 3 | No Securities beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-05-22 | |
| 2016-01-25 | Ferguson Larry Richard Director | 4/A | Subscription Rights (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −232,143 0 owned after | $0.09 exercise price | 2016-06-03 | |
| 2016-01-25 | Dubois Henry Edward Director, Officer (President and CEO) | 4/A | Subscription Rights (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −936,784 0 owned after | $0.09 exercise price | 2016-02-02 | |
| 2016-01-25 | APRAHAMIAN RONALD V Director | 4/A | Subscription Rights (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −4,444,444 0 owned after | $0.09 exercise price | 2016-02-02 | |
| 2016-01-25 | Ferguson Larry Richard Director | 4/A | Subscription Rights (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −133,874 0 owned after | $0.09 exercise price | 2016-02-02 | |
| 2016-01-25 | Watford Thomas A Director | 4/A | Subscription Rights (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −122,480 0 owned after | $0.09 exercise price | 2016-02-02 | |
| 2016-01-25 | EMKJER MARK J Director | 4/A | Subscription Rights (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −80,704 0 owned after | $0.09 exercise price | 2016-01-29 | |
| 2016-01-25 | HALAS GUS D Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −500,000 0 owned after | $0.09 exercise price | 2016-01-29 | |
| 2016-01-25 | Balthazor Steven R Officer (Chief Financial Officer) | 4/A | Subscription Rights (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −56,967 0 owned after | $0.09 exercise price | 2016-01-29 |