HOOPER HOLMES INC Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2017-05-30: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2017-03-02; Total offering amount $3,500,000.
- 2017-03-17: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2017-03-02; Total offering amount $1,600,000.
- 2016-09-29: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2016-09-15; Total offering amount $2,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2017-05-30 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2017-03-02 | $3,500,000 | $3,500,000 | $0 | 11 |
| 2017-03-17 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2017-03-02 | $1,600,000 | $1,370,000 | $230,000 | 7 |
| 2016-09-29 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2016-09-15 | $2,000,000 | $1,800,000 | $200,000 | 3 |