Robinhood Markets, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2020-10-01: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2020-08-13; Total offering amount $688,300,000.
- 2020-08-21: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2020-08-13; Total offering amount $300,000,000.
- 2020-06-01: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2020-05-01; Total offering amount $600,000,000.
- 2020-05-11: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2020-05-01; Total offering amount $400,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2020-10-01 D/A | Rule 506(b) | Equity | 2020-08-13 | $688,300,000 | $668,299,844 | $20,000,156 | 26 |
| 2020-08-21 | Rule 506(b) | Equity | 2020-08-13 | $300,000,000 | $208,299,974 | $91,700,026 | 2 |
| 2020-06-01 D/A | Rule 506(b) | Equity | 2020-05-01 | $600,000,000 | $430,275,000 | $169,725,000 | 17 |
| 2020-05-11 | Rule 506(b) | Equity | 2020-05-01 | $400,000,000 | $280,025,000 | $119,975,000 | 7 |
| 2019-08-06 | Rule 506(b) | Equity | 2019-08-01 | $373,574,881 | $323,074,920 | $50,499,961 | 16 |