HK BATTERY TECHNOLOGY INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-04-16: Reporting owner Yeung Yung; Form 3; Security Warrant (right to buy); Transaction Holding.
- 2010-11-12: Reporting owner Far East Golden Resources Investment Ltd; Form 3; Security Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-04-16 holding as of filing | Yeung Yung Director, 10% Owner | 3 | Warrant (right to buy) Derivative · Indirect · By Far East Golden Resources Investment Ltd. | Holding | $0.10 exercise price | 2012-04-16 | ||
| 2010-11-12 holding as of filing | Far East Golden Resources Investment Ltd 10% Owner | 3 | Warrants Derivative · Direct | Holding | $0.10 exercise price | 2010-11-12 |