HK BATTERY TECHNOLOGY INC Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2015-11-09: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2015-08-26; Total offering amount $99,000,000.
- 2010-11-15: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2010-10-29; Total offering amount $4,000,000.
- 2009-07-27: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2009-06-24; Total offering amount $2,000,000.
- 2009-01-16: Federal exemption Rule 506; Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2008-12-31; Total offering amount $150,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2015-11-09 | Rule 506(b) | Equity; OptionToAcquire | 2015-08-26 | $99,000,000 | $50,000,000 | $49,000,000 | 1 |
| 2010-11-15 | Rule 506 | Equity; OptionToAcquire | 2010-10-29 | $4,000,000 | $3,750,199 | $249,801 | 7 |
| 2009-07-27 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2009-06-24 | $2,000,000 | $500,000 | $1,500,000 | 1 |
| 2009-01-16 | Rule 506 | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | 2008-12-31 | $150,000 | $150,000 | $0 | 1 |