Histogen Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-11-07: Reporting owner Knudson Susan A.; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-11-07: Reporting owner Mento Steven J; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-11-08: Reporting owner Latterich Martin; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-11-08: Reporting owner Knudson Susan A.; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-11-07 | Knudson Susan A. Officer (EVP, CFO & Corp Secy) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,858 0 owned after | $250.00 | 2022-11-09 | |
| 2022-11-07 | Mento Steven J Director, Officer (Interim President and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,419 0 owned after | $250.00 | 2022-11-09 | |
| 2021-11-08 | Latterich Martin Officer (SVP, Technical Operations) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +102,880 102,880 owned after | $0.00 | 2021-11-10 | |
| 2021-11-08 | Knudson Susan A. Officer (EVP, CFO & Corp Secy) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +137,174 137,174 owned after | $0.00 | 2021-11-10 | |
| 2021-11-08 | Mento Steven J Director, Officer (Interim President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +228,395 228,395 owned after | $0.00 | 2021-11-10 | |
| 2020-05-22 | Marshall Keith W Officer (EVP, COO & CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,500 0 owned after | $0.00 | 2020-05-27 | |
| 2020-05-22 | Spada Alfred P. Officer (EVP, R&D and CSO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,343 0 owned after | $0.00 | 2020-05-27 | |
| 2020-05-22 | Mento Steven J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −65,000 0 owned after | $0.00 | 2020-05-27 | |
| 2019-08-01 | VANDERTIE MICHELLE L Officer (Vice President, Finance) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +86,375 86,375 owned after | $0.00 | 2019-08-01 | |
| 2019-08-01 | Spada Alfred P. Officer (EVP, R&D and CSO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +313,436 313,436 owned after | $0.00 | 2019-08-01 | |
| 2019-08-01 | Marshall Keith W Officer (EVP, COO & CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +385,000 385,000 owned after | $0.00 | 2019-08-01 | |
| 2019-08-01 | Mento Steven J Director, Officer (President, CEO & Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +650,000 650,000 owned after | $0.00 | 2019-08-01 |