Histogen Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-06-20: Reporting owner Windham-Bannister Susan Richards; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-06-20: Reporting owner Satz Brian; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-06-20: Reporting owner KISNER DANIEL L; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-06-20: Reporting owner Jackson Jonathan; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-06-20 | Windham-Bannister Susan Richards Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,835 6,835 owned after | $0.83 exercise price | 2023-06-21 | |
| 2023-06-20 | Satz Brian Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,835 6,835 owned after | $0.83 exercise price | 2023-06-21 | |
| 2023-06-20 | KISNER DANIEL L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,835 6,835 owned after | $0.83 exercise price | 2023-06-21 | |
| 2023-06-20 | Jackson Jonathan Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,835 6,835 owned after | $0.83 exercise price | 2023-06-21 | |
| 2023-06-20 | Fuhrmann Rochelle Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,835 6,835 owned after | $0.83 exercise price | 2023-06-21 | |
| 2023-06-20 | Crean David Hugh Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,835 6,835 owned after | $0.83 exercise price | 2023-06-21 | |
| 2023-03-10 | Reyes Joyce Officer (See Remarks) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,417 47,417 owned after | $0.95 exercise price | 2023-04-28 | |
| 2023-03-10 | Reyes Joyce Officer (See Remarks) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,659 16,659 owned after | $0.95 exercise price | 2023-04-28 | |
| 2023-03-10 | Reyes Joyce Officer (See Remarks) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,200 0 owned after | $4.80 exercise price | 2023-04-28 | |
| 2023-03-10 | Reyes Joyce Officer (See Remarks) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,452 0 owned after | $4.80 exercise price | 2023-04-28 | |
| 2023-03-10 | Reyes Joyce Officer (See Remarks) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,833 0 owned after | $3.20 exercise price | 2023-04-28 | |
| 2023-03-10 | Reyes Joyce Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,417 47,417 owned after | $0.95 exercise price | 2023-03-14 | |
| 2023-03-10 | Reyes Joyce Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,659 16,659 owned after | $0.95 exercise price | 2023-03-14 | |
| 2023-03-10 | Reyes Joyce Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,200 0 owned after | $4.80 exercise price | 2023-03-14 | |
| 2023-03-10 | Reyes Joyce Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,833 0 owned after | $3.20 exercise price | 2023-03-14 | |
| 2023-03-10 | Knudson Susan A. Officer (COO and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +79,027 79,027 owned after | $0.95 exercise price | 2023-03-14 | |
| 2023-03-10 | Knudson Susan A. Officer (COO and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,766 27,766 owned after | $0.95 exercise price | 2023-03-14 | |
| 2023-03-10 | Knudson Susan A. Officer (COO and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,206 0 owned after | $92.20 exercise price | 2023-03-14 | |
| 2023-03-10 | Knudson Susan A. Officer (COO and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,600 0 owned after | $19.40 exercise price | 2023-03-14 | |
| 2023-03-10 | Knudson Susan A. Officer (COO and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,490 0 owned after | $4.80 exercise price | 2023-03-14 | |
| 2023-03-10 | Mento Steven J Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +158,055 158,055 owned after | $0.95 exercise price | 2023-03-14 | |
| 2023-03-10 | Mento Steven J Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,532 55,532 owned after | $0.95 exercise price | 2023-03-14 | |
| 2023-03-10 | Mento Steven J Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,892 0 owned after | $14.60 exercise price | 2023-03-14 | |
| 2023-03-10 | Mento Steven J Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,582 0 owned after | $5.40 exercise price | 2023-03-14 | |
| 2023-02-23 | Spada Alfred P. Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +106,793 106,793 owned after | $1.04 exercise price | 2023-02-27 |