HIPCRICKET, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2013-10-10: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2013-10-04; Total offering amount $141,724.
- 2013-10-10: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2013-10-04; Total offering amount $10,000,000.
- 2012-10-02: Federal exemption Rule 506; Types of securities offered Equity; Debt; Date of first sale 2012-09-18; Total offering amount $5,000,000.
- 2011-05-25: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2011-02-14; Total offering amount $9,001,759.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2013-10-10 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2013-10-04 | $141,724 | $141,724 | $0 | 1 |
| 2013-10-10 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2013-10-04 | $10,000,000 | $9,550,000 | $450,000 | 14 |
| 2012-10-02 | Rule 506 | Equity; Debt | 2012-09-18 | $5,000,000 | $250,000 | $4,750,000 | 1 |
| 2011-05-25 | Rule 506 | Equity; OptionToAcquire | 2011-02-14 | $9,001,759 | $9,001,759 | $0 | 24 |
| 2011-01-06 D/A | Rule 506 | Equity; OptionToAcquire | 2010-11-30 | $2,000,000 | $2,000,000 | $0 | 15 |
| 2010-12-21 | Rule 506 | Equity; OptionToAcquire | 2010-11-30 | $2,000,000 | $2,000,000 | $0 | 15 |
| 2010-12-20 | Rule 506 | Equity; OptionToAcquire | 2010-06-08 | $2,000,000 | $2,000,000 | $0 | 20 |