HERO TECHNOLOGIES, INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows, 20 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-03-08: Reporting owner Macdonald Keith Elliott; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-03-07: Reporting owner Holloman Value Holdings, LLC; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-03-04: Reporting owner Stevenson Mark E.; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-03-04: Reporting owner WESOLEK ROBERT; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-03-08 | Macdonald Keith Elliott Director | 4 | Warrant Derivative · Indirect · (2) | P Open market or private purchase of non-derivative or derivative security | +83,334 1,333,334 owned after | $0.25 exercise price | 2011-03-09 | |
| 2011-03-07 | Holloman Value Holdings, LLC 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250,000 11,227,330 owned after | $0.25 exercise price | 2011-03-09 | |
| 2011-03-04 | Stevenson Mark E. Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrant Derivative · Indirect · (2) | P Open market or private purchase of non-derivative or derivative security | +83,334 11,723,654 owned after | $0.25 exercise price | 2011-03-09 | |
| 2011-03-04 | WESOLEK ROBERT Officer (Chief Financial Officer) | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +33,333 643,750 owned after | $0.25 exercise price | 2011-03-09 | |
| 2011-03-04 | Prim Eric C Director, Officer (Chief Operating Officer) | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +83,334 12,536,705 owned after | $0.25 exercise price | 2011-03-09 | |
| 2009-12-24 | HOLLOMAN CORP 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +781,250 10,977,330 owned after | $0.80 exercise price | 2009-12-29 | |
| 2009-12-24 | Prim Eric C Director, Officer (Chief Operating Officer) | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,042 1,226,042 owned after | $0.80 exercise price | 2009-12-28 | |
| 2009-12-23 | Macdonald Keith Elliott Director | 4 | Warrant Derivative · Indirect · see fn | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 1,250,000 owned after | $0.80 exercise price | 2009-12-28 | |
| 2009-12-23 | WESOLEK ROBERT Officer (Chief Financial Officer) | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,442 610,442 owned after | $0.80 exercise price | 2009-12-28 | |
| 2009-12-23 | Stevenson Mark E. Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrant Derivative · Indirect · see fn | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,834 10,609,070 owned after | $0.80 exercise price | 2009-12-28 | |
| 2008-10-06 | HOLLOMAN CORP Other (Affiliate) | 4 | Series A Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,098,040 5,098,040 owned after | $0.01 | 2009-03-12 | |
| 2008-10-06 | HOLLOMAN CORP Other (Affiliate) | 4 | Series B Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,098,040 5,098,040 owned after | $0.01 | 2009-03-12 | |
| 2008-10-06 | Brown James Douglas Director, Officer (Secretary), 10% Owner | 4 | Series A Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,078,431 1,078,431 owned after | $0.70 exercise price | 2009-03-05 | |
| 2008-10-06 | Brown James Douglas Director, Officer (Secretary), 10% Owner | 4 | Series B Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,078,431 1,078,431 owned after | $2.00 exercise price | 2009-03-05 | |
| 2008-10-06 | Petersen Grant M Officer (Chief Executive Officer) | 4 | Series A Warrants Derivative · Indirect · (2) | P Open market or private purchase of non-derivative or derivative security | +392,157 392,157 owned after | $0.01 | 2008-10-27 | |
| 2008-10-06 | Petersen Grant M Officer (Chief Executive Officer) | 4 | Series B Warrants Derivative · Indirect · (2) | P Open market or private purchase of non-derivative or derivative security | +392,157 392,157 owned after | $0.01 | 2008-10-27 | |
| 2008-10-06 | Stevenson Mark E. Director, Officer (Secretary), 10% Owner | 4 | Series A Warrants Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +196,078 196,078 owned after | $0.01 | 2008-10-23 | |
| 2008-10-06 | Stevenson Mark E. Director, Officer (Secretary), 10% Owner | 4 | Series A Warrants Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +5,098,040 5,098,040 owned after | $0.01 | 2008-10-23 | |
| 2008-10-06 | Stevenson Mark E. Director, Officer (Secretary), 10% Owner | 4 | Series B Warrants Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +196,078 196,078 owned after | $0.01 | 2008-10-23 | |
| 2008-10-06 | Stevenson Mark E. Director, Officer (Secretary), 10% Owner | 4 | Series B Warrants Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +5,098,040 5,098,040 owned after | $0.01 | 2008-10-23 |