HERO TECHNOLOGIES, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows, 25 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-04-03: Reporting owner Stevenson Mark E.; Form 4/A; Security Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-04-03: Reporting owner Stevenson Mark E.; Form 4/A; Security Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-04-03: Reporting owner Stevenson Mark E.; Form 4/A; Security Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-04-03: Reporting owner Stevenson Mark E.; Form 4/A; Security Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-04-03 | Stevenson Mark E. Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Option Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 1,252,084 owned after | $0.70 exercise price | 2012-04-05 | |
| 2012-04-03 | Stevenson Mark E. Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Option Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 1,702,084 owned after | $0.80 exercise price | 2012-04-05 | |
| 2012-04-03 | Stevenson Mark E. Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Option Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 2,152,084 owned after | $1.00 exercise price | 2012-04-05 | |
| 2012-04-03 | Stevenson Mark E. Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Option Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 2,602,084 owned after | $1.20 exercise price | 2012-04-05 | |
| 2012-04-02 | Stevenson Mark E. Director, Officer (Chief Executive Officer), 10% Owner | 4 | Option Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 1,702,084 owned after | $0.80 exercise price | 2012-04-05 | |
| 2012-04-02 | Stevenson Mark E. Director, Officer (Chief Executive Officer), 10% Owner | 4 | Option Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 2,152,084 owned after | $1.00 exercise price | 2012-04-05 | |
| 2012-04-02 | Stevenson Mark E. Director, Officer (Chief Executive Officer), 10% Owner | 4 | Option Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 2,602,084 owned after | $1.20 exercise price | 2012-04-05 | |
| 2011-03-10 | Brown James Douglas Director | 4 | Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +83,334 3,440,196 owned after | $0.25 exercise price | 2011-03-11 | |
| 2010-04-02 | Stevenson Mark E. Director, Officer (Chief Executive Officer), 10% Owner | 4 | Option Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 1,252,084 owned after | $0.70 exercise price | 2012-04-05 | |
| 2009-08-15 | Prim Eric C Director, Officer (Chief Operating Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.70 exercise price | 2009-08-24 | |
| 2009-08-15 | Prim Eric C Director, Officer (Chief Operating Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 600,000 owned after | $0.80 exercise price | 2009-08-24 | |
| 2009-08-15 | Prim Eric C Director, Officer (Chief Operating Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 900,000 owned after | $1.00 exercise price | 2009-08-24 | |
| 2009-08-15 | Prim Eric C Director, Officer (Chief Operating Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 1,200,000 owned after | $1.20 exercise price | 2009-08-24 | |
| 2009-08-15 | Macdonald Keith Elliott Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.70 exercise price | 2009-08-24 | |
| 2009-08-15 | Macdonald Keith Elliott Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 600,000 owned after | $0.80 exercise price | 2009-08-24 | |
| 2009-08-15 | Macdonald Keith Elliott Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 900,000 owned after | $1.00 exercise price | 2009-08-24 | |
| 2009-08-15 | Macdonald Keith Elliott Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 1,200,000 owned after | $1.20 exercise price | 2009-08-24 | |
| 2009-08-15 | Brown James Douglas Director, Officer (Secretary) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 2,456,862 owned after | $0.70 exercise price | 2009-08-21 | |
| 2009-08-15 | Brown James Douglas Director, Officer (Secretary) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 2,756,862 owned after | $0.80 exercise price | 2009-08-21 | |
| 2009-08-15 | Brown James Douglas Director, Officer (Secretary) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 3,056,862 owned after | $1.00 exercise price | 2009-08-21 | |
| 2009-08-15 | Brown James Douglas Director, Officer (Secretary) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 3,356,862 owned after | $1.20 exercise price | 2009-08-21 | |
| 2009-08-15 | WESOLEK ROBERT Officer (Chief Financial Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.70 exercise price | 2009-08-21 | |
| 2009-08-15 | WESOLEK ROBERT Officer (Chief Financial Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 300,000 owned after | $0.80 exercise price | 2009-08-21 | |
| 2009-08-15 | WESOLEK ROBERT Officer (Chief Financial Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 450,000 owned after | $1.00 exercise price | 2009-08-21 | |
| 2009-08-15 | WESOLEK ROBERT Officer (Chief Financial Officer) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 600,000 owned after | $1.20 exercise price | 2009-08-21 |