HERITAGE OAKS BANCORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-06-11: Reporting owner OHare Daniel J; Form 4; Security Preferred Series B; Transaction O Exercise of out-of-the-money derivative security.
- 2010-06-11: Reporting owner WARD LAWRENCE P; Form 4; Security Preferred Series B; Transaction O Exercise of out-of-the-money derivative security.
- 2010-06-11: Reporting owner Behrman Michael J.; Form 4; Security Preferred Series B; Transaction O Exercise of out-of-the-money derivative security.
- 2010-06-11: Reporting owner Pfau Michael E.; Form 4; Security Preferred Series B; Transaction O Exercise of out-of-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-06-11 | OHare Daniel J Director | 4 | Preferred Series B Non-derivative · Direct | O Exercise of out-of-the-money derivative security | −60 0 owned after | $1,000.00 | 2010-06-15 | |
| 2010-06-11 | WARD LAWRENCE P Director, Officer (President/CEO) | 4 | Preferred Series B Non-derivative · Direct · (m) | O Exercise of out-of-the-money derivative security | −19 0 owned after | $1,000.00 | 2010-06-15 | |
| 2010-06-11 | Behrman Michael J. Director | 4 | Preferred Series B Non-derivative · Direct | O Exercise of out-of-the-money derivative security | −25 0 owned after | $1,000.00 | 2010-06-15 | |
| 2010-06-11 | Pfau Michael E. Director | 4 | Preferred Series B Non-derivative · Direct · (m) | O Exercise of out-of-the-money derivative security | −75 0 owned after | $1,000.00 | 2010-06-15 | |
| 2010-06-11 | Morris Michael James Director | 4 | Preferred Series B Non-derivative · Direct | O Exercise of out-of-the-money derivative security | −75 0 owned after | $1,000.00 | 2010-06-15 | |
| 2010-06-11 | LACEY DOLORES T Director | 4 | Preferred Series B Non-derivative · Direct | O Exercise of out-of-the-money derivative security | −25 0 owned after | $1,000.00 | 2010-06-15 | |
| 2010-06-11 | Fugate Mark C Director | 4 | Preferred Series B Non-derivative · Direct | O Exercise of out-of-the-money derivative security | −28 0 owned after | $1,000.00 | 2010-06-15 | |
| 2010-06-11 | DEWAR KENNETH Director | 4 | Preferred Series B Non-derivative · Direct | O Exercise of out-of-the-money derivative security | −8 0 owned after | $1,000.00 | 2010-06-15 | |
| 2010-03-12 | WARD LAWRENCE P Director, Officer (President/CEO) | 4 | Preferred Series B Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +19 19 owned after | $1,000.00 | 2010-03-16 | |
| 2010-03-12 | Morris Michael James Director | 4 | Preferred Series B Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +75 75 owned after | $1,000.00 | 2010-03-16 | |
| 2010-03-12 | OHare Daniel J Director | 4 | Preferred Series B Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +60 60 owned after | $1,000.00 | 2010-03-16 | |
| 2010-03-12 | Pfau Michael E. Director | 4 | Preferred Series B Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +75 75 owned after | $1,000.00 | 2010-03-16 | |
| 2010-03-12 | DEWAR KENNETH Director | 4 | Preferred Series B Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8 8 owned after | $1,000.00 | 2010-03-16 | |
| 2010-03-12 | Fugate Mark C Director | 4 | Preferred Series B Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +28 28 owned after | $1,000.00 | 2010-03-16 | |
| 2010-03-12 | LACEY DOLORES T Director | 4 | Preferred Series B Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25 25 owned after | $1,000.00 | 2010-03-16 | |
| 2010-03-12 | Behrman Michael J. Director | 4 | Preferred Series B Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25 25 owned after | $1,000.00 | 2010-03-16 |