HERITAGE OAKS BANCORP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows, 14 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-05: Reporting owner gehlmann gregory a; Form 3; Security Heritage Oaks Bancorp Common Stock; Transaction Holding.
- 2014-07-15: Reporting owner CASTLE JASON; Form 3; Security common stock; Transaction Holding.
- 2014-07-15: Reporting owner CASTLE JASON; Form 3; Security Common Stock; Transaction Holding.
- 2014-03-20: Reporting owner Robinson Lonny Duane; Form 3; Security N/A; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-05 holding as of filing | gehlmann gregory a Officer (SVP & Chief Bank Counsel) | 3 | Heritage Oaks Bancorp Common Stock Derivative · Direct | Holding | $7.25 exercise price | 2014-12-05 | ||
| 2014-07-15 holding as of filing | CASTLE JASON Officer (Chief Accounting Officer) | 3 | common stock Derivative · Direct | Holding | $7.65 exercise price | 2014-07-15 | ||
| 2014-07-15 holding as of filing | CASTLE JASON Officer (Chief Accounting Officer) | 3 | Common Stock Derivative · Direct | Holding | $7.75 exercise price | 2014-07-15 | ||
| 2014-03-20 holding as of filing | Robinson Lonny Duane Officer (Chief Financial Officer) | 3 | N/A Non-derivative · Direct | Holding | 0 owned after | no price filed | 2014-03-20 | |
| 2014-03-03 | Stronks Timothy Joseph Officer (EVP/Senior Operations Officer) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,734 26,106 owned after | no price filed | 2014-03-13 | |
| 2014-03-03 | Raver William R Officer (EVP, General Counsel) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,708 34,530 owned after | no price filed | 2014-03-13 | |
| 2014-03-03 | SCHACK WILLIAM A Officer (EVP / Chief Credit Officer) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,384 13,636 owned after | no price filed | 2014-03-12 | |
| 2014-03-03 | DALLY KAREN Officer (EVP/Talent Mgmt & Org Develop.) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,463 12,343 owned after | no price filed | 2014-03-12 | |
| 2014-03-03 | Osterbauer Robert Officer (Chief Lending Officer) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,293 26,119 owned after | $0.00 | 2014-03-11 | |
| 2013-06-11 holding as of filing | SCHACK WILLIAM A Officer (EVP / Chief Credit Officer) | 3 | N/A Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-06-11 | |
| 2013-01-17 holding as of filing | Olson Mark K Officer (EVP/Chief Financial Officer) | 3 | None Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-01-17 | |
| 2012-04-11 | Oliveira Ronald E Officer (former EVP) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,677 0 owned after | $3.10 exercise price | 2012-04-12 | |
| 2008-12-09 | DEWAR KENNETH Director | 4 | Common Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +21,950 0 owned after | $3.76 exercise price | 2008-12-11 | |
| 2008-12-09 | DEWAR KENNETH Director | 4 | Common Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,975 0 owned after | $3.88 exercise price | 2008-12-11 |