Harbor Custom Development, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows, 14 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-07-24: Reporting owner Brown Lance; Form 4; Security Restricted Stock Units; Transaction Holding.
- 2023-07-14: Reporting owner Griffin Sterling; Form 4; Security Restricted Stock Units; Transaction Holding.
- 2023-06-15: Reporting owner Habersetzer Jeffrey; Form 4; Security Restricted Stock Units; Transaction Holding.
- 2023-06-15: Reporting owner Brown Lance; Form 4; Security Restricted Stock Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-07-24 holding as of filing | Brown Lance Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 0 owned after | no price filed | 2023-07-24 | |
| 2023-07-14 holding as of filing | Griffin Sterling Director, Officer (President/CEO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 0 owned after | no price filed | 2023-07-14 | |
| 2023-06-15 holding as of filing | Habersetzer Jeffrey Officer (COO/Secretary) | 4 | Restricted Stock Units Derivative · Direct | Holding | 1,167 owned after | no price filed | 2023-06-15 | |
| 2023-06-15 holding as of filing | Brown Lance Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 3,667 owned after | no price filed | 2023-06-15 | |
| 2023-05-26 | Brown Lance Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −583 3,667 owned after | no price filed | 2023-05-31 | |
| 2023-05-26 | Griffin Sterling Director, Officer (President/CEO), 10% Owner | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 3,333 owned after | no price filed | 2023-05-31 | |
| 2023-05-26 | Habersetzer Jeffrey Officer (COO/Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −583 1,167 owned after | no price filed | 2023-05-31 | |
| 2023-05-08 | Brown Lance Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −417 4,250 owned after | no price filed | 2023-05-10 | |
| 2021-01-06 holding as of filing | Walker Walter Frederick Director | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2021-01-06 | ||
| 2021-01-06 holding as of filing | Wong Dennis Andrew Director | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2021-01-06 | ||
| 2020-12-03 | Griffin Sterling Director, Officer (President/CEO), 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 2,759,957 owned after | no price filed | 2021-01-11 | |
| 2020-12-03 | Schmidtke Richard Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 148,874 owned after | no price filed | 2021-01-08 | |
| 2020-12-03 | Kenyon Robert Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 59,284 owned after | no price filed | 2021-01-06 | |
| 2020-12-03 | SWETS LARRY G JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 75,450 owned after | no price filed | 2021-01-06 |