Harbor Custom Development, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows, 25 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-07-24: Reporting owner Niino Yoshi; Form 3; Security Stock Options; Transaction Holding.
- 2023-07-24: Reporting owner Burton James Charles; Form 3; Security Stock Options; Transaction Holding.
- 2023-07-24: Reporting owner Brown Lance; Form 4; Security Stock Options; Transaction Holding.
- 2023-07-14: Reporting owner Schmidtke Richard; Form 4; Security Stock Options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-07-24 holding as of filing | Niino Yoshi Officer (Chief Accounting Officer) | 3 | Stock Options Derivative · Direct | Holding | $22.40 exercise price | 2023-07-24 | ||
| 2023-07-24 holding as of filing | Burton James Charles Officer (Secretary) | 3 | Stock Options Derivative · Direct | Holding | $22.40 exercise price | 2023-07-24 | ||
| 2023-07-24 holding as of filing | Brown Lance Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | Holding | 0 owned after | no price filed | 2023-07-24 | |
| 2023-07-14 holding as of filing | Schmidtke Richard Director | 4 | Stock Options Derivative · Direct | Holding | 1,000 owned after | $92.40 exercise price | 2023-07-14 | |
| 2023-07-14 holding as of filing | Griffin Sterling Director, Officer (President/CEO) | 4 | Stock Options Derivative · Direct | Holding | 4,379 owned after | no price filed | 2023-07-14 | |
| 2023-06-13 | Habersetzer Jeffrey Officer (COO/Secretary) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 81,451 owned after | no price filed | 2023-06-15 | |
| 2023-06-13 | Brown Lance Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | no price filed | 2023-06-15 | |
| 2023-05-31 holding as of filing | Griffin Sterling Director, Officer (President/CEO), 10% Owner | 4 | Stock Options Derivative · Direct | Holding | 4,379 owned after | no price filed | 2023-05-31 | |
| 2023-05-31 holding as of filing | Habersetzer Jeffrey Officer (COO/Secretary) | 4 | Stock Options Derivative · Direct | Holding | 6,451 owned after | no price filed | 2023-05-31 | |
| 2021-08-31 holding as of filing | O'Sullivan Timothy J. Officer (Interim CFO) | 3 | Stock Options Derivative · Direct | Holding | $0.40 exercise price | 2021-08-31 | ||
| 2021-08-24 | Meadows Lynda Officer (Former Chief Financial Officer) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,667 18,333 owned after | $5.00 exercise price | 2021-08-26 | |
| 2021-07-01 | Habersetzer Jeffrey Officer (COO/Secretary) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 129,010 owned after | $3.25 exercise price | 2021-09-02 | |
| 2021-03-30 holding as of filing | Meadows Lynda Officer (Chief Financial Officer) | 3/A | Stock Options Derivative · Direct | Holding | $5.00 exercise price | 2021-03-30 | ||
| 2021-01-13 holding as of filing | Habersetzer Jeffrey Officer (Secretary) | 3 | Stock Options Derivative · Direct | Holding | $0.40 exercise price | 2021-01-13 | ||
| 2021-01-13 holding as of filing | Habersetzer Jeffrey Officer (Secretary) | 3 | Stock Options Derivative · Direct | Holding | $6.50 exercise price | 2021-01-13 | ||
| 2021-01-07 holding as of filing | Meadows Lynda Officer (Chief Financial Officer) | 3 | Stock Options Derivative · Direct | Holding | $5.00 exercise price | 2021-01-07 | ||
| 2021-01-06 holding as of filing | Walker Walter Frederick Director | 3 | Stock Options Derivative · Direct | Holding | $4.62 exercise price | 2021-01-06 | ||
| 2021-01-06 holding as of filing | Wong Dennis Andrew Director | 3 | Stock Options Derivative · Direct | Holding | $4.62 exercise price | 2021-01-06 | ||
| 2020-10-24 | Griffin Sterling Director, Officer (President/CEO), 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 2,754,957 owned after | $4.62 exercise price | 2021-01-11 | |
| 2020-10-24 | Schmidtke Richard Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 128,874 owned after | $4.62 exercise price | 2021-01-08 | |
| 2020-10-24 | Kenyon Robert Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 54,284 owned after | $4.62 exercise price | 2021-01-06 | |
| 2020-10-24 | SWETS LARRY G JR Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 55,450 owned after | $4.62 exercise price | 2021-01-06 | |
| 2020-08-28 holding as of filing | SWETS LARRY G JR Director | 3 | Stock Options Derivative · Direct | Holding | $2.22 exercise price | 2020-08-28 | ||
| 2020-08-28 holding as of filing | Griffin Sterling Director, Officer (Chief Executive Officer), 10% Owner | 3 | Stock Options Derivative · Direct | Holding | $0.44 exercise price | 2020-08-28 | ||
| 2020-08-28 holding as of filing | Fritz Anita Officer (Vice President) | 3 | Stock Options Derivative · Direct | Holding | $0.40 exercise price | 2020-08-28 |