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Happen, Inc. (HAPN) Material Contracts

Happen, Inc. Material Contracts

Every material contract the company filed as Exhibit 10 (executive pay plans, credit agreements, supplier and indemnity agreements), newest first, with the filing's own description.

  • 2026-07-30: Form 10-Q; Exhibit 10.2; Description 2014 Equity Incentive Plan, as amended and restated on June 8, 2023, and forms of award agreements thereunder.
  • 2026-07-30: Form 10-Q; Exhibit 10.1; Description Non-Employee Director Compensation Policy, effective June 2, 2026.
  • 2025-02-13: Form 10-K; Exhibit 10.3; Description 2014 Equity Incentive Plan, as amended and restated on June 8, 2023, and forms of award agreements thereunder.
  • 2024-08-01: Form 10-Q; Exhibit 10.1; Description 2014 Employee Stock Purchase Plan, as amended and restated on June 11, 2024.
FiledFormExhibitDescription
2026-07-3010-Q10.22014 Equity Incentive Plan, as amended and restated on June 8, 2023, and forms of award agreements thereunder
2026-07-3010-Q10.1Non-Employee Director Compensation Policy, effective June 2, 2026
2025-02-1310-K10.32014 Equity Incentive Plan, as amended and restated on June 8, 2023, and forms of award agreements thereunder
2024-08-0110-Q10.12014 Employee Stock Purchase Plan, as amended and restated on June 11, 2024
2024-05-0110-Q10.1Awards Amendment
2024-02-1610-K10.32014 Equity Incentive Plan, as amended and restated on June 8, 2023, and forms of award agreements thereunder
2023-07-3110-Q10.12014 Equity Incentive Plan, as amended and restated on June 8, 2023, and forms of award agreements thereunder
2023-02-0910-K10.10Amendment to 2019 Award Agreement Issued Under the 2014 Equity Incentive Plan
2023-02-0910-K10.9Non-Employee Director Compensation Policy, effective October 20, 2022
2022-08-0110-Q10.1Non-Employee Director Compensation Policy, effective March 31, 2022*
2022-05-0410-Q10.1Non-Employee Director Compensation Policy, effective March 31, 2022
2021-11-0310-Q10.1Non-Employee Director Compensation Policy
2021-08-0410-Q10.1Amendment to 2020 Award Agreements
2021-03-1110-K10.32014 Equity Incentive Plan, and forms of award agreements thereunder
2020-08-0510-Q10.2Amendment to Amended and Restated Warehouse Agreement dated August 3, 2020
2020-04-218-K10.1Form of COVID-19 Employment Letter Agreement
2020-03-238-K10.1Amendment to Share Exchange Agreement
2020-02-268-K10.1Amended and Restated Warehouse Agreement dated February 24, 2020*†
2020-02-1910-K10.13Form of Master Loan Servicing Agreement
2020-02-1910-K10.12Form of Master Loan Purchase Agreement
2020-02-1910-K10.8Form of Investor Agreement
2020-02-1910-K10.32014 Equity Incentive Plan, and forms of award agreements thereunder
2020-02-1910-K10.2LendingClub Corporation 2007 Stock Incentive Plan, as amended, and form of award agreement thereunder
2020-02-198-K10.2Registration Rights Agreement, dated as of February 18, 2020, by and among LendingClub Corporation and Shanda Asset Management Holdings, Limited.
2020-02-198-K10.1Share Exchange Agreement, dated as of February 18, 2020, by and among LendingClub Corporation and Shanda Asset Management Holdings Limited.
2019-07-298-K10.2Loan and Servicing Amendment dated July 23, 2019*
2019-07-298-K10.1Marketing and Program Amendment dated July 23, 2019*
2019-06-198-K10.2Security Agreement dated June 13, 2019
2019-06-198-K10.1Warehouse Credit Agreement dated June 13, 2019*
2019-06-068-K/A10.1Amended and Restated Warehouse Credit Agreement dated March 25, 2019*
2019-05-0810-Q10.1Form of Borrower Agreement
2019-03-298-K10.1Amended and Restated Warehouse Credit Agreement dated March 25, 2019*†
2019-02-2010-K10.92014 Equity Incentive Plan - Form of RSU Agreement with Full Career Vesting
2018-09-218-K10.1Amendment No. 1 to Credit and Guaranty Agreement and Pledge and Security Agreement dated as of September 18, 2018
2018-02-2210-K10.102014 Equity Incentive Plan, and forms of award agreements thereunder
2018-01-268-K10.2Security Agreement dated January 23, 2018†
2018-01-268-K10.1Warehouse Credit Agreement dated January 23, 2018* †
2017-12-048-K/A10.2Security Agreement dated October 10, 2017*†
2017-12-048-K/A10.1Warehouse Credit Agreement dated October 10, 2017*†
2017-10-168-K10.2Security Agreement dated October 10, 2017 * †
2017-10-168-K10.1Warehouse Credit Agreement dated October 10, 2017* †
2017-08-178-K/A10.2Marketing and Program Management Agreement, dated February 25, 2016, by and between the Company and WebBank
2017-08-178-K/A10.1Loan and Receivable Sale Agreement, dated February 25, 2016, by and between the Company and WebBank
2017-08-0810-Q10.2Fractional Loans Backup Servicing Agreement
2017-08-0810-Q10.1Whole Loans Backup Servicing Agreement
2017-02-2810-K10.2Form of Borrower Agreement
2016-11-0910-Q10.2Form of Master Loan Servicing Agreement
2016-11-0910-Q10.1Form of Master Loan Purchase Agreement
2016-09-148-K10.1Rabbi Trust Agreement, dated as of September 12, 2016, by and between LendingClub Corporation and Wells Fargo Bank N.A., as Trustee
2016-08-0910-Q10.12016 Cash Retention Bonus Plan
2016-05-1610-Q10.1Form of Borrower Loan Agreement
2016-03-028-K10.2Marketing and Program Management Agreement, dated February 25, 2016, by and between the Company and WebBank
2016-03-028-K10.1Loan and Receivable Sale Agreement, dated February 25, 2016, by and between the Company and WebBank
2016-02-2210-K10.28Form of Master Loan Servicing Agreement
2016-02-2210-K10.27Form of Master Loan Purchase Agreement
2016-02-2210-K10.1Form of Indemnity Agreement
2015-12-228-K10.2Pledge and Security Agreement, dated December 17, 2015
2015-12-228-K10.1Credit and Guaranty Agreement, dated December 17, 2015
2015-11-0310-Q10.1Form of Borrower Loan Agreement
2015-08-0510-Q10.5Form of Investor Agreement
2015-08-0510-Q10.4Form of Master Loan Servicing Agreement
2015-08-0510-Q10.3Form of Master Loan Purchase Agreement
2015-08-0510-Q10.2Form of Borrower Membership Agreement
2015-08-0510-Q10.1Form of Borrower Loan Agreement
2015-05-0510-Q10.31Lease Agreement, dated as of April 16, 2015, by and between LendingClub Corporation and 595 Market Street, Inc.
2014-12-0410-K/A10.7Second Amended and Restated Loan Account Program Agreement, dated as of February 28, 2014, between LendingClub Corporation and WebBank
2014-12-0410-K/A10.6Second Amended and Restated Loan Sale Agreement, dated as of February 28, 2014, between LendingClub Corporation and WebBank
2014-04-178-K10.1Series F Preferred Stock Purchase Agreement, dated as of April 16, 2014
2014-03-3110-K10.7Second Amended and Restated Loan Account Program Agreement, dated as of February 28, 2014, between LendingClub Corporation and WebBank
2014-03-3110-K10.6Second Amended and Restated Loan Sale Agreement, dated as of February 28, 2014, between LendingClub Corporation and WebBank
2013-08-0910-Q10.35First Amendment to Amended and Restated Loan Sale Agreement, June 4, 2013, by and between LendingClub Corporation and WebBank.
2013-08-0910-Q10.34First Amendment to Amended and Restated Loan Account Program Agreement, June 4, 2013, by and between LendingClub Corporation and WebBank.
2012-07-3110-K/A10.33Employment Agreement by and between LendingClub Corporation and Scott Sanborn
2012-06-2910-K10.33Employment Agreement by and between LendingClub Corporation and Scott Sanborn
2011-02-1410-Q10.27Backup and Successor Servicing Agreement, dated September 15, 2008, by and between Portfolio Financial Servicing Company and Lending Club Corporation.
2011-02-1410-Q10.12Securities and Exchange Commission.
2011-02-1410-Q10.11Securities and Exchange Commission.
2009-08-118-K10.2Amended and Restated Loan and Security Agreement dated as of August 3, 2009 by and among Gold Hill, SVB and LendingClub
2009-08-118-K10.1Second Amended and Restated Loan and Security Agreement dated as of August 3, 2009 by and among SVB and LendingClub
2009-06-1710-K10.22Exhibit 10.22
2009-06-1710-K10.21Exhibit 10.21
2009-06-1710-K10.20Exhibit 10.20
2009-06-1710-K10.19Exhibit 10.19
2009-06-1710-K10.18Exhibit 10.18
2009-06-1710-K10.17Exhibit 10.17
2009-06-1710-K10.16Exhibit 10.16
2009-06-1710-K10.15Exhibit 10.15
2009-06-1710-K10.14Exhibit 10.14
2009-06-1710-K10.13Exhibit 10.13
2009-06-1710-K10.12Exhibit 10.12
2009-06-1710-K10.11Exhibit 10.11
2009-06-1710-K10.8Exhibit 10.8
2009-05-228-K10.5Fourth Amendment to Loan and Security Agreement entered into on 18th Day of May, 2009, by and among Gold Hill, as lender and administrative agent on behalf of the lenders, SVB in its capacity as collection agent on behalf of the lenders, and LendingClub
2009-05-228-K10.4Second Amendment to Amended and Restated Loan and Security Agreement entered into on May 18, 2008 by and among SVB and LendingClub
2009-05-228-K10.3Gold Hill Warrant dated May 18, 2009
2009-05-228-K10.2SVB Warrant dated May 18, 2009
2009-05-228-K10.1Loan and Security Agreement dated May 18, 2009

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