GUARDION HEALTH SCIENCES, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2019-01-03: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2018-11-29; Total offering amount $850,000.
- 2018-01-24: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2017-11-03; Total offering amount $5,000,001.
- 2017-01-12: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2016-05-31; Total offering amount $2,000,000.
- 2016-06-08: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2016-05-31; Total offering amount $2,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2019-01-03 | Rule 506(b) | Equity | 2018-11-29 | $850,000 | $850,000 | $0 | 4 |
| 2018-01-24 | Rule 506(b) | Equity | 2017-11-03 | $5,000,001 | $5,000,001 | $0 | 2 |
| 2017-01-12 D/A | Rule 506(b) | Equity | 2016-05-31 | $2,000,000 | $1,705,151 | $294,849 | 16 |
| 2016-06-08 | Rule 506(b) | Equity | 2016-05-31 | $2,000,000 | $25,000 | $1,975,000 | 1 |