GUARDION HEALTH SCIENCES, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2019-04-04: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; SecurityToBeAcquired; Date of first sale 2019-03-12; Total offering amount $350,000.
- 2017-03-07: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2017-03-06; Total offering amount $2,000,000.
- 2016-03-07: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; Date of first sale 2016-01-04; Total offering amount $2,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2019-04-04 | Rule 506(b) | Equity; Debt; SecurityToBeAcquired | 2019-03-12 | $350,000 | $350,000 | $0 | 3 |
| 2017-03-07 | Rule 506(b) | Equity; OptionToAcquire | 2017-03-06 | $2,000,000 | $50,000 | $1,950,000 | 1 |
| 2016-03-07 | Rule 506(b) | Debt; OptionToAcquire | 2016-01-04 | $2,000,000 | $76,000 | $1,924,000 | 4 |