GUIDED THERAPEUTICS, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2015-07-15: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2015-06-30; Total offering amount $5,277,000.
- 2014-05-13: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2014-04-23; Total offering amount $3,000,000.
- 2013-06-03: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2013-05-23; Total offering amount $3,000,000.
- 2010-09-13: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2010-08-27; Total offering amount $5,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2015-07-15 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2015-06-30 | $5,277,000 | $2,500,000 | $2,777,000 | 1 |
| 2014-05-13 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2014-04-23 | $3,000,000 | $3,000,000 | $0 | 1 |
| 2013-06-03 | Rule 506 | Equity; OptionToAcquire | 2013-05-23 | $3,000,000 | $2,527,001 | $472,999 | 11 |
| 2010-09-13 | Rule 506 | Equity; OptionToAcquire | 2010-08-27 | $5,000,000 | $3,055,000 | $1,945,000 | 3 |