GREEN EARTH TECHNOLOGIES, INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 54 rows, 54 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-28: Reporting owner VON ALLMEN DOUGLAS J; Form 3; Security Common Stock Purchase Warrant; Transaction Holding.
- 2016-12-28: Reporting owner VON ALLMEN DOUGLAS J; Form 3; Security Common Stock Purchase Warrant; Transaction Holding.
- 2016-12-28: Reporting owner VON ALLMEN DOUGLAS J; Form 3; Security Common Stock Purchase Warrant; Transaction Holding.
- 2016-12-28: Reporting owner VON ALLMEN DOUGLAS J; Form 3; Security Common Stock Purchase Warrant; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-28 holding as of filing | VON ALLMEN DOUGLAS J 10% Owner | 3 | Common Stock Purchase Warrant Derivative · Indirect · By D&L Partners, L.P. | Holding | $0.21 exercise price | 2016-12-28 | ||
| 2016-12-28 holding as of filing | VON ALLMEN DOUGLAS J 10% Owner | 3 | Common Stock Purchase Warrant Derivative · Indirect · By D&L Partners, L.P. | Holding | $0.21 exercise price | 2016-12-28 | ||
| 2016-12-28 holding as of filing | VON ALLMEN DOUGLAS J 10% Owner | 3 | Common Stock Purchase Warrant Derivative · Indirect · By D&L Partners, L.P. | Holding | $0.21 exercise price | 2016-12-28 | ||
| 2016-12-28 holding as of filing | VON ALLMEN DOUGLAS J 10% Owner | 3 | Common Stock Purchase Warrant Derivative · Indirect · By D&L Partners, L.P. | Holding | $0.21 exercise price | 2016-12-28 | ||
| 2016-12-28 holding as of filing | VON ALLMEN DOUGLAS J 10% Owner | 3 | Common Stock Purchase Warrant Derivative · Indirect · By FWD, LLC | Holding | $0.21 exercise price | 2016-12-28 | ||
| 2014-09-15 holding as of filing | GALESI FRANCESCO 10% Owner | 4 | Series A Common Stock Purchase Warrant Derivative · Indirect · By Elysium Natural Resources, LLC | Holding | 6,617,647 owned after | $0.16 exercise price | 2014-09-15 | |
| 2014-09-15 holding as of filing | Raquet Walter F Director, 10% Owner | 4 | Series A Common Stock Purchase Warrant Derivative · Indirect · (m) | Holding | 2,205,882 owned after | $0.16 exercise price | 2014-09-15 | |
| 2014-09-15 holding as of filing | Raquet Walter F Director, 10% Owner | 4 | Series A Common Stock Purchase Warrant Derivative · Direct · (m) | Holding | 1,470,588 owned after | $0.16 exercise price | 2014-09-15 | |
| 2014-09-15 holding as of filing | Raquet Walter F Director, 10% Owner | 4 | Series A Common Stock Purchase Warrant Derivative · Indirect · (m) | Holding | 1,838,235 owned after | $0.21 exercise price | 2014-09-15 | |
| 2014-09-15 holding as of filing | Raquet Walter F Director, 10% Owner | 4 | Series A Common Stock Purchase Warrant Derivative · Indirect · (m) | Holding | 2,000,000 owned after | $0.21 exercise price | 2014-09-15 | |
| 2014-09-15 holding as of filing | Raquet Walter F Director, 10% Owner | 4 | Series A Common Stock Purchase Warrant Derivative · Indirect · (m) | Holding | 125,000 owned after | $0.21 exercise price | 2014-09-15 | |
| 2014-09-15 holding as of filing | Raquet Walter F Director, 10% Owner | 4 | Series A Common Stock Purchase Warrant Derivative · Indirect · (m) | Holding | 322,500 owned after | $0.21 exercise price | 2014-09-15 | |
| 2014-02-19 holding as of filing | Raquet Walter F Director, 10% Owner | 4 | Series A Common Stock Purchase Warrant Derivative · Indirect · (m) | Holding | 2,000,000 owned after | $0.21 exercise price | 2014-02-19 | |
| 2014-02-19 holding as of filing | Raquet Walter F Director, 10% Owner | 4 | Series A Common Stock Purchase Warrant Derivative · Direct · (m) | Holding | 1,838,235 owned after | $0.20 exercise price | 2014-02-19 | |
| 2014-02-19 holding as of filing | Raquet Walter F Director, 10% Owner | 4 | Series A Common Stock Purchase Warrant Derivative · Indirect · (m) | Holding | 3,676,471 owned after | $0.20 exercise price | 2014-02-19 | |
| 2013-10-04 holding as of filing | Raquet Walter F Director, 10% Owner | 4 | Common Stock Purchase Warrant Derivative · Direct · (m) | Holding | 2,666,667 owned after | $0.21 exercise price | 2013-10-04 | |
| 2013-10-04 holding as of filing | Raquet Walter F Director, 10% Owner | 4 | Series A Common Stock Purchase Warrant Derivative · Indirect · (m) | Holding | 1,838,235 owned after | $0.21 exercise price | 2013-10-04 | |
| 2013-10-04 holding as of filing | Raquet Walter F Director, 10% Owner | 4 | Series A Common Stock Purchase Warrant Derivative · Direct · (m) | Holding | 1,470,588 owned after | $0.21 exercise price | 2013-10-04 | |
| 2013-10-04 holding as of filing | Raquet Walter F Director, 10% Owner | 4 | Series A Common Stock Purchase Warrant Derivative · Indirect · (m) | Holding | 2,208,882 owned after | $0.21 exercise price | 2013-10-04 | |
| 2013-09-09 holding as of filing | Raquet Walter F Director, 10% Owner | 4 | Series A Common Stock Purchase Warrant Derivative · Indirect · (m) | Holding | 1,838,235 owned after | $0.21 exercise price | 2013-09-09 | |
| 2013-09-09 holding as of filing | Raquet Walter F Director, 10% Owner | 4 | Series A Common Stock Purchase Warrant Derivative · Direct · (m) | Holding | 1,470,588 owned after | $0.21 exercise price | 2013-09-09 | |
| 2013-09-09 holding as of filing | Raquet Walter F Director, 10% Owner | 4 | Series A Common Stock Purchase Warrant Derivative · Indirect · (m) | Holding | 2,208,882 owned after | $0.21 exercise price | 2013-09-09 | |
| 2013-09-06 | Raquet Walter F Director, 10% Owner | 4 | Common Stock Purchase Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,666,667 2,666,667 owned after | $0.21 exercise price | 2013-09-09 | |
| 2013-09-06 holding as of filing | Raquet Walter F Director | 4 | Series A Common Stock Purchase Warrant Derivative · Indirect · (m) | Holding | 1,838,235 owned after | $0.21 exercise price | 2013-09-06 | |
| 2013-09-06 holding as of filing | Raquet Walter F Director | 4 | Series A Common Stock Purchase Warrant Derivative · Direct · (m) | Holding | 1,470,588 owned after | $0.21 exercise price | 2013-09-06 | |
| 2013-09-06 holding as of filing | Raquet Walter F Director | 4 | Series A Common Stock Purchase Warrant Derivative · Indirect · (m) | Holding | 2,205,882 owned after | $0.21 exercise price | 2013-09-06 | |
| 2013-04-01 holding as of filing | Raquet Walter F Director | 4 | Series A Common Stock Purchase Warrant Derivative · Direct · (m) | Holding | 1,470,588 owned after | $0.21 exercise price | 2013-04-01 | |
| 2013-04-01 holding as of filing | Raquet Walter F Director | 4 | Series A Common Stock Purchase Warrant Derivative · Indirect · (m) | Holding | 2,205,882 owned after | $0.21 exercise price | 2013-04-01 | |
| 2013-03-28 | Raquet Walter F Director | 4 | Series A Common Stock Purchase Warrant Derivative · Indirect · WRG1LLC | P Open market or private purchase of non-derivative or derivative security | +1,838,235 1,838,235 owned after | $0.21 exercise price | 2013-04-01 | |
| 2012-10-15 | GALESI FRANCESCO 10% Owner | 4 | Series A Common Stock Purchase Warrant Derivative · Indirect · By Elysium Natural Resources LLC | P Open market or private purchase of non-derivative or derivative security | +2,205,882 2,205,882 owned after | $0.21 exercise price | 2012-10-15 | |
| 2012-10-15 holding as of filing | GALESI FRANCESCO 10% Owner | 4 | Series A Common Stock Purchase Warrant Derivative · Indirect · (m) | Holding | 4,411,764 owned after | $0.21 exercise price | 2012-10-15 | |
| 2012-10-15 holding as of filing | GALESI FRANCESCO 10% Owner | 4 | Common Stock Purchase Warrants Derivative · Direct · (m) | Holding | 972,000 owned after | $0.38 exercise price | 2012-10-15 | |
| 2012-10-15 holding as of filing | GALESI FRANCESCO 10% Owner | 4 | Common Stock Purchase Warrants Derivative · Indirect · (m) | Holding | 1,080,000 owned after | $0.38 exercise price | 2012-10-15 | |
| 2012-10-15 holding as of filing | GALESI FRANCESCO 10% Owner | 4 | Common Stock Purchase Warrants Derivative · Indirect · (m) | Holding | 1,080,000 owned after | $0.38 exercise price | 2012-10-15 | |
| 2012-10-11 | GALESI FRANCESCO 10% Owner | 4 | Series A Common Stock Purchase Warrant Derivative · Indirect · By Francesco Galesi Irrovocable Grantor Trust | P Open market or private purchase of non-derivative or derivative security | +2,205,882 2,205,882 owned after | $0.21 exercise price | 2012-10-15 | |
| 2012-10-04 | Raquet Walter F Director | 4 | Series A Common Stock Purchase Warrant Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +1,470,588 1,470,588 owned after | $0.21 exercise price | 2012-10-09 | |
| 2012-10-04 | Raquet Walter F Director | 4 | Series A Common Stock Purchase Warrant Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +2,205,882 2,205,882 owned after | $0.21 exercise price | 2012-10-09 | |
| 2012-06-06 holding as of filing | BUICKO DAVID M Director | 4 | Warrants Derivative · Direct | Holding | 108,000 owned after | $0.38 exercise price | 2012-06-06 | |
| 2012-01-03 holding as of filing | BUICKO DAVID M Director | 4 | WARRANTS Derivative · Direct | Holding | 108,000 owned after | $0.38 exercise price | 2012-01-03 | |
| 2011-12-21 holding as of filing | GALESI FRANCESCO 10% Owner | 3 | Common Stock Purchase Warrants Derivative · Direct · (m) | Holding | $0.38 exercise price | 2011-12-21 | ||
| 2011-12-21 holding as of filing | GALESI FRANCESCO 10% Owner | 3 | Common Stock Purchase Warrants Derivative · Indirect · (m) | Holding | $0.38 exercise price | 2011-12-21 | ||
| 2011-12-21 holding as of filing | GALESI FRANCESCO 10% Owner | 3 | Common Stock Purchase Warrants Derivative · Indirect · (m) | Holding | $0.38 exercise price | 2011-12-21 | ||
| 2011-12-21 holding as of filing | GALESI FRANCESCO 10% Owner | 4 | Common Stock Purchase Warrants Derivative · Direct · (m) | Holding | 972,000 owned after | $0.38 exercise price | 2011-12-21 | |
| 2011-12-21 holding as of filing | GALESI FRANCESCO 10% Owner | 4 | Common Stock Purchase Warrants Derivative · Indirect · (m) | Holding | 1,080,000 owned after | $0.38 exercise price | 2011-12-21 | |
| 2011-12-21 holding as of filing | GALESI FRANCESCO 10% Owner | 4 | Common Stock Purchase Warrants Derivative · Indirect · (m) | Holding | 1,080,000 owned after | $0.38 exercise price | 2011-12-21 | |
| 2011-12-12 | GALESI FRANCESCO 10% Owner | 4 | Series A Common Stock Purchase Warrant Derivative · Indirect · By Elysium Natural Resources LLC | P Open market or private purchase of non-derivative or derivative security | $0.21 exercise price | 2011-12-21 | ||
| 2011-06-03 holding as of filing | BUICKO DAVID M Director | 4 | WARRANTS Derivative · Direct | Holding | 108,000 owned after | $0.38 exercise price | 2011-06-03 | |
| 2011-05-31 holding as of filing | BUICKO DAVID M Director | 4 | WARRANTS Derivative · Direct | Holding | 108,000 owned after | $0.38 exercise price | 2011-05-31 | |
| 2011-05-25 holding as of filing | BUICKO DAVID M Director | 4 | WARRANTS Derivative · Direct | Holding | 108,000 owned after | $0.38 exercise price | 2011-05-25 | |
| 2011-05-16 holding as of filing | BUICKO DAVID M Director | 4 | WARRANTS Derivative · Direct | Holding | 108,000 owned after | $0.38 exercise price | 2011-05-16 | |
| 2010-09-21 holding as of filing | BUICKO DAVID M Director | 4 | WARRANTS Derivative · Direct | Holding | 108,000 owned after | $0.38 exercise price | 2010-09-21 | |
| 2010-09-17 holding as of filing | BUICKO DAVID M Director | 3 | WARRANTS Derivative · Direct | Holding | $0.38 exercise price | 2010-09-17 | ||
| 2010-01-05 holding as of filing | TECHTRONIC INDUSTRIES CO LTD /FI 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | Holding | 2,222,222 owned after | $0.20 exercise price | 2010-01-05 | |
| 2009-12-17 holding as of filing | TECHTRONIC INDUSTRIES CO LTD /FI 10% Owner | 3 | Warrants (Right to Buy) Derivative · Direct | Holding | $0.20 exercise price | 2009-12-17 |