GREEN EARTH TECHNOLOGIES, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 89 rows, 89 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-09-15: Reporting owner Raquet Walter F; Form 4; Security Options to purchase common stock; Transaction Holding.
- 2014-05-14: Reporting owner Loch Jeffrey; Form 4; Security Options to purchase common stock; Transaction Holding.
- 2014-05-08: Reporting owner ADAMS GREG D; Form 4; Security Options to purchase common stock; Transaction Holding.
- 2014-05-08: Reporting owner ADAMS GREG D; Form 4; Security Options to purchase common stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-09-15 holding as of filing | Raquet Walter F Director, 10% Owner | 4 | Options to purchase common stock Derivative · Direct · (m) | Holding | 150,000 owned after | $0.17 exercise price | 2014-09-15 | |
| 2014-05-14 holding as of filing | Loch Jeffrey Director, Officer (President and CMO) | 4 | Options to purchase common stock Derivative · Direct | Holding | 4,000,000 owned after | $0.39 exercise price | 2014-05-14 | |
| 2014-05-08 holding as of filing | ADAMS GREG D Officer (COO and CFO) | 4 | Options to purchase common stock Derivative · Direct | Holding | 3,731,250 owned after | $0.17 exercise price | 2014-05-08 | |
| 2014-05-08 holding as of filing | ADAMS GREG D Officer (COO and CFO) | 4 | Options to purchase common stock Derivative · Direct | Holding | 750,000 owned after | $0.25 exercise price | 2014-05-08 | |
| 2014-04-30 | Loch Jeffrey Director, Officer (President and CMO) | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.09 exercise price | 2014-05-14 | |
| 2014-02-19 holding as of filing | BUICKO DAVID M Director | 4 | Options to Purchase Common Stock Derivative · Direct | Holding | 150,000 owned after | $0.17 exercise price | 2014-02-19 | |
| 2014-02-19 holding as of filing | BUICKO DAVID M Director | 4 | Options to Purchase Common Stock Derivative · Direct | Holding | 150,000 owned after | $0.40 exercise price | 2014-02-19 | |
| 2014-02-19 holding as of filing | BUICKO DAVID M Director | 4 | Options to Purchase Common Stock Derivative · Direct | Holding | 150,000 owned after | $0.39 exercise price | 2014-02-19 | |
| 2014-02-19 holding as of filing | Loch Jeffrey Director, Officer (President and CMO) | 4 | Options to Purchase Common Stock Derivative · Direct | Holding | 4,000,000 owned after | $0.39 exercise price | 2014-02-19 | |
| 2014-02-19 holding as of filing | THOMAS JOHN R Director | 4 | Options to Purchase Common Stock Derivative · Direct | Holding | 150,000 owned after | $0.29 exercise price | 2014-02-19 | |
| 2014-02-19 holding as of filing | Powell Humbert Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 150,000 owned after | $0.17 exercise price | 2014-02-19 | |
| 2014-02-19 holding as of filing | Powell Humbert Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 150,000 owned after | $0.40 exercise price | 2014-02-19 | |
| 2014-02-19 holding as of filing | Powell Humbert Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 250,000 owned after | $0.25 exercise price | 2014-02-19 | |
| 2014-02-19 holding as of filing | Powell Humbert Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 72,500 owned after | $0.21 exercise price | 2014-02-19 | |
| 2014-02-19 holding as of filing | Powell Humbert Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 127,500 owned after | $0.49 exercise price | 2014-02-19 | |
| 2014-02-19 holding as of filing | Raquet Walter F Director, 10% Owner | 4 | Options to purchase common stock Derivative · Direct · (m) | Holding | 150,000 owned after | $0.17 exercise price | 2014-02-19 | |
| 2014-02-03 | SCELFO JOHN J Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.08 exercise price | 2014-02-05 | |
| 2013-12-17 holding as of filing | BUICKO DAVID M Director | 4 | Options to Purchase Common Stock Derivative · Direct | Holding | 150,000 owned after | $0.17 exercise price | 2013-12-17 | |
| 2013-12-17 holding as of filing | BUICKO DAVID M Director | 4 | Options to Purchase Common Stock Derivative · Direct | Holding | 150,000 owned after | $0.40 exercise price | 2013-12-17 | |
| 2013-12-17 holding as of filing | BUICKO DAVID M Director | 4 | Options to Purchase Common Stock Derivative · Direct | Holding | 150,000 owned after | $0.39 exercise price | 2013-12-17 | |
| 2013-12-17 holding as of filing | ADAMS GREG D Officer (COO and CFO) | 4 | Options to purchase common stock Derivative · Direct | Holding | 3,731,250 owned after | $0.17 exercise price | 2013-12-17 | |
| 2013-12-17 holding as of filing | ADAMS GREG D Officer (COO and CFO) | 4 | Options to purchase common stock Derivative · Direct | Holding | 750,000 owned after | $0.25 exercise price | 2013-12-17 | |
| 2013-10-04 holding as of filing | Raquet Walter F Director, 10% Owner | 4 | Options to purchase common stock Derivative · Direct · (m) | Holding | 150,000 owned after | $0.17 exercise price | 2013-10-04 | |
| 2013-09-16 holding as of filing | Loch Jeffrey Director, Officer (President and CMO) | 4/A | Options to Purchase Common Stock Derivative · Direct | Holding | 4,000,000 owned after | $0.39 exercise price | 2013-09-16 | |
| 2013-09-09 holding as of filing | Raquet Walter F Director, 10% Owner | 4 | Options to purchase common stock Derivative · Direct · (m) | Holding | 150,000 owned after | $0.17 exercise price | 2013-09-09 | |
| 2013-09-06 holding as of filing | BUICKO DAVID M Director | 4 | Options to Purchase Common Stock Derivative · Direct | Holding | 150,000 owned after | $0.17 exercise price | 2013-09-06 | |
| 2013-09-06 holding as of filing | BUICKO DAVID M Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 150,000 owned after | $0.40 exercise price | 2013-09-06 | |
| 2013-09-06 holding as of filing | BUICKO DAVID M Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 150,000 owned after | $0.39 exercise price | 2013-09-06 | |
| 2013-09-06 holding as of filing | Loch Jeffrey Director, Officer (President and CMO) | 4 | Options to Purchase Common Stock Derivative · Direct | Holding | 4,000,000 owned after | $0.39 exercise price | 2013-09-06 | |
| 2013-09-06 holding as of filing | Raquet Walter F Director | 4 | Options to purchase common stock Derivative · Direct · (m) | Holding | 150,000 owned after | $0.17 exercise price | 2013-09-06 | |
| 2013-07-23 holding as of filing | Loch Jeffrey Director, Officer (President and CMO) | 4 | Options to purchase common stock Derivative · Direct | Holding | 4,000,000 owned after | $0.39 exercise price | 2013-07-23 | |
| 2013-07-23 holding as of filing | ADAMS GREG D Officer (COO and CFO) | 4 | Options to purchase common stock Derivative · Direct | Holding | 3,731,250 owned after | $0.17 exercise price | 2013-07-23 | |
| 2013-07-23 holding as of filing | ADAMS GREG D Officer (COO and CFO) | 4 | Options to purchase common stock Derivative · Direct | Holding | 750,000 owned after | $0.25 exercise price | 2013-07-23 | |
| 2013-04-01 holding as of filing | Raquet Walter F Director | 4 | Options to purchase common stock Derivative · Direct · (m) | Holding | 150,000 owned after | $0.17 exercise price | 2013-04-01 | |
| 2013-02-12 | THOMAS JOHN R Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.29 exercise price | 2013-02-14 | |
| 2012-10-09 holding as of filing | Raquet Walter F Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 150,000 owned after | $0.17 exercise price | 2012-10-09 | |
| 2012-07-02 holding as of filing | Loch Jeffrey Director, Officer (President and CMO) | 4 | Options to purchase common stock Derivative · Direct | Holding | 4,000,000 owned after | $0.39 exercise price | 2012-07-02 | |
| 2012-06-06 holding as of filing | BUICKO DAVID M Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 150,000 owned after | $0.40 exercise price | 2012-06-06 | |
| 2012-06-06 holding as of filing | BUICKO DAVID M Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 150,000 owned after | $0.39 exercise price | 2012-06-06 | |
| 2012-06-06 holding as of filing | Powell Humbert Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 150,000 owned after | $0.40 exercise price | 2012-06-06 | |
| 2012-06-06 holding as of filing | Powell Humbert Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 250,000 owned after | $0.25 exercise price | 2012-06-06 | |
| 2012-06-06 holding as of filing | Powell Humbert Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 72,500 owned after | $0.21 exercise price | 2012-06-06 | |
| 2012-06-06 holding as of filing | Powell Humbert Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 127,500 owned after | $0.49 exercise price | 2012-06-06 | |
| 2012-06-06 holding as of filing | Jankura Janet Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 150,000 owned after | $0.40 exercise price | 2012-06-06 | |
| 2012-06-06 holding as of filing | Jankura Janet Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 250,000 owned after | $0.25 exercise price | 2012-06-06 | |
| 2012-06-06 holding as of filing | Jankura Janet Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 50,000 owned after | $0.21 exercise price | 2012-06-06 | |
| 2012-06-06 holding as of filing | Jankura Janet Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 212,500 owned after | $0.49 exercise price | 2012-06-06 | |
| 2012-06-04 | Raquet Walter F Director | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.17 exercise price | 2012-06-07 | |
| 2012-06-04 | BUICKO DAVID M Director | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.17 exercise price | 2012-06-06 | |
| 2012-06-04 | Powell Humbert Director | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.17 exercise price | 2012-06-06 | |
| 2012-06-04 | Jankura Janet Director | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.17 exercise price | 2012-06-06 | |
| 2012-01-06 holding as of filing | Loch Jeffrey Director, Officer (President & CMO) | 4 | Options to purchase common stock Derivative · Direct | Holding | 4,000,000 owned after | $0.39 exercise price | 2012-01-06 | |
| 2012-01-04 holding as of filing | Loch Jeffrey Director, Officer (President & CMO) | 4 | Options to purchase common stock Derivative · Direct | Holding | 4,000,000 owned after | $0.39 exercise price | 2012-01-04 | |
| 2012-01-03 holding as of filing | BUICKO DAVID M Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 150,000 owned after | $0.40 exercise price | 2012-01-03 | |
| 2012-01-03 holding as of filing | BUICKO DAVID M Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 150,000 owned after | $0.39 exercise price | 2012-01-03 | |
| 2011-06-03 holding as of filing | BUICKO DAVID M Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 150,000 owned after | $0.40 exercise price | 2011-06-03 | |
| 2011-06-03 holding as of filing | BUICKO DAVID M Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 150,000 owned after | $0.39 exercise price | 2011-06-03 | |
| 2011-05-31 holding as of filing | BUICKO DAVID M Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 150,000 owned after | $0.40 exercise price | 2011-05-31 | |
| 2011-05-31 holding as of filing | BUICKO DAVID M Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 150,000 owned after | $0.39 exercise price | 2011-05-31 | |
| 2011-05-25 holding as of filing | BUICKO DAVID M Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 150,000 owned after | $0.40 exercise price | 2011-05-25 | |
| 2011-05-25 holding as of filing | BUICKO DAVID M Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 150,000 owned after | $0.39 exercise price | 2011-05-25 | |
| 2011-05-16 holding as of filing | Jankura Janet Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 250,000 owned after | $0.25 exercise price | 2011-05-16 | |
| 2011-05-16 holding as of filing | Jankura Janet Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 50,000 owned after | $0.21 exercise price | 2011-05-16 | |
| 2011-05-16 holding as of filing | Jankura Janet Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 212,500 owned after | $0.49 exercise price | 2011-05-16 | |
| 2011-05-16 holding as of filing | BUICKO DAVID M Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 150,000 owned after | $0.39 exercise price | 2011-05-16 | |
| 2011-05-16 holding as of filing | Powell Humbert Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 250,000 owned after | $0.25 exercise price | 2011-05-16 | |
| 2011-05-16 holding as of filing | Powell Humbert Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 72,500 owned after | $0.21 exercise price | 2011-05-16 | |
| 2011-05-16 holding as of filing | Powell Humbert Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 127,500 owned after | $0.49 exercise price | 2011-05-16 | |
| 2011-05-12 | Jankura Janet Director | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.40 exercise price | 2011-05-16 | |
| 2011-05-12 | BUICKO DAVID M Director | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.40 exercise price | 2011-05-16 | |
| 2011-05-12 | Powell Humbert Director | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.40 exercise price | 2011-05-16 | |
| 2011-01-06 holding as of filing | Marshall William J Director, Officer (Chief Executive Officer) | 4 | Options Derivative · Direct | Holding | 6,000,000 owned after | $0.39 exercise price | 2011-01-06 | |
| 2011-01-05 | Marshall William J Director, Officer (Chief Executive Officer) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000,000 4,000,000 owned after | $0.32 exercise price | 2011-01-06 | |
| 2010-09-21 holding as of filing | ADAMS GREG D Officer (COO &CFO) | 4 | Options to purchase common stock Derivative · Direct | Holding | 2,975,000 owned after | $0.49 exercise price | 2010-09-21 | |
| 2010-09-21 holding as of filing | ADAMS GREG D Officer (COO &CFO) | 4 | Options to purchase common stock Derivative · Direct | Holding | 750,000 owned after | $0.25 exercise price | 2010-09-21 | |
| 2010-09-17 | Marshall William J Director, Officer (Chief Executive Officer) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000,000 6,000,000 owned after | $0.39 exercise price | 2010-09-21 | |
| 2010-09-17 | ADAMS GREG D Officer (COO &CFO) | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.39 exercise price | 2010-09-21 | |
| 2010-09-17 | Loch Jeffrey Director, Officer (President & CMO) | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000,000 4,000,000 owned after | $0.39 exercise price | 2010-09-21 | |
| 2010-09-17 | BUICKO DAVID M Director | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.39 exercise price | 2010-09-21 | |
| 2010-03-18 | ADAMS GREG D Officer (Chief Financial Officer) | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 3,725,000 owned after | $0.25 exercise price | 2010-04-23 | |
| 2010-03-18 | Jankura Janet Director | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 512,500 owned after | $0.25 exercise price | 2010-04-23 | |
| 2010-03-18 | Powell Humbert Director | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 450,000 owned after | $0.25 exercise price | 2010-04-23 | |
| 2009-12-31 | TECHTRONIC INDUSTRIES CO LTD /FI 10% Owner | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000,000 0 owned after | $0.15 exercise price | 2010-01-05 | |
| 2009-12-17 holding as of filing | TECHTRONIC INDUSTRIES CO LTD /FI 10% Owner | 3 | Options (Right to Buy) Derivative · Direct | Holding | $0.15 exercise price | 2009-12-17 | ||
| 2009-08-27 | Jankura Janet Director | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 262,500 owned after | $0.21 exercise price | 2010-04-23 | |
| 2009-08-27 | Powell Humbert Director | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,500 200,000 owned after | $0.21 exercise price | 2010-04-23 | |
| 2009-04-29 | ADAMS GREG D Officer (Chief Financial Officer) | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,975,000 2,975,000 owned after | $0.49 exercise price | 2010-04-23 | |
| 2009-04-29 | Jankura Janet Director | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +212,500 212,500 owned after | $0.49 exercise price | 2010-04-23 | |
| 2009-04-29 | Powell Humbert Director | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +127,500 127,500 owned after | $0.49 exercise price | 2010-04-23 |