Great Basin Scientific, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2016-07-13: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Senior secured 0% interest convertible notes and Series H warrants; warrants may be exercised for common shares at $2.08 per share, subject to adjustment based on the issuer's stock price, with a floor of $1.70 per share.; Date of first sale 2016-06-29; Total offering amount $188,510,000.
- 2013-12-11: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2013-11-26; Total offering amount $7,626,000.
- 2011-02-04: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2010-02-16; Total offering amount $18,800,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2016-07-13 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired; Senior secured 0% interest convertible notes and Series H warrants; warrants may be exercised for common shares at $2.08 per share, subject to adjustment based on the issuer's stock price, with a floor of $1.70 per share. | 2016-06-29 | $188,510,000 | $68,000,000 | $120,510,000 | 9 |
| 2013-12-11 | Rule 506(b) | Equity | 2013-11-26 | $7,626,000 | $5,797,653 | $1,828,347 | 9 |
| 2011-02-04 | Rule 506 | Equity | 2010-02-16 | $18,800,000 | $11,039,132 | $7,760,868 | 16 |