Great Basin Scientific, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2016-07-13: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Senior secured 0% interest convertible notes and Series H warrants; warrants may be exercised for common shares at $2.08 per share, subject to adjustment based on the issuer's stock price, with a floor of $1.70 per share.; Date of first sale 2016-06-29; Total offering amount $188,510,000.
- 2016-01-14: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Senior secured convertible notes and Series D warrants.; Date of first sale 2015-12-28; Total offering amount $26,980,765.
- 2016-01-13: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Senior secured convertible notes and Series D warrants.; Date of first sale 2015-12-28; Total offering amount $24,880,765.
- 2014-04-24: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2014-04-21; Total offering amount $7,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2016-07-13 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired; Senior secured 0% interest convertible notes and Series H warrants; warrants may be exercised for common shares at $2.08 per share, subject to adjustment based on the issuer's stock price, with a floor of $1.70 per share. | 2016-06-29 | $188,510,000 | $68,000,000 | $120,510,000 | 9 |
| 2016-01-14 D/A | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired; Senior secured convertible notes and Series D warrants. | 2015-12-28 | $26,980,765 | $20,500,000 | $6,480,765 | 7 |
| 2016-01-13 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired; Senior secured convertible notes and Series D warrants. | 2015-12-28 | $24,880,765 | $18,400,000 | $6,480,765 | 7 |
| 2014-04-24 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2014-04-21 | $7,000,000 | $600,000 | $6,400,000 | 2 |