GLOBEIMMUNE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows, 33 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-07-09: Reporting owner FREYTAG J WILLIAM; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-07-09: Reporting owner MITCHELL DANIEL J; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-07-09: Reporting owner Torres S. Edward; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-07-09: Reporting owner LAWLOR AUGUSTINE; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-07-09 | FREYTAG J WILLIAM Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,697 1,697 owned after | $2.56 exercise price | 2015-07-13 | |
| 2015-07-09 | MITCHELL DANIEL J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,697 1,697 owned after | $2.56 exercise price | 2015-07-13 | |
| 2015-07-09 | Torres S. Edward Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,697 1,697 owned after | $2.56 exercise price | 2015-07-13 | |
| 2015-07-09 | LAWLOR AUGUSTINE Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,697 1,697 owned after | $2.56 exercise price | 2015-07-13 | |
| 2015-01-06 | RODELL TIMOTHY C JR Director, Officer (CEO & Pres) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,480 39,480 owned after | $7.71 exercise price | 2015-01-08 | |
| 2015-01-06 | Christoffersen Kirk A Officer (VP, Corporate Development) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,773 11,773 owned after | $7.71 exercise price | 2015-01-08 | |
| 2015-01-06 | Dekker C. Jeffrey Officer (VP, Finance, Treas & Sec) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,772 11,772 owned after | $7.71 exercise price | 2015-01-08 | |
| 2014-12-15 | Christoffersen Kirk A Officer (VP, Corporate Development) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,389 0 owned after | $4.73 exercise price | 2014-12-17 | |
| 2014-07-01 holding as of filing | Dekker C. Jeffrey Officer (VP, Finance, Treas & Sec) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.71 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | Dekker C. Jeffrey Officer (VP, Finance, Treas & Sec) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.02 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | Dekker C. Jeffrey Officer (VP, Finance, Treas & Sec) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.96 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | Dekker C. Jeffrey Officer (VP, Finance, Treas & Sec) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $8.48 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | Dekker C. Jeffrey Officer (VP, Finance, Treas & Sec) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $12.56 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | Dekker C. Jeffrey Officer (VP, Finance, Treas & Sec) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $10.04 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | Dekker C. Jeffrey Officer (VP, Finance, Treas & Sec) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $18.21 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | Christoffersen Kirk A Officer (VP, Corporate Development) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.71 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | Christoffersen Kirk A Officer (VP, Corporate Development) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.71 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | Christoffersen Kirk A Officer (VP, Corporate Development) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.02 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | Christoffersen Kirk A Officer (VP, Corporate Development) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.96 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | Christoffersen Kirk A Officer (VP, Corporate Development) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $8.48 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | Christoffersen Kirk A Officer (VP, Corporate Development) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $12.56 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | Christoffersen Kirk A Officer (VP, Corporate Development) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $10.04 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | Christoffersen Kirk A Officer (VP, Corporate Development) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $18.21 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | Christoffersen Kirk A Officer (VP, Corporate Development) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $15.07 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | FREYTAG J WILLIAM Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.96 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | FREYTAG J WILLIAM Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $12.56 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | RODELL TIMOTHY C JR Director, Officer (CEO & Pres) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.71 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | RODELL TIMOTHY C JR Director, Officer (CEO & Pres) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.02 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | RODELL TIMOTHY C JR Director, Officer (CEO & Pres) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.96 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | RODELL TIMOTHY C JR Director, Officer (CEO & Pres) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $6.91 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | RODELL TIMOTHY C JR Director, Officer (CEO & Pres) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $12.56 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | RODELL TIMOTHY C JR Director, Officer (CEO & Pres) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $12.56 exercise price | 2014-07-01 | ||
| 2014-07-01 holding as of filing | RODELL TIMOTHY C JR Director, Officer (CEO & Pres) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $18.21 exercise price | 2014-07-01 |