GLOBEIMMUNE INC Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2017-03-23: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2017-03-20; Total offering amount $2,100,000.
- 2010-02-03: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2010-01-14; Total offering amount $17,999,124.
- 2010-01-27: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2010-01-14; Total offering amount $17,999,124.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2017-03-23 | Rule 506(b) | Equity | 2017-03-20 | $2,100,000 | $2,100,000 | $0 | 1 |
| 2010-02-03 D/A | Rule 506 | Equity | 2010-01-14 | $17,999,124 | $17,999,124 | $0 | 27 |
| 2010-01-27 | Rule 506 | Equity | 2010-01-14 | $17,999,124 | $17,507,816 | $491,308 | 26 |