GlobalSCAPE, Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-10-29: Reporting owner Goulet Matthew Craig; Form 4; Security Stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-10-10: Reporting owner Canavan Michael Patrick; Form 4; Security Incentive Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-10-10: Reporting owner Canavan Michael Patrick; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-10-10: Reporting owner Goulet Matthew Craig; Form 4; Security Stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-10-29 | Goulet Matthew Craig Director, Officer (President and CEO) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $3.90 exercise price | 2018-10-31 | |
| 2018-10-10 | Canavan Michael Patrick Officer (Vice President of Sales) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,670 16,670 owned after | $4.06 exercise price | 2019-02-25 | |
| 2018-10-10 | Canavan Michael Patrick Officer (Vice President of Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,330 33,330 owned after | $4.06 exercise price | 2019-02-25 | |
| 2018-10-10 | Goulet Matthew Craig Director, Officer (President and CEO) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $4.06 exercise price | 2018-10-11 | |
| 2018-08-27 | HOOD MARK C Officer (VP of Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +73,275 73,275 owned after | $3.91 exercise price | 2018-08-29 | |
| 2018-08-27 | HOOD MARK C Officer (VP of Operations) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,725 76,725 owned after | $3.91 exercise price | 2018-08-29 | |
| 2018-08-10 holding as of filing | Young Karen J. Officer (Chief Financial Officer) | 3 | Stock Option Derivative · Direct | Holding | $2.40 exercise price | 2018-08-10 | ||
| 2018-08-10 holding as of filing | Young Karen J. Officer (Chief Financial Officer) | 3 | Stock Option Derivative · Direct | Holding | $3.52 exercise price | 2018-08-10 | ||
| 2018-08-10 holding as of filing | Young Karen J. Officer (Chief Financial Officer) | 3 | Stock Option Derivative · Direct | Holding | $3.73 exercise price | 2018-08-10 | ||
| 2018-08-10 holding as of filing | Young Karen J. Officer (Chief Financial Officer) | 3 | Stock Option Derivative · Direct | Holding | $3.59 exercise price | 2018-08-10 | ||
| 2018-08-10 holding as of filing | Young Karen J. Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.40 exercise price | 2018-08-10 | |
| 2018-08-10 holding as of filing | Young Karen J. Officer (Chief Financial Officer) | 4 | Incentive Stock Option Derivative · Direct | Holding | 15,300 owned after | $3.52 exercise price | 2018-08-10 | |
| 2018-08-10 holding as of filing | Young Karen J. Officer (Chief Financial Officer) | 4 | Incentive Stock Option Derivative · Direct | Holding | 20,300 owned after | $3.73 exercise price | 2018-08-10 | |
| 2018-08-07 | Young Karen J. Officer (Chief Financial Officer) | 4 | Incentive Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +78,369 98,669 owned after | $3.59 exercise price | 2018-08-10 | |
| 2018-08-07 | Young Karen J. Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,631 120,300 owned after | $3.59 exercise price | 2018-08-10 |