GILMAN CIOCIA, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2010-03-29: Federal exemption Rule 506; Types of securities offered Equity; Debt; Date of first sale 2008-10-30; Total offering amount $4,100,000.
- 2010-02-11: Federal exemption Rule 506; Types of securities offered Equity; Debt; Date of first sale 2008-10-30; Total offering amount $4,100,000.
- 2009-12-16: Federal exemption Rule 506; Types of securities offered Equity; Debt; Date of first sale 2008-10-30; Total offering amount $3,850,000.
- 2009-09-03: Federal exemption Rule 506; Types of securities offered Equity; Debt; Date of first sale 2008-10-30; Total offering amount $2,600,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2010-03-29 D/A | Rule 506 | Equity; Debt | 2008-10-30 | $4,100,000 | $3,875,000 | $225,000 | 47 |
| 2010-02-11 D/A | Rule 506 | Equity; Debt | 2008-10-30 | $4,100,000 | $3,783,000 | $317,000 | 42 |
| 2009-12-16 D/A | Rule 506 | Equity; Debt | 2008-10-30 | $3,850,000 | $2,828,000 | $1,022,000 | 28 |
| 2009-09-03 D/A | Rule 506 | Equity; Debt | 2008-10-30 | $2,600,000 | $1,785,000 | $815,000 | 14 |