GILMAN CIOCIA, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2013-05-24: Federal exemption Rule 506; Types of securities offered Debt; Date of first sale Yet to occur; Total offering amount $1,800,000.
- 2012-07-31: Federal exemption Rule 506; Types of securities offered Debt; Date of first sale Yet to occur; Total offering amount $1,500,000.
- 2012-05-02: Federal exemption Rule 506; Types of securities offered Debt; Date of first sale Yet to occur; Total offering amount $1,800,000.
- 2011-11-15: Federal exemption Rule 506; Types of securities offered Debt; Date of first sale 2011-06-13; Total offering amount $1,750,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2013-05-24 | Rule 506 | Debt | Yet to occur | $1,800,000 | $0 | $1,800,000 | 0 |
| 2012-07-31 | Rule 506 | Debt | Yet to occur | $1,500,000 | $0 | $1,500,000 | 0 |
| 2012-05-02 | Rule 506 | Debt | Yet to occur | $1,800,000 | $0 | $1,800,000 | 0 |
| 2011-11-15 D/A | Rule 506 | Debt | 2011-06-13 | $1,750,000 | $1,250,000 | $500,000 | 13 |
| 2011-07-13 D/A | Rule 506 | Debt | Yet to occur | $1,250,000 | $900,000 | $350,000 | 9 |
| 2011-06-10 | Rule 506 | Debt | Yet to occur | $900,000 | $0 | $900,000 | 0 |
| 2011-01-25 D/A | Rule 506 | Debt | 2010-11-16 | $700,000 | $700,000 | $0 | 8 |
| 2010-12-13 D/A | Rule 506 | Debt | 2010-11-16 | $600,000 | $600,000 | $0 | 7 |
| 2010-11-08 | Rule 506 | Debt | Yet to occur | $500,000 | $0 | $500,000 | 0 |