GENTA INC DE/ Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-03-21: Reporting owner WARRELL RAYMOND P JR; Form 4; Security March 2010 Warrant; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2011-02-22: Reporting owner WARRELL RAYMOND P JR; Form 4; Security March 2010 Warrant; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2011-02-14: Reporting owner WARRELL RAYMOND P JR; Form 4; Security March 2010 Warrant; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2011-01-18: Reporting owner WARRELL RAYMOND P JR; Form 4; Security March 2010 Warrant; Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-03-21 | WARRELL RAYMOND P JR Director, Officer (Chairman & Chief Exec Officer) | 4 | March 2010 Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | 996,992,924 owned after | $0.01 exercise price | 2011-03-21 | |
| 2011-02-22 | WARRELL RAYMOND P JR Director, Officer (Chairman & Chief Exec Officer) | 4 | March 2010 Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,125,884 9,738,707 owned after | $0.16 exercise price | 2011-02-22 | |
| 2011-02-14 | WARRELL RAYMOND P JR Director, Officer (Chairman & Chief Exec. Officer) | 4 | March 2010 Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −7,282,052 486,935,389 owned after | $0.00 | 2011-02-16 | |
| 2011-01-18 | WARRELL RAYMOND P JR Director, Officer (Chairman & Chief Exec Officer) | 4 | March 2010 Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | 494,217,441 owned after | $0.00 | 2011-01-19 | |
| 2011-01-10 | WARRELL RAYMOND P JR Director, Officer (Chairman & Chief Exec Officer) | 4 | March 2010 Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −12,406,015 496,944,714 owned after | $0.00 | 2011-01-13 | |
| 2011-01-05 | ITRI LORETTTA M Officer (Pres R&D Chief Medical Officer) | 4 | March 2010 Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −4,073,381 0 owned after | $0.00 | 2011-01-07 | |
| 2011-01-05 | WARRELL RAYMOND P JR Director, Officer (Chairman & Chief Exec Officer) | 4 | March 2010 Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −4,998,742 509,350,729 owned after | $0.00 | 2011-01-07 | |
| 2011-01-05 | WARRELL RAYMOND P JR Director, Officer (Chairman & Chief Exec Officer) | 4 | March 2010 Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,715,587 0 owned after | $0.00 | 2011-01-07 |