GENTA INC DE/ Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows, 22 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-09-08: Reporting owner WARRELL RAYMOND P JR; Form 4; Security 15% Senior Convertible Promissory Note; Transaction C Conversion of derivative security.
- 2011-03-21: Reporting owner WARRELL RAYMOND P JR; Form 4; Security 15% Senior Convertible Promissory Note; Transaction C Conversion of derivative security.
- 2011-03-14: Reporting owner WARRELL RAYMOND P JR; Form 4; Security 15% Senior Convertible Promissory Note; Transaction C Conversion of derivative security.
- 2011-03-01: Reporting owner WARRELL RAYMOND P JR; Form 4; Security 15% Senior Convertible Promissory Note; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-09-08 | WARRELL RAYMOND P JR Director, Officer (Chairman & Chief Exec Officer) | 4 | 15% Senior Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | 1,758,468 owned after | $0.00 | 2011-09-23 | |
| 2011-03-21 | WARRELL RAYMOND P JR Director, Officer (Chairman & Chief Exec Officer) | 4 | 15% Senior Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | −52,968 1,655,463 owned after | $0.01 exercise price | 2011-03-21 | |
| 2011-03-14 | WARRELL RAYMOND P JR Director, Officer (Chairman & Chief Exec Officer) | 4 | 15% Senior Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | 118,579,395 owned after | $0.01 exercise price | 2011-03-16 | |
| 2011-03-01 | WARRELL RAYMOND P JR Director, Officer (Chairman & Chief Exec Officer) | 4 | 15% Senior Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | 10,568,240 owned after | $0.16 exercise price | 2011-03-03 | |
| 2011-02-07 | WARRELL RAYMOND P JR Director, Officer (Chairman & Chief Exec Officer) | 4 | 15% Senior Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | 529,519,984 owned after | $0.00 | 2011-02-08 | |
| 2011-01-31 | WARRELL RAYMOND P JR Director, Officer (Chairman & Chief Exec Officer) | 4 | 15% Senior Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | 531,735,931 owned after | $0.00 | 2011-02-03 | |
| 2011-01-24 | WARRELL RAYMOND P JR Director, Officer (Chairman & Chief Exec Officer) | 4 | 15% Senior Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | 533,951,878 owned after | $0.00 | 2011-01-25 | |
| 2011-01-18 | WARRELL RAYMOND P JR Director, Officer (Chairman & Chief Exec Officer) | 4 | 15% Senior Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | −2,727,273 536,167,825 owned after | $0.00 | 2011-01-19 | |
| 2011-01-11 | WARRELL RAYMOND P JR Director, Officer (Chairman & Chief Exec Officer) | 4 | 15% Senior Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | 542,906,601 owned after | $0.00 | 2011-01-13 | |
| 2011-01-03 | WARRELL RAYMOND P JR Director, Officer (Chairman & Chief Exec Officer) | 4 | 15% Senior Convertible Promissory Note due September 4, 2011 Derivative · Direct | C Conversion of derivative security | 1,765,665 owned after | $0.00 | 2011-01-04 | |
| 2010-12-31 | WARRELL RAYMOND P JR Director, Officer (Chairman & Chief Exec Officer) | 4 | 15% Senior Convertible Promissory Note due September 4, 2011 Derivative · Direct | C Conversion of derivative security | 1,782,460 owned after | $0.04 exercise price | 2011-01-04 | |
| 2010-11-01 | WARRELL RAYMOND P JR Director, Officer (Chairman & CEO) | 4 | 15% Senior Convertible Promissory Note due June 9, 2011 Derivative · Direct | C Conversion of derivative security | 43,812,356 owned after | $0.04 exercise price | 2010-11-02 | |
| 2010-10-25 | WARRELL RAYMOND P JR Director, Officer (Chairman & CEO) | 4 | 15% Senior Convertible Promissory Note due June 9, 2011 Derivative · Direct | C Conversion of derivative security | 43,836,588 owned after | $0.04 exercise price | 2010-10-25 | |
| 2010-10-11 | WARRELL RAYMOND P JR Director, Officer (Chairman & CEO) | 4 | 15% Senior Convertible Promissory Note due June 9, 2011 Derivative · Direct | C Conversion of derivative security | −25,539 1,755,490 owned after | $0.04 exercise price | 2010-10-13 | |
| 2009-07-15 | ITRI LORETTTA M Officer (Pres. & CMO) | 4 | 15% Senior Secured Convertible Promissory Note Derivative · Direct · (m) | C Conversion of derivative security | $0.10 exercise price | 2009-07-17 | ||
| 2009-07-15 | ITRI LORETTTA M Officer (Pres. & CMO) | 4 | 15% Senior Secured Convertible Promissory Note -June 9, 2010 Derivative · Indirect · (m) | C Conversion of derivative security | $0.10 exercise price | 2009-07-17 | ||
| 2009-07-15 | WARRELL RAYMOND P JR Director, Officer (Chairman & CEO) | 4 | 15% Senior Secured Convertible Promissory Note -June 9, 2010 Derivative · Direct · (m) | C Conversion of derivative security | $0.10 exercise price | 2009-07-17 | ||
| 2009-07-15 | WARRELL RAYMOND P JR Director, Officer (Chairman & CEO) | 4 | 15% Senior Secured Convertible Promissory Note-June 9, 2010 Derivative · Indirect · (m) | C Conversion of derivative security | $0.10 exercise price | 2009-07-17 | ||
| 2008-06-09 | WARRELL RAYMOND P JR Director, Officer (Chairman & CEO) | 4 | 15% Convertible Debentures due 2010 Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | 195,000,000 owned after | $1,950,000.00 | 2008-06-18 | |
| 2008-06-09 | WARRELL RAYMOND P JR Director, Officer (Chairman & CEO) | 4 | 15% Convertible Debentures due 2010 Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | 30,000,000 owned after | $300,000.00 | 2008-06-18 | |
| 2008-06-09 | ITRI LORETTTA M Officer (Pres. & CMO) | 4 | 15% Convertible Debentures due 2010 Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | 30,000,000 owned after | $300,000.00 | 2008-06-18 | |
| 2008-06-09 | ITRI LORETTTA M Officer (Pres. & CMO) | 4 | 15% Convertible Debentures due 2010 Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | 195,000,000 owned after | $1,950,000.00 | 2008-06-18 |