Fusion Connect, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2014-01-09: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2013-12-31; Total offering amount $24,000,000.
- 2013-07-17: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale Yet to occur; Total offering amount $3,600,000.
- 2013-07-17: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale Yet to occur; Total offering amount $6,000,000.
- 2013-07-12: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale Yet to occur; Total offering amount $3,600,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2014-01-09 | Rule 506(b) | Equity; OptionToAcquire | 2013-12-31 | $24,000,000 | $18,480,000 | $5,520,000 | 82 |
| 2013-07-17 | Rule 506 | Equity; OptionToAcquire | Yet to occur | $3,600,000 | $0 | $3,600,000 | 0 |
| 2013-07-17 D/A | Rule 506 | Equity; OptionToAcquire | Yet to occur | $6,000,000 | $0 | $6,000,000 | 0 |
| 2013-07-12 D/A | Rule 506 | Equity; OptionToAcquire | Yet to occur | $3,600,000 | $0 | $3,600,000 | 0 |
| 2013-03-15 | Rule 506 | Equity; OptionToAcquire | Yet to occur | $6,000,000 | $0 | $6,000,000 | 0 |
| 2012-06-14 | Rule 506; 46 | Equity; OptionToAcquire | Yet to occur | $18,000,000 | $0 | $18,000,000 | 0 |
| 2012-02-28 | Rule 506; 46 | Equity; OptionToAcquire | Yet to occur | $2,500,000 | $0 | $2,500,000 | 0 |
| 2011-08-25 | Rule 506; 46 | Equity; OptionToAcquire | Yet to occur | $2,500,000 | $0 | $2,500,000 | 0 |
| 2011-07-06 | Rule 506; 46 | Equity; OptionToAcquire | Yet to occur | $6,000,000 | $0 | $6,000,000 | 0 |
| 2010-12-17 | Rule 506; 46 | Equity; OptionToAcquire | Yet to occur | $6,000,000 | $0 | $6,000,000 | 0 |
| 2010-03-29 | Rule 506; 46 | Equity; OptionToAcquire | Yet to occur | $7,200,000 | $0 | $7,200,000 | 0 |
| 2009-09-24 | Rule 506 | Equity; OptionToAcquire | 2009-09-16 | $7,000,000 | $310,000 | $6,690,000 | 4 |
| 2009-05-22 | Rule 506 | Equity; OptionToAcquire | 2009-02-23 | $6,000,000 | $1,305,000 | $4,695,000 | 13 |
| 2008-10-17 D/A | Rule 506 | Equity; OptionToAcquire | $3,000,000 | $882,500 | $2,117,500 | 10 | |
| 2008-10-17 | Rule 506 | Equity; OptionToAcquire | 2007-11-16 | $7,000,000 | $3,618,000 | $3,382,000 | 21 |
| 2008-10-08 | Rule 505 | Equity; OptionToAcquire; SecurityToBeAcquired | 2008-09-22 | $3,000,000 | $807,500 | $2,192,500 | 10 |