FUSHI COPPERWELD, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 52 rows, 52 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-06-30: Reporting owner Hua Jiping; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-06-28: Reporting owner Wang Wenbing; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-06-28: Reporting owner Fu Li; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-06-28: Reporting owner Perkowski John; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-06-30 | Hua Jiping Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 5,000 owned after | $4.95 exercise price | 2012-08-27 | |
| 2012-06-28 | Wang Wenbing Director, Officer (President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 25,000 owned after | $4.95 exercise price | 2012-08-27 | |
| 2012-06-28 | Fu Li Director, Officer (Chairman, Director & Co-CEO), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,250 30,500 owned after | $4.95 exercise price | 2012-08-27 | |
| 2012-06-28 | Perkowski John Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 5,000 owned after | $4.95 exercise price | 2012-08-27 | |
| 2012-06-28 | BAI FENG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 5,000 owned after | $4.95 exercise price | 2012-08-27 | |
| 2012-03-30 | Wang Wenbing Director, Officer (President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 37,500 owned after | $4.95 exercise price | 2012-08-27 | |
| 2012-03-30 | Fu Li Director, Officer (Chairman, Director & Co-CEO), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,250 45,750 owned after | $4.95 exercise price | 2012-08-27 | |
| 2012-03-30 | Perkowski John Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $4.95 exercise price | 2012-08-27 | |
| 2012-03-30 | Hua Jiping Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $4.95 exercise price | 2012-08-27 | |
| 2012-03-30 | BAI FENG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $4.95 exercise price | 2012-08-27 | |
| 2011-03-16 | HAP Trading, LLC Other (Former 10% Owner) | 4 | Fushi Copperweld Inc European Call Option Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −35,000 25,540 owned after | $8.51 | 2011-03-25 | |
| 2011-03-16 | HAP Trading, LLC Other (Former 10% Owner) | 4 | Fushi Copperweld Inc European Call Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +35,000 35,000 owned after | $8.22 | 2011-03-25 | |
| 2010-10-29 holding as of filing | Studwell Craig H Officer (Chief Financial Officer) | 3 | Stock Option Derivative · Direct | Holding | $9.61 exercise price | 2010-10-29 | ||
| 2010-01-26 | Berry Johnnie Dwight Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 38,000 owned after | $8.61 exercise price | 2010-01-28 | |
| 2010-01-26 | Wang Wenbing Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 267,000 owned after | $8.61 exercise price | 2010-01-28 | |
| 2009-11-23 | Longever Joseph J Officer (Co-Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $7.93 exercise price | 2009-12-01 | |
| 2009-09-16 holding as of filing | Zhang Linda Officer (Chief Financial Officer) | 3 | Stock Options Derivative · Direct | Holding | $7.52 exercise price | 2009-09-16 | ||
| 2009-04-02 holding as of filing | Perkowski John Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $20.04 exercise price | 2009-04-02 | ||
| 2009-04-02 holding as of filing | Berry Johnnie Dwight Officer (Chief Operating Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.95 exercise price | 2009-04-02 | ||
| 2009-01-21 | TODD JAMES A Officer (Executive VP and Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $4.95 exercise price | 2009-04-02 | |
| 2009-01-21 | Raeburn Barry L Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.95 exercise price | 2009-04-02 | |
| 2009-01-21 | Hua Jiping Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.95 exercise price | 2009-04-02 | |
| 2009-01-21 | BAI FENG Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.95 exercise price | 2009-04-02 | |
| 2009-01-21 | Fu Li Director, Officer (Chairman & CEO), 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61,000 61,000 owned after | $4.95 exercise price | 2009-04-02 | |
| 2009-01-21 | Wang Wenbing Officer (President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 61,000 owned after | $4.95 exercise price | 2009-04-02 | |
| 2009-01-21 | Perkowski John Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.95 exercise price | 2009-04-02 | |
| 2008-11-06 holding as of filing | Fu Li Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option Derivative · Direct | Holding | 200,000 owned after | $12.30 exercise price | 2008-11-06 | |
| 2008-06-19 holding as of filing | TODD JAMES A Officer (Executive VP and Controller) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $16.44 exercise price | 2008-06-19 | ||
| 2008-06-19 holding as of filing | TODD JAMES A Officer (Executive VP and Controller) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $16.44 exercise price | 2008-06-19 | ||
| 2008-06-19 holding as of filing | TODD JAMES A Officer (Executive VP and Controller) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $17.94 exercise price | 2008-06-19 | ||
| 2008-06-19 holding as of filing | TODD JAMES A Officer (Executive VP and Controller) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $17.94 exercise price | 2008-06-19 | ||
| 2008-06-19 holding as of filing | TODD JAMES A Officer (Executive VP and Controller) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $19.44 exercise price | 2008-06-19 | ||
| 2008-06-19 holding as of filing | TODD JAMES A Officer (Executive VP and Controller) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $19.44 exercise price | 2008-06-19 | ||
| 2008-06-19 holding as of filing | TODD JAMES A Officer (Executive VP and Controller) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $20.94 exercise price | 2008-06-19 | ||
| 2008-06-19 holding as of filing | TODD JAMES A Officer (Executive VP and Controller) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $20.94 exercise price | 2008-06-19 | ||
| 2007-11-07 holding as of filing | Finley John Christopher Officer (Chief Operating Officer) | 3 | Options Derivative · Direct | Holding | $16.44 exercise price | 2007-11-07 | ||
| 2007-11-07 holding as of filing | Finley John Christopher Officer (Chief Operating Officer) | 3 | Options Derivative · Direct | Holding | $16.44 exercise price | 2007-11-07 | ||
| 2007-11-07 holding as of filing | Finley John Christopher Officer (Chief Operating Officer) | 3 | Options Derivative · Direct | Holding | $17.94 exercise price | 2007-11-07 | ||
| 2007-11-07 holding as of filing | Finley John Christopher Officer (Chief Operating Officer) | 3 | Options Derivative · Direct | Holding | $17.94 exercise price | 2007-11-07 | ||
| 2007-11-07 holding as of filing | Finley John Christopher Officer (Chief Operating Officer) | 3 | Options Derivative · Direct | Holding | $19.44 exercise price | 2007-11-07 | ||
| 2007-11-07 holding as of filing | Finley John Christopher Officer (Chief Operating Officer) | 3 | Options Derivative · Direct | Holding | $19.44 exercise price | 2007-11-07 | ||
| 2007-11-07 holding as of filing | Finley John Christopher Officer (Chief Operating Officer) | 3 | Options Derivative · Direct | Holding | $20.94 exercise price | 2007-11-07 | ||
| 2007-11-07 holding as of filing | Finley John Christopher Officer (Chief Operating Officer) | 3 | Options Derivative · Direct | Holding | $20.94 exercise price | 2007-11-07 | ||
| 2007-07-04 | Hua Jiping Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $11.75 exercise price | 2007-07-30 | |
| 2007-07-04 | Raeburn Barry L Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $11.75 exercise price | 2007-07-30 | |
| 2007-07-04 | BAI FENG Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $11.75 exercise price | 2007-07-30 | |
| 2007-07-04 | Hua Jiping Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $11.75 exercise price | 2007-07-06 | |
| 2007-07-04 | Raeburn Barry L Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $11.75 exercise price | 2007-07-06 | |
| 2007-07-04 | BAI FENG Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $11.75 exercise price | 2007-07-06 | |
| 2007-05-21 | Fu Li Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $12.30 exercise price | 2007-07-25 | |
| 2007-05-21 | Yang Yue Director, Officer (President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $12.30 exercise price | 2007-07-25 | |
| 2007-05-21 | Wang Chris Wenbing Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $12.30 exercise price | 2007-07-16 |