FUSHI COPPERWELD, INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-01-10: Reporting owner CITADEL HOLDINGS I LP | CITADEL L P | CITADEL INVESTMENT GROUP II, L.L.C. | CITADEL INVESTMENT GROUP HONG KONG LTD | Citadel Derivatives Group, LLC | GRIFFIN KENNETH C | CITADEL EQUITY FUND LTD | CITADEL INVESTMENT GROUP LLC; Form 4; Security 3% Guaranteed Senior Secured Convertible Notes due 2012; Transaction C Conversion of derivative security.
- 2007-09-13: Reporting owner CITADEL EQUITY FUND LTD | CITADEL INVESTMENT GROUP HONG KONG LTD | Citadel Derivatives Group, LLC | CITADEL L P | GRIFFIN KENNETH C | CITADEL INVESTMENT GROUP LLC; Form 4; Security 3% Guaranteed Senior Secured Convertible Notes due 2012; Transaction Holding.
- 2007-02-02: Reporting owner CITADEL EQUITY FUND LTD | CITADEL INVESTMENT GROUP HONG KONG LTD | CITADEL L P | GRIFFIN KENNETH C | CITADEL INVESTMENT GROUP LLC; Form 3; Security 3% Guaranteed Senior Secured Convertible Notes due 2012; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-01-10 | CITADEL HOLDINGS I LP | CITADEL L P | CITADEL INVESTMENT GROUP II, L.L.C. | CITADEL INVESTMENT GROUP HONG KONG LTD | Citadel Derivatives Group, LLC | GRIFFIN KENNETH C | CITADEL EQUITY FUND LTD | CITADEL INVESTMENT GROUP LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | 3% Guaranteed Senior Secured Convertible Notes due 2012 Derivative · Indirect · See footnote | C Conversion of derivative security | $7.00 exercise price | 2008-01-22 | ||
| 2007-09-13 holding as of filing | CITADEL EQUITY FUND LTD | CITADEL INVESTMENT GROUP HONG KONG LTD | Citadel Derivatives Group, LLC | CITADEL L P | GRIFFIN KENNETH C | CITADEL INVESTMENT GROUP LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | 3% Guaranteed Senior Secured Convertible Notes due 2012 Derivative · Indirect · See Footnote | Holding | 2,857,000 owned after | $7.00 exercise price | 2007-09-13 | |
| 2007-02-02 holding as of filing | CITADEL EQUITY FUND LTD | CITADEL INVESTMENT GROUP HONG KONG LTD | CITADEL L P | GRIFFIN KENNETH C | CITADEL INVESTMENT GROUP LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | 3% Guaranteed Senior Secured Convertible Notes due 2012 Derivative · Indirect · (see attached) | Holding | $7.00 exercise price | 2007-02-02 |