Fortress Investment Group LLC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-02-17: Reporting owner EDENS WESLEY R; Form 4; Security Restricted Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-02-17: Reporting owner NARDONE RANDAL A; Form 4; Security Restricted Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-02-17: Reporting owner Briger Peter L JR; Form 4; Security Restricted Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-02-03: Reporting owner Bass Daniel; Form 4; Security Restricted Share Units; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-02-17 | EDENS WESLEY R Director, Officer (Principal), 10% Owner | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +260,132 260,132 owned after | $0.00 | 2016-02-18 | |
| 2016-02-17 | NARDONE RANDAL A Director, Officer (Principal and CEO), 10% Owner | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +173,421 173,421 owned after | $0.00 | 2016-02-18 | |
| 2016-02-17 | Briger Peter L JR Director, Officer (Principal), 10% Owner | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,403 1,128,211 owned after | $0.00 | 2016-02-18 | |
| 2016-02-03 | Bass Daniel Officer (Chief Financial Officer) | 4 | Restricted Share Units Derivative · Direct | C Conversion of derivative security | −32,181 268,376 owned after | $0.00 | 2016-02-04 | |
| 2016-02-03 | Brooks David Officer (VP, General Counsel, Secretary) | 4 | Restricted Share Units Derivative · Direct | C Conversion of derivative security | −27,230 210,108 owned after | $0.00 | 2016-02-04 | |
| 2016-02-03 | Konawalik John Officer (Principal Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | C Conversion of derivative security | −44,847 161,314 owned after | $0.00 | 2016-02-04 | |
| 2016-01-29 | Konawalik John Officer (Principal Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89,206 206,161 owned after | $0.00 | 2016-02-02 | |
| 2016-01-29 | Brooks David Officer (VP, General Counsel, Secretary) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89,206 237,338 owned after | $0.00 | 2016-02-02 | |
| 2016-01-29 | Bass Daniel Officer (Chief Financial Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,508 300,557 owned after | $0.00 | 2016-02-02 | |
| 2016-01-04 | Novogratz Michael Other (Former Principal and Director) | 4 | Restricted Share Units Derivative · Direct | C Conversion of derivative security | −618,178 0 owned after | $0.00 | 2016-01-06 | |
| 2016-01-04 | Briger Peter L JR Director, Officer (Principal), 10% Owner | 4 | Restricted Share Units Derivative · Direct | C Conversion of derivative security | −1,586,946 1,085,808 owned after | $0.00 | 2016-01-06 |