Fortress Investment Group LLC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-27: Reporting owner NARDONE RANDAL A; Form 4; Security Restricted Share Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-12-27: Reporting owner Konawalik John; Form 4; Security Restricted Share Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-12-27: Reporting owner EDENS WESLEY R; Form 4; Security Restricted Share Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-12-27: Reporting owner Brooks David; Form 4; Security Restricted Share Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-27 | NARDONE RANDAL A Director, Officer (Principal and CEO), 10% Owner | 4 | Restricted Share Units Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −115,614 0 owned after | $8.08 | 2017-12-27 | |
| 2017-12-27 | Konawalik John Officer (Principal Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −210,634 0 owned after | $8.08 | 2017-12-27 | |
| 2017-12-27 | EDENS WESLEY R Director, Officer (Principal), 10% Owner | 4 | Restricted Share Units Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −173,421 0 owned after | $8.08 | 2017-12-27 | |
| 2017-12-27 | Brooks David Officer (VP, Gen Counsel & Secretary) | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −327,230 0 owned after | $8.08 | 2017-12-27 | |
| 2017-12-27 | Bass Daniel Officer (Chief Financial Officer) | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −398,080 0 owned after | $8.08 | 2017-12-27 | |
| 2017-12-27 | Briger Peter L JR Director, Officer (Principal), 10% Owner | 4 | Restricted Share Units Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −670,967 0 owned after | $8.08 | 2017-12-27 | |
| 2017-06-08 | Bass Daniel Officer (Chief Financial Officer) | 4 | Restricted Share Units Derivative · Direct | C Conversion of derivative security | −32,510 398,080 owned after | $0.00 | 2017-06-09 | |
| 2017-06-08 | Konawalik John Officer (Principal Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | C Conversion of derivative security | −46,100 210,634 owned after | $0.00 | 2017-06-09 | |
| 2017-06-08 | Brooks David Officer (VP, General Counsel, Secretary) | 4 | Restricted Share Units Derivative · Direct | C Conversion of derivative security | −26,008 327,230 owned after | $0.00 | 2017-06-09 | |
| 2017-02-08 | Briger Peter L JR Director, Officer (Principal), 10% Owner | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +467,682 670,967 owned after | $0.00 | 2017-02-10 | |
| 2017-01-31 | Konawalik John Officer (Principal Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | C Conversion of derivative security | −95,420 256,734 owned after | $0.00 | 2017-02-03 | |
| 2017-01-31 | Brooks David Officer (VP, General Counsel, Secretary) | 4 | Restricted Share Units Derivative · Direct | C Conversion of derivative security | −143,130 353,238 owned after | $0.00 | 2017-02-03 | |
| 2017-01-31 | Bass Daniel Officer (Chief Financial Officer) | 4 | Restricted Share Units Derivative · Direct | C Conversion of derivative security | +162,214 430,590 owned after | $0.00 | 2017-02-03 | |
| 2017-01-03 | NARDONE RANDAL A Director, Officer (Principal and CEO), 10% Owner | 4 | Restricted Share Units Derivative · Direct | C Conversion of derivative security | −57,807 115,614 owned after | $0.00 | 2017-01-04 | |
| 2017-01-03 | EDENS WESLEY R Director, Officer (Principal), 10% Owner | 4 | Restricted Share Units Derivative · Direct | C Conversion of derivative security | −86,711 173,421 owned after | $0.00 | 2017-01-04 | |
| 2017-01-03 | Briger Peter L JR Director, Officer (Principal), 10% Owner | 4 | Restricted Share Units Derivative · Indirect · FPB Management LP | C Conversion of derivative security | −924,926 203,285 owned after | $0.00 | 2017-01-04 |