FOREST CITY ENTERPRISES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 670 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-02-14: Reporting owner RATNER RONALD A; Form 5; Security 2005 Stock Option Grant (right to buy); Transaction Holding.
- 2014-02-14: Reporting owner RATNER RONALD A; Form 5; Security 2006 Stock Option Grant (right to buy); Transaction Holding.
- 2014-02-14: Reporting owner RATNER RONALD A; Form 5; Security 2007 Stock Option Grant (right to buy); Transaction Holding.
- 2014-02-14: Reporting owner RATNER RONALD A; Form 5; Security 2008 Stock Option Grant (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-02-14 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 5 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $31.75 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 5 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $46.37 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 5 | 2007 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $65.35 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 5 | 2008 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 17,721 owned after | $36.38 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 5 | 2009 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 21,797 owned after | $7.80 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 5 | 2010 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 36,635 owned after | $15.89 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 5 | 2011 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 24,103 owned after | $17.72 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 5 | 2012 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 32,477 owned after | $14.74 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 5 | 2013 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 30,384 owned after | $17.60 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Board), 10% Owner | 5 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 40,000 owned after | $31.75 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Board), 10% Owner | 5 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 40,000 owned after | $46.37 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Board), 10% Owner | 5 | 2007 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 40,000 owned after | $65.35 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Board), 10% Owner | 5 | 2008 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 19,691 owned after | $36.38 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Board), 10% Owner | 5 | 2009 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 24,220 owned after | $7.80 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Board), 10% Owner | 5 | 2010 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 40,289 owned after | $15.89 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Board), 10% Owner | 5 | 2011 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 26,782 owned after | $17.72 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER JAMES A Officer (Executive Vice President), 10% Owner | 5 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $31.75 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER JAMES A Officer (Executive Vice President), 10% Owner | 5 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $46.37 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER JAMES A Officer (Executive Vice President), 10% Owner | 5 | 2007 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $65.35 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER JAMES A Officer (Executive Vice President), 10% Owner | 5 | 2008 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 17,721 owned after | $36.38 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER JAMES A Officer (Executive Vice President), 10% Owner | 5 | 2009 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 21,797 owned after | $7.80 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER JAMES A Officer (Executive Vice President), 10% Owner | 5 | 2010 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 36,635 owned after | $15.89 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER JAMES A Officer (Executive Vice President), 10% Owner | 5 | 2011 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 24,103 owned after | $17.72 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER JAMES A Officer (Executive Vice President), 10% Owner | 5 | 2012 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 32,477 owned after | $14.74 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER JAMES A Officer (Executive Vice President), 10% Owner | 5 | 2013 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 30,384 owned after | $17.60 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | ROSS STAN Director | 5 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $31.75 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | ROSS STAN Director | 5 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $46.37 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | ROSS STAN Director | 5 | 2007 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $65.35 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | ROSS STAN Director | 5 | 2008 Stock Option Grant (right to buy) Derivative · Direct | Holding | 5,319 owned after | $37.68 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | ROSS STAN Director | 5 | 2010 Stock Option Grant (right to buy) Derivative · Direct | Holding | 2,001 owned after | $15.89 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | ROSS STAN Director | 5 | 2011 Stock Option Grant (right to buy) Derivative · Direct | Holding | 2,231 owned after | $17.72 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | ROSS STAN Director | 5 | 2012 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,825 owned after | $14.74 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | ROSS STAN Director | 5 | 2013 Stock Option Grant (right to buy) Derivative · Direct | Holding | 4,557 owned after | $17.60 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | PRESTI GERALYN M Officer (Exec VP, Gen. Counsel & Sec.) | 5 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 15,000 owned after | $31.75 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | PRESTI GERALYN M Officer (Exec VP, Gen. Counsel & Sec.) | 5 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 15,000 owned after | $46.37 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | PRESTI GERALYN M Officer (Exec VP, Gen. Counsel & Sec.) | 5 | 2007 Stock Option Grant (right to buy) Derivative · Direct | Holding | 15,000 owned after | $65.35 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | PRESTI GERALYN M Officer (Exec VP, Gen. Counsel & Sec.) | 5 | 2008 Stock Option Grant (right to buy) Derivative · Direct | Holding | 6,891 owned after | $36.38 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | PRESTI GERALYN M Officer (Exec VP, Gen. Counsel & Sec.) | 5 | 2009 Stock Option Grant (right to buy) Derivative · Direct | Holding | 3,446 owned after | $7.80 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | PRESTI GERALYN M Officer (Exec VP, Gen. Counsel & Sec.) | 5 | 2010 Stock Option Grant (right to buy) Derivative · Direct | Holding | 6,894 owned after | $15.89 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | PRESTI GERALYN M Officer (Exec VP, Gen. Counsel & Sec.) | 5 | 2011 Stock Option Grant (right to buy) Derivative · Direct | Holding | 8,302 owned after | $17.72 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 5 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 25,200 owned after | $31.75 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 5 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 25,200 owned after | $46.37 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 5 | 2007 Stock Option Grant (right to buy) Derivative · Direct | Holding | 25,200 owned after | $65.35 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 5 | 2008 Stock Option Grant (right to buy) Derivative · Direct | Holding | 28,059 owned after | $36.38 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 5 | 2009 Stock Option Grant (right to buy) Derivative · Direct | Holding | 14,030 owned after | $7.80 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 5 | 2010 Stock Option Grant (right to buy) Derivative · Direct | Holding | 36,035 owned after | $15.89 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 5 | 2011 Stock Option Grant (right to buy) Derivative · Direct | Holding | 44,190 owned after | $17.72 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 5 | 2012 Stock Option Grant (right to buy) Derivative · Direct | Holding | 39,694 owned after | $14.74 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 5 | 2013 Stock Option Grant (right to buy) Derivative · Direct | Holding | 33,422 owned after | $17.60 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 5 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 5 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 5 | 2007 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $65.35 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 5 | 2008 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 9,492 owned after | $36.38 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 5 | 2009 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 4,746 owned after | $7.80 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 5 | 2010 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 7,913 owned after | $15.89 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 5 | 2011 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 9,041 owned after | $17.72 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNERSALZBERG DEBORAH Director, Officer (Executive Vice President), 10% Owner | 5 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNERSALZBERG DEBORAH Director, Officer (Executive Vice President), 10% Owner | 5 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNERSALZBERG DEBORAH Director, Officer (Executive Vice President), 10% Owner | 5 | 2007 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $65.35 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNERSALZBERG DEBORAH Director, Officer (Executive Vice President), 10% Owner | 5 | 2008 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 9,599 owned after | $36.38 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNERSALZBERG DEBORAH Director, Officer (Executive Vice President), 10% Owner | 5 | 2009 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 4,800 owned after | $7.80 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNERSALZBERG DEBORAH Director, Officer (Executive Vice President), 10% Owner | 5 | 2010 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 8,002 owned after | $15.89 exercise price | 2014-02-14 | |
| 2014-02-14 holding as of filing | RATNERSALZBERG DEBORAH Director, Officer (Executive Vice President), 10% Owner | 5 | 2011 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 9,146 owned after | $17.72 exercise price | 2014-02-14 | |
| 2014-01-24 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2014-01-24 | |
| 2014-01-24 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2014-01-24 | |
| 2014-01-24 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2007 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $65.35 exercise price | 2014-01-24 | |
| 2014-01-24 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2008 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 9,599 owned after | $36.38 exercise price | 2014-01-24 | |
| 2014-01-24 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2009 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 4,800 owned after | $7.80 exercise price | 2014-01-24 | |
| 2014-01-24 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2010 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 8,002 owned after | $15.89 exercise price | 2014-01-24 | |
| 2014-01-24 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2011 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 9,146 owned after | $17.72 exercise price | 2014-01-24 |