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FOREST CITY ENTERPRISES INC Forms 3, 4 and 5: Stock Options, 2012

FOREST CITY ENTERPRISES INC Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 311 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2012-12-21: Reporting owner HARMON DEBORAH L; Form 4; Security 2008 Stock Option Grant (right to buy); Transaction Holding.
  • 2012-12-21: Reporting owner HARMON DEBORAH L; Form 4; Security 2011 Stock Option Grant (right to buy); Transaction Holding.
  • 2012-12-21: Reporting owner HARMON DEBORAH L; Form 4; Security 2012 Stock Option Grant (right to buy); Transaction Holding.
  • 2012-12-20: Reporting owner HARMON DEBORAH L; Form 4; Security 2009 Stock Option Grant (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2012-12-21
holding as of filing
HARMON DEBORAH L
Director
42008 Stock Option Grant (right to buy)
Derivative · Direct
Holding
5,319 owned after
$37.68
exercise price
2012-12-21
2012-12-21
holding as of filing
HARMON DEBORAH L
Director
42011 Stock Option Grant (right to buy)
Derivative · Direct
Holding
4,463 owned after
$17.72
exercise price
2012-12-21
2012-12-21
holding as of filing
HARMON DEBORAH L
Director
42012 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,825 owned after
$14.74
exercise price
2012-12-21
2012-12-20HARMON DEBORAH L
Director
42009 Stock Option Grant (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−10,966
0 owned after
$7.80
exercise price
2012-12-21
2012-12-20
holding as of filing
RATNER JAMES A
Officer (Executive Vice President), 10% Owner
42003 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
27,000 owned after
$15.50
exercise price
2012-12-20
2012-12-20
holding as of filing
RATNER JAMES A
Officer (Executive Vice President), 10% Owner
42005 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
25,200 owned after
$31.75
exercise price
2012-12-20
2012-12-20
holding as of filing
RATNER JAMES A
Officer (Executive Vice President), 10% Owner
42006 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
25,200 owned after
$46.37
exercise price
2012-12-20
2012-12-20
holding as of filing
RATNER JAMES A
Officer (Executive Vice President), 10% Owner
42007 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
25,200 owned after
$65.35
exercise price
2012-12-20
2012-12-20
holding as of filing
RATNER JAMES A
Officer (Executive Vice President), 10% Owner
42008 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
17,721 owned after
$36.38
exercise price
2012-12-20
2012-12-20
holding as of filing
RATNER JAMES A
Officer (Executive Vice President), 10% Owner
42009 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
21,797 owned after
$7.80
exercise price
2012-12-20
2012-12-20
holding as of filing
RATNER JAMES A
Officer (Executive Vice President), 10% Owner
42010 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
36,635 owned after
$15.89
exercise price
2012-12-20
2012-12-20
holding as of filing
RATNER JAMES A
Officer (Executive Vice President), 10% Owner
42011 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
24,103 owned after
$17.72
exercise price
2012-12-20
2012-12-20
holding as of filing
RATNER JAMES A
Officer (Executive Vice President), 10% Owner
42012 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
32,477 owned after
$14.74
exercise price
2012-12-20
2012-12-07
holding as of filing
ROSS STAN
Director
42005 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$31.75
exercise price
2012-12-07
2012-12-07
holding as of filing
ROSS STAN
Director
42006 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$46.37
exercise price
2012-12-07
2012-12-07
holding as of filing
ROSS STAN
Director
42007 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$65.35
exercise price
2012-12-07
2012-12-07
holding as of filing
ROSS STAN
Director
42008 Stock Option Grant (right to buy)
Derivative · Direct
Holding
5,319 owned after
$37.68
exercise price
2012-12-07
2012-12-07
holding as of filing
ROSS STAN
Director
42010 Stock Option Grant (right to buy)
Derivative · Direct
Holding
2,001 owned after
$15.89
exercise price
2012-12-07
2012-12-07
holding as of filing
ROSS STAN
Director
42011 Stock Option Grant (right to buy)
Derivative · Direct
Holding
2,231 owned after
$17.72
exercise price
2012-12-07
2012-12-07
holding as of filing
ROSS STAN
Director
42012 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,825 owned after
$14.74
exercise price
2012-12-07
2012-12-05ROSS STAN
Director
42009 Stock Option Grant (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−10,966
0 owned after
$7.80
exercise price
2012-12-07
2012-10-24
holding as of filing
ROSS STAN
Director
42005 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$31.75
exercise price
2012-10-24
2012-10-24
holding as of filing
ROSS STAN
Director
42006 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$46.37
exercise price
2012-10-24
2012-10-24
holding as of filing
ROSS STAN
Director
42007 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$65.35
exercise price
2012-10-24
2012-10-24
holding as of filing
ROSS STAN
Director
42008 Stock Option Grant (right to buy)
Derivative · Direct
Holding
5,319 owned after
$37.68
exercise price
2012-10-24
2012-10-24
holding as of filing
ROSS STAN
Director
42009 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,966 owned after
$7.80
exercise price
2012-10-24
2012-10-24
holding as of filing
ROSS STAN
Director
42010 Stock Option Grant (right to buy)
Derivative · Direct
Holding
2,001 owned after
$15.89
exercise price
2012-10-24
2012-10-24
holding as of filing
ROSS STAN
Director
42011 Stock Option Grant (right to buy)
Derivative · Direct
Holding
2,231 owned after
$17.72
exercise price
2012-10-24
2012-10-24
holding as of filing
ROSS STAN
Director
42012 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,825 owned after
$14.74
exercise price
2012-10-24
2012-10-23ROSS STAN
Director
42003 Stock Option Grant (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−21,600
0 owned after
$15.50
exercise price
2012-10-24
2012-10-16
holding as of filing
STOKES LOUIS
Director
42003 Stock Option Grant (right to buy)
Derivative · Direct
Holding
21,600 owned after
$15.50
exercise price
2012-10-16
2012-10-16
holding as of filing
STOKES LOUIS
Director
42005 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$31.75
exercise price
2012-10-16
2012-10-16
holding as of filing
STOKES LOUIS
Director
42006 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$46.37
exercise price
2012-10-16
2012-10-16
holding as of filing
STOKES LOUIS
Director
42007 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,800 owned after
$65.35
exercise price
2012-10-16
2012-10-16
holding as of filing
STOKES LOUIS
Director
42009 Stock Option Grant (right to buy)
Derivative · Direct
Holding
10,966 owned after
$7.80
exercise price
2012-10-16
2012-07-24
holding as of filing
LARUE DAVID J
Director, Officer (CEO & President)
42003 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
31,900 owned after
$15.50
exercise price
2012-07-24
2012-07-24
holding as of filing
LARUE DAVID J
Director, Officer (CEO & President)
42005 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
25,200 owned after
$31.75
exercise price
2012-07-24
2012-07-24
holding as of filing
LARUE DAVID J
Director, Officer (CEO & President)
42006 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
25,200 owned after
$46.37
exercise price
2012-07-24
2012-07-24
holding as of filing
LARUE DAVID J
Director, Officer (CEO & President)
42007 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
25,200 owned after
$65.35
exercise price
2012-07-24
2012-07-24
holding as of filing
LARUE DAVID J
Director, Officer (CEO & President)
42008 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
28,059 owned after
$36.38
exercise price
2012-07-24
2012-07-24
holding as of filing
LARUE DAVID J
Director, Officer (CEO & President)
42009 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
14,030 owned after
$7.80
exercise price
2012-07-24
2012-07-24
holding as of filing
LARUE DAVID J
Director, Officer (CEO & President)
42010 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
36,035 owned after
$15.89
exercise price
2012-07-24
2012-07-24
holding as of filing
LARUE DAVID J
Director, Officer (CEO & President)
42011 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
64,277 owned after
$17.72
exercise price
2012-07-24
2012-07-24
holding as of filing
LARUE DAVID J
Director, Officer (CEO & President)
42012 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
77,945 owned after
$14.74
exercise price
2012-07-24
2012-07-13
holding as of filing
Anton Arthur F
Director
42010 Stock Option Grant (right to buy)
Derivative · Direct
Holding
4,038 owned after
$15.80
exercise price
2012-07-13
2012-07-13
holding as of filing
Anton Arthur F
Director
42011 Stock Option Grant (right to buy)
Derivative · Direct
Holding
4,463 owned after
$17.72
exercise price
2012-07-13
2012-07-13
holding as of filing
Anton Arthur F
Director
42012 Stock Option Grant (right to buy)
Derivative · Direct
Holding
5,412 owned after
$14.74
exercise price
2012-07-13
2012-07-10
holding as of filing
KANE LINDA M
Officer (Sr VP & Treasurer)
42005 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
11,250 owned after
$31.75
exercise price
2012-07-10
2012-07-10
holding as of filing
KANE LINDA M
Officer (Sr VP & Treasurer)
42006 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
15,000 owned after
$46.37
exercise price
2012-07-10
2012-07-10
holding as of filing
KANE LINDA M
Officer (Sr VP & Treasurer)
42007 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
15,000 owned after
$65.35
exercise price
2012-07-10
2012-07-10
holding as of filing
KANE LINDA M
Officer (Sr VP & Treasurer)
42008 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
6,522 owned after
$36.38
exercise price
2012-07-10
2012-07-10
holding as of filing
KANE LINDA M
Officer (Sr VP & Treasurer)
42009 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
1,631 owned after
$7.80
exercise price
2012-07-10
2012-07-10
holding as of filing
KANE LINDA M
Officer (Sr VP & Treasurer)
42010 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
5,437 owned after
$15.89
exercise price
2012-07-10
2012-07-10
holding as of filing
KANE LINDA M
Officer (Sr VP & Treasurer)
42011 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
6,213 owned after
$17.72
exercise price
2012-07-10
2012-06-20
holding as of filing
Passen Andrew J
Officer (Exec VP - Human Resources)
42006 Stock Option Grant (right to buy)
Derivative · Direct
Holding
17,500 owned after
$46.37
exercise price
2012-06-20
2012-06-20
holding as of filing
Passen Andrew J
Officer (Exec VP - Human Resources)
42007 Stock Option Grant (right to buy)
Derivative · Direct
Holding
17,500 owned after
$65.35
exercise price
2012-06-20
2012-06-20
holding as of filing
Passen Andrew J
Officer (Exec VP - Human Resources)
42008 Stock Option Grant (right to buy)
Derivative · Direct
Holding
8,860 owned after
$36.38
exercise price
2012-06-20
2012-06-20
holding as of filing
Passen Andrew J
Officer (Exec VP - Human Resources)
42009 Stock Option Grant (right to buy)
Derivative · Direct
Holding
4,430 owned after
$7.80
exercise price
2012-06-20
2012-06-20
holding as of filing
Passen Andrew J
Officer (Exec VP - Human Resources)
42010 Stock Option Grant (right to buy)
Derivative · Direct
Holding
7,387 owned after
$15.89
exercise price
2012-06-20
2012-06-20
holding as of filing
Passen Andrew J
Officer (Exec VP - Human Resources)
42011 Stock Option Grant (right to buy)
Derivative · Direct
Holding
9,105 owned after
$17.72
exercise price
2012-06-20
2012-06-20
holding as of filing
PRESTI GERALYN M
Officer (Exec. V.P.; Sec & Gen Counsel), 10% Owner
42003 Stock option Grant (right to buy)
Derivative · Direct · (m)
Holding
1,810 owned after
$15.50
exercise price
2012-06-20
2012-06-20
holding as of filing
PRESTI GERALYN M
Officer (Exec. V.P.; Sec & Gen Counsel), 10% Owner
42005 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
15,000 owned after
$31.75
exercise price
2012-06-20
2012-06-20
holding as of filing
PRESTI GERALYN M
Officer (Exec. V.P.; Sec & Gen Counsel), 10% Owner
42006 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
15,000 owned after
$46.37
exercise price
2012-06-20
2012-06-20
holding as of filing
PRESTI GERALYN M
Officer (Exec. V.P.; Sec & Gen Counsel), 10% Owner
42007 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
15,000 owned after
$65.35
exercise price
2012-06-20
2012-06-20
holding as of filing
PRESTI GERALYN M
Officer (Exec. V.P.; Sec & Gen Counsel), 10% Owner
42008 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
6,891 owned after
$36.38
exercise price
2012-06-20
2012-06-20
holding as of filing
PRESTI GERALYN M
Officer (Exec. V.P.; Sec & Gen Counsel), 10% Owner
42009 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
3,446 owned after
$7.80
exercise price
2012-06-20
2012-06-20
holding as of filing
PRESTI GERALYN M
Officer (Exec. V.P.; Sec & Gen Counsel), 10% Owner
42010 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
6,894 owned after
$15.89
exercise price
2012-06-20
2012-06-20
holding as of filing
PRESTI GERALYN M
Officer (Exec. V.P.; Sec & Gen Counsel), 10% Owner
42011 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
8,302 owned after
$17.72
exercise price
2012-06-20
2012-06-20
holding as of filing
Obert Charles D
Officer (Sr VP, Chief Acct Officer)
42006 Stock Option Grant (right to buy)
Derivative · Direct
Holding
3,200 owned after
$46.37
exercise price
2012-06-20
2012-06-20
holding as of filing
Obert Charles D
Officer (Sr VP, Chief Acct Officer)
42007 Stock Option Grant (right to buy)
Derivative · Direct
Holding
5,000 owned after
$65.35
exercise price
2012-06-20
2012-06-20
holding as of filing
Obert Charles D
Officer (Sr VP, Chief Acct Officer)
42010 Stock Option Grant (right to buy)
Derivative · Direct
Holding
7,387 owned after
$15.89
exercise price
2012-06-20
2012-06-20
holding as of filing
Obert Charles D
Officer (Sr VP, Chief Acct Officer)
42011 Stock Option Grant (right to buy)
Derivative · Direct
Holding
4,000 owned after
$17.72
exercise price
2012-06-20
2012-06-20
holding as of filing
OBRIEN ROBERT G
Officer (Exec VP & CFO)
42003 Stock Option Grant (right to buy)
Derivative · Direct
Holding
43,200 owned after
$15.50
exercise price
2012-06-20
2012-06-20
holding as of filing
OBRIEN ROBERT G
Officer (Exec VP & CFO)
42005 Stock Option Grant (right to buy)
Derivative · Direct
Holding
25,200 owned after
$31.75
exercise price
2012-06-20
2012-06-20
holding as of filing
OBRIEN ROBERT G
Officer (Exec VP & CFO)
42006 Stock Option Grant (right to buy)
Derivative · Direct
Holding
25,200 owned after
$46.37
exercise price
2012-06-20
2012-06-20
holding as of filing
OBRIEN ROBERT G
Officer (Exec VP & CFO)
42007 Stock Option Grant (right to buy)
Derivative · Direct
Holding
25,200 owned after
$65.35
exercise price
2012-06-20
2012-06-20
holding as of filing
OBRIEN ROBERT G
Officer (Exec VP & CFO)
42008 Stock Option Grant (right to buy)
Derivative · Direct
Holding
28,059 owned after
$36.38
exercise price
2012-06-20
2012-06-20
holding as of filing
OBRIEN ROBERT G
Officer (Exec VP & CFO)
42009 Stock Option Grant (right to buy)
Derivative · Direct
Holding
14,030 owned after
$7.80
exercise price
2012-06-20
2012-06-20
holding as of filing
OBRIEN ROBERT G
Officer (Exec VP & CFO)
42010 Stock Option Grant (right to buy)
Derivative · Direct
Holding
36,035 owned after
$15.89
exercise price
2012-06-20
2012-06-20
holding as of filing
OBRIEN ROBERT G
Officer (Exec VP & CFO)
42011 Stock Option Grant (right to buy)
Derivative · Direct
Holding
44,190 owned after
$17.72
exercise price
2012-06-20
2012-06-20
holding as of filing
OBRIEN ROBERT G
Officer (Exec VP & CFO)
42012 Stock Option Grant (right to buy)
Derivative · Direct
Holding
39,694 owned after
$14.74
exercise price
2012-06-20
2012-04-26
holding as of filing
KANE LINDA M
Officer (Sr VP & Treasurer)
42005 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
11,250 owned after
$31.75
exercise price
2012-04-26
2012-04-26
holding as of filing
KANE LINDA M
Officer (Sr VP & Treasurer)
42006 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
15,000 owned after
$46.37
exercise price
2012-04-26
2012-04-26
holding as of filing
KANE LINDA M
Officer (Sr VP & Treasurer)
42007 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
15,000 owned after
$65.35
exercise price
2012-04-26
2012-04-26
holding as of filing
KANE LINDA M
Officer (Sr VP & Treasurer)
42008 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
6,522 owned after
$36.38
exercise price
2012-04-26
2012-04-26
holding as of filing
KANE LINDA M
Officer (Sr VP & Treasurer)
42010 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
5,437 owned after
$15.89
exercise price
2012-04-26
2012-04-26
holding as of filing
KANE LINDA M
Officer (Sr VP & Treasurer)
42011 Stock Option Grant (right to buy)
Derivative · Direct · (m)
Holding
6,213 owned after
$17.72
exercise price
2012-04-26
2012-04-24KANE LINDA M
Officer (Sr VP & Treasurer)
42009 Stock Option Grant (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−815
1,631 owned after
$7.80
exercise price
2012-04-26
2012-04-24
holding as of filing
Obert Charles D
Officer (Sr VP, Chief Acct Officer)
42006 Stock Option Grant (right to buy)
Derivative · Direct
Holding
3,200 owned after
$46.37
exercise price
2012-04-24
2012-04-24
holding as of filing
Obert Charles D
Officer (Sr VP, Chief Acct Officer)
42007 Stock Option Grant (right to buy)
Derivative · Direct
Holding
5,000 owned after
$65.35
exercise price
2012-04-24
2012-04-24
holding as of filing
Obert Charles D
Officer (Sr VP, Chief Acct Officer)
42010 Stock Option Grant (right to buy)
Derivative · Direct
Holding
7,387 owned after
$15.89
exercise price
2012-04-24
2012-04-24
holding as of filing
Obert Charles D
Officer (Sr VP, Chief Acct Officer)
42011 Stock Option Grant (right to buy)
Derivative · Direct
Holding
4,000 owned after
$17.72
exercise price
2012-04-24
2012-04-24
holding as of filing
OBRIEN ROBERT G
Officer (Exec VP & CFO)
42003 Stock Option Grant (right to buy)
Derivative · Direct
Holding
43,200 owned after
$15.50
exercise price
2012-04-24
2012-04-24
holding as of filing
OBRIEN ROBERT G
Officer (Exec VP & CFO)
42005 Stock Option Grant (right to buy)
Derivative · Direct
Holding
25,200 owned after
$31.75
exercise price
2012-04-24
2012-04-24
holding as of filing
OBRIEN ROBERT G
Officer (Exec VP & CFO)
42006 Stock Option Grant (right to buy)
Derivative · Direct
Holding
25,200 owned after
$46.37
exercise price
2012-04-24
2012-04-24
holding as of filing
OBRIEN ROBERT G
Officer (Exec VP & CFO)
42007 Stock Option Grant (right to buy)
Derivative · Direct
Holding
25,200 owned after
$65.35
exercise price
2012-04-24
2012-04-24
holding as of filing
OBRIEN ROBERT G
Officer (Exec VP & CFO)
42008 Stock Option Grant (right to buy)
Derivative · Direct
Holding
28,059 owned after
$36.38
exercise price
2012-04-24
2012-04-24
holding as of filing
OBRIEN ROBERT G
Officer (Exec VP & CFO)
42009 Stock Option Grant (right to buy)
Derivative · Direct
Holding
14,030 owned after
$7.80
exercise price
2012-04-24
2012-04-24
holding as of filing
OBRIEN ROBERT G
Officer (Exec VP & CFO)
42010 Stock Option Grant (right to buy)
Derivative · Direct
Holding
36,035 owned after
$15.89
exercise price
2012-04-24
2012-04-24
holding as of filing
OBRIEN ROBERT G
Officer (Exec VP & CFO)
42011 Stock Option Grant (right to buy)
Derivative · Direct
Holding
44,190 owned after
$17.72
exercise price
2012-04-24