FOREST CITY ENTERPRISES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 389 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-03-18: Reporting owner ESPOSITO MICHAEL P JR; Form 5; Security 2011 Stock Option Grant (right to buy); Transaction Holding.
- 2013-03-18: Reporting owner ESPOSITO MICHAEL P JR; Form 5; Security 2012 Stock Option Grant (right to buy); Transaction Holding.
- 2013-01-28: Reporting owner RATNER BRIAN J; Form 4; Security 2005 Stock Option Grant (right to buy); Transaction Holding.
- 2013-01-28: Reporting owner RATNER BRIAN J; Form 4; Security 2006 Stock Option Grant (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-03-18 holding as of filing | ESPOSITO MICHAEL P JR Director | 5 | 2011 Stock Option Grant (right to buy) Derivative · Direct | Holding | 8,927 owned after | $17.72 exercise price | 2013-03-18 | |
| 2013-03-18 holding as of filing | ESPOSITO MICHAEL P JR Director | 5 | 2012 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,825 owned after | $14.74 exercise price | 2013-03-18 | |
| 2013-01-28 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 4 | 2007 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $65.35 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 4 | 2008 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 9,492 owned after | $36.38 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 4 | 2009 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 4,746 owned after | $7.80 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 4 | 2010 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 7,913 owned after | $15.89 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 4 | 2011 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 9,041 owned after | $17.72 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2007 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $65.35 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2008 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 9,599 owned after | $36.38 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2009 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 4,800 owned after | $7.80 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2010 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 8,002 owned after | $15.89 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2011 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 9,146 owned after | $17.72 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $31.75 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $46.37 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 4 | 2007 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $65.35 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 4 | 2008 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 17,721 owned after | $36.38 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 4 | 2009 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 21,797 owned after | $7.80 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 4 | 2010 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 36,635 owned after | $15.89 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 4 | 2011 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 24,103 owned after | $17.72 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 4 | 2012 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 32,477 owned after | $14.74 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER JAMES A Officer (Executive Vice President), 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $31.75 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER JAMES A Officer (Executive Vice President), 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $46.37 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER JAMES A Officer (Executive Vice President), 10% Owner | 4 | 2007 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $65.35 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER JAMES A Officer (Executive Vice President), 10% Owner | 4 | 2008 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 17,721 owned after | $36.38 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER JAMES A Officer (Executive Vice President), 10% Owner | 4 | 2009 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 21,797 owned after | $7.80 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER JAMES A Officer (Executive Vice President), 10% Owner | 4 | 2010 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 36,635 owned after | $15.89 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER JAMES A Officer (Executive Vice President), 10% Owner | 4 | 2011 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 24,103 owned after | $17.72 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER JAMES A Officer (Executive Vice President), 10% Owner | 4 | 2012 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 32,477 owned after | $14.74 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Board), 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 40,000 owned after | $31.75 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Board), 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 40,000 owned after | $46.37 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Board), 10% Owner | 4 | 2007 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 40,000 owned after | $65.35 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Board), 10% Owner | 4 | 2008 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 19,691 owned after | $36.38 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Board), 10% Owner | 4 | 2009 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 24,220 owned after | $7.80 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Board), 10% Owner | 4 | 2010 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 40,289 owned after | $15.89 exercise price | 2013-01-28 | |
| 2013-01-28 holding as of filing | RATNER CHARLES A Director, Officer (Chairman of the Board), 10% Owner | 4 | 2011 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 26,782 owned after | $17.72 exercise price | 2013-01-28 | |
| 2013-01-24 | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,200 0 owned after | $15.50 exercise price | 2013-01-28 | |
| 2013-01-24 | RATNERSALZBERG DEBORAH Director, 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,600 15,600 owned after | $15.50 exercise price | 2013-01-28 | |
| 2013-01-24 | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,000 0 owned after | $15.50 exercise price | 2013-01-28 | |
| 2013-01-24 | RATNER JAMES A Officer (Executive Vice President), 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,000 0 owned after | $15.50 exercise price | 2013-01-28 | |
| 2013-01-24 | RATNER CHARLES A Director, Officer (Chairman of the Board), 10% Owner | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,200 0 owned after | $15.50 exercise price | 2013-01-28 | |
| 2013-01-24 holding as of filing | STOKES LOUIS Director | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $31.75 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | STOKES LOUIS Director | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $46.37 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | STOKES LOUIS Director | 4 | 2007 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $65.35 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | STOKES LOUIS Director | 4 | 2009 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,966 owned after | $7.80 exercise price | 2013-01-24 | |
| 2013-01-24 | ESPOSITO MICHAEL P JR Director | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,800 0 owned after | $15.50 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $31.75 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $46.37 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2007 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $65.35 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2008 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,637 owned after | $37.68 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2009 Stock Option Grant (right to buy) Derivative · Direct | Holding | 0 owned after | $7.80 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2010 Stock Option Grant (right to buy) Derivative · Direct | Holding | 8,007 owned after | $15.89 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2011 Stock Option Grant (right to buy) Derivative · Direct | Holding | 8,927 owned after | $17.72 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | ESPOSITO MICHAEL P JR Director | 4 | 2012 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,825 owned after | $14.74 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | LARUE DAVID J Director, Officer (CEO & President) | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $31.75 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | LARUE DAVID J Director, Officer (CEO & President) | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $46.37 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | LARUE DAVID J Director, Officer (CEO & President) | 4 | 2007 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $65.35 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | LARUE DAVID J Director, Officer (CEO & President) | 4 | 2008 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 28,059 owned after | $36.38 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | LARUE DAVID J Director, Officer (CEO & President) | 4 | 2009 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 14,030 owned after | $7.80 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | LARUE DAVID J Director, Officer (CEO & President) | 4 | 2010 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 36,035 owned after | $15.89 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | LARUE DAVID J Director, Officer (CEO & President) | 4 | 2011 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 64,277 owned after | $17.72 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | LARUE DAVID J Director, Officer (CEO & President) | 4 | 2012 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 77,945 owned after | $14.74 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 25,200 owned after | $31.75 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 25,200 owned after | $46.37 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2007 Stock Option Grant (right to buy) Derivative · Direct | Holding | 25,200 owned after | $65.35 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2008 Stock Option Grant (right to buy) Derivative · Direct | Holding | 28,059 owned after | $36.38 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2009 Stock Option Grant (right to buy) Derivative · Direct | Holding | 14,030 owned after | $7.80 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2010 Stock Option Grant (right to buy) Derivative · Direct | Holding | 36,035 owned after | $15.89 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2011 Stock Option Grant (right to buy) Derivative · Direct | Holding | 44,190 owned after | $17.72 exercise price | 2013-01-24 | |
| 2013-01-24 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2012 Stock Option Grant (right to buy) Derivative · Direct | Holding | 39,694 owned after | $14.74 exercise price | 2013-01-24 | |
| 2013-01-23 | STOKES LOUIS Director | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,600 0 owned after | $15.50 exercise price | 2013-01-24 | |
| 2013-01-22 | LARUE DAVID J Director, Officer (CEO & President) | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,900 0 owned after | $15.50 exercise price | 2013-01-24 | |
| 2013-01-22 | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,200 0 owned after | $15.50 exercise price | 2013-01-24 | |
| 2013-01-14 holding as of filing | PRESTI GERALYN M Officer (Exec. V.P.; Sec & Gen Counsel), 10% Owner | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 15,000 owned after | $31.75 exercise price | 2013-01-14 | |
| 2013-01-14 holding as of filing | PRESTI GERALYN M Officer (Exec. V.P.; Sec & Gen Counsel), 10% Owner | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 15,000 owned after | $46.37 exercise price | 2013-01-14 | |
| 2013-01-14 holding as of filing | PRESTI GERALYN M Officer (Exec. V.P.; Sec & Gen Counsel), 10% Owner | 4 | 2007 Stock Option Grant (right to buy) Derivative · Direct | Holding | 15,000 owned after | $65.35 exercise price | 2013-01-14 | |
| 2013-01-14 holding as of filing | PRESTI GERALYN M Officer (Exec. V.P.; Sec & Gen Counsel), 10% Owner | 4 | 2008 Stock Option Grant (right to buy) Derivative · Direct | Holding | 6,891 owned after | $36.38 exercise price | 2013-01-14 | |
| 2013-01-14 holding as of filing | PRESTI GERALYN M Officer (Exec. V.P.; Sec & Gen Counsel), 10% Owner | 4 | 2009 Stock Option Grant (right to buy) Derivative · Direct | Holding | 3,446 owned after | $7.80 exercise price | 2013-01-14 | |
| 2013-01-14 holding as of filing | PRESTI GERALYN M Officer (Exec. V.P.; Sec & Gen Counsel), 10% Owner | 4 | 2010 Stock Option Grant (right to buy) Derivative · Direct | Holding | 6,894 owned after | $15.89 exercise price | 2013-01-14 | |
| 2013-01-14 holding as of filing | PRESTI GERALYN M Officer (Exec. V.P.; Sec & Gen Counsel), 10% Owner | 4 | 2011 Stock Option Grant (right to buy) Derivative · Direct | Holding | 8,302 owned after | $17.72 exercise price | 2013-01-14 | |
| 2013-01-14 holding as of filing | COWEN SCOTT S Director | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $31.75 exercise price | 2013-01-14 | |
| 2013-01-14 holding as of filing | COWEN SCOTT S Director | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $46.37 exercise price | 2013-01-14 | |
| 2013-01-14 holding as of filing | COWEN SCOTT S Director | 4 | 2007 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $65.35 exercise price | 2013-01-14 | |
| 2013-01-14 holding as of filing | COWEN SCOTT S Director | 4 | 2009 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,966 owned after | $7.80 exercise price | 2013-01-14 | |
| 2013-01-10 | PRESTI GERALYN M Officer (Exec. V.P.; Sec & Gen Counsel), 10% Owner | 4 | 2003 Stock option Grant (right to buy) Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,810 0 owned after | $15.50 exercise price | 2013-01-14 | |
| 2013-01-10 | COWEN SCOTT S Director | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,600 0 owned after | $15.50 exercise price | 2013-01-14 |