FOREST CITY ENTERPRISES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 386 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-03-17: Reporting owner OBRIEN ROBERT G; Form 5; Security 2010 Stock Option Grant (right to buy); Transaction Holding.
- 2011-03-17: Reporting owner PRESTI GERALYN M; Form 5; Security 2003 Stock Option Grant (right to buy); Transaction Holding.
- 2011-03-17: Reporting owner PRESTI GERALYN M; Form 5; Security 2005 Stock Option Grant (right to buy); Transaction Holding.
- 2011-03-17: Reporting owner PRESTI GERALYN M; Form 5; Security 2006 Stock Option Grant (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-03-17 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 5 | 2010 Stock Option Grant (right to buy) Derivative · Direct | Holding | 36,035 owned after | $15.89 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | PRESTI GERALYN M Officer (Sr. V.P.; Gen. Counsel & Sec.) | 5 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 1,810 owned after | $15.50 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | PRESTI GERALYN M Officer (Sr. V.P.; Gen. Counsel & Sec.) | 5 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | PRESTI GERALYN M Officer (Sr. V.P.; Gen. Counsel & Sec.) | 5 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | PRESTI GERALYN M Officer (Sr. V.P.; Gen. Counsel & Sec.) | 5 | 2007 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $65.35 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | PRESTI GERALYN M Officer (Sr. V.P.; Gen. Counsel & Sec.) | 5 | 2008 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 6,891 owned after | $36.38 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | PRESTI GERALYN M Officer (Sr. V.P.; Gen. Counsel & Sec.) | 5 | 2009 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 3,446 owned after | $7.80 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | PRESTI GERALYN M Officer (Sr. V.P.; Gen. Counsel & Sec.) | 5 | 2010 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 6,894 owned after | $15.89 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | LARUE DAVID J Officer (Exec VP & COO) | 5 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 31,900 owned after | $15.50 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | LARUE DAVID J Officer (Exec VP & COO) | 5 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $31.75 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | LARUE DAVID J Officer (Exec VP & COO) | 5 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $46.37 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | LARUE DAVID J Officer (Exec VP & COO) | 5 | 2007 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $65.35 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | LARUE DAVID J Officer (Exec VP & COO) | 5 | 2008 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 28,059 owned after | $36.38 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | LARUE DAVID J Officer (Exec VP & COO) | 5 | 2009 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 14,030 owned after | $7.80 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | LARUE DAVID J Officer (Exec VP & COO) | 5 | 2010 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 36,035 owned after | $15.89 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 5 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 27,000 owned after | $15.50 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 5 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $31.75 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 5 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $46.37 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 5 | 2007 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $65.35 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 5 | 2008 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 17,721 owned after | $36.38 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 5 | 2009 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 21,797 owned after | $7.80 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER RONALD A Director, Officer (Executive Vice President), 10% Owner | 5 | 2010 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 36,635 owned after | $15.89 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER JAMES A Director, Officer (Executive Vice President), 10% Owner | 5 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 27,000 owned after | $15.50 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER JAMES A Director, Officer (Executive Vice President), 10% Owner | 5 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $31.75 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER JAMES A Director, Officer (Executive Vice President), 10% Owner | 5 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $46.37 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER JAMES A Director, Officer (Executive Vice President), 10% Owner | 5 | 2007 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $65.35 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER JAMES A Director, Officer (Executive Vice President), 10% Owner | 5 | 2008 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 17,721 owned after | $36.38 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER JAMES A Director, Officer (Executive Vice President), 10% Owner | 5 | 2009 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 21,797 owned after | $7.80 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER JAMES A Director, Officer (Executive Vice President), 10% Owner | 5 | 2010 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 36,635 owned after | $15.89 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER CHARLES A Director, Officer (CEO & Pres), 10% Owner | 5 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 43,200 owned after | $15.50 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER CHARLES A Director, Officer (CEO & Pres), 10% Owner | 5 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 40,000 owned after | $31.75 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER CHARLES A Director, Officer (CEO & Pres), 10% Owner | 5 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 40,000 owned after | $46.37 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER CHARLES A Director, Officer (CEO & Pres), 10% Owner | 5 | 2007 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 40,000 owned after | $65.35 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER CHARLES A Director, Officer (CEO & Pres), 10% Owner | 5 | 2008 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 19,691 owned after | $36.38 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER CHARLES A Director, Officer (CEO & Pres), 10% Owner | 5 | 2009 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 24,220 owned after | $7.80 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER CHARLES A Director, Officer (CEO & Pres), 10% Owner | 5 | 2010 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 40,289 owned after | $15.89 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 5 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 16,200 owned after | $15.50 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 5 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 5 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 5 | 2007 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $65.35 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 5 | 2008 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 9,492 owned after | $36.38 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 5 | 2009 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 4,746 owned after | $7.80 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNER BRIAN J Director, Officer (Executive Vice President), 10% Owner | 5 | 2010 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 7,913 owned after | $15.89 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 5 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,600 owned after | $15.50 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 5 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $31.75 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 5 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $46.37 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 5 | 2007 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 15,000 owned after | $65.35 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 5 | 2008 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 9,599 owned after | $36.38 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 5 | 2009 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 4,800 owned after | $7.80 exercise price | 2011-03-17 | |
| 2011-03-17 holding as of filing | RATNERSALZBERG DEBORAH Director, 10% Owner | 5 | 2010 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 8,002 owned after | $15.89 exercise price | 2011-03-17 | |
| 2011-02-16 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | Holding | 43,200 owned after | $15.50 exercise price | 2011-02-16 | |
| 2011-02-16 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 25,200 owned after | $31.75 exercise price | 2011-02-16 | |
| 2011-02-16 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 25,200 owned after | $46.37 exercise price | 2011-02-16 | |
| 2011-02-16 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2007 Stock Option Grant (right to buy) Derivative · Direct | Holding | 25,200 owned after | $65.35 exercise price | 2011-02-16 | |
| 2011-02-16 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2008 Stock Option Grant (right to buy) Derivative · Direct | Holding | 28,059 owned after | $36.38 exercise price | 2011-02-16 | |
| 2011-02-16 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2009 Stock Option Grant (right to buy) Derivative · Direct | Holding | 14,030 owned after | $7.80 exercise price | 2011-02-16 | |
| 2011-02-16 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2010 Stock Option Grant (right to buy) Derivative · Direct | Holding | 36,035 owned after | $15.89 exercise price | 2011-02-16 | |
| 2011-01-19 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | Holding | 43,200 owned after | $15.50 exercise price | 2011-01-19 | |
| 2011-01-19 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 25,200 owned after | $31.75 exercise price | 2011-01-19 | |
| 2011-01-19 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 25,200 owned after | $46.37 exercise price | 2011-01-19 | |
| 2011-01-19 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2007 Stock Option Grant (right to buy) Derivative · Direct | Holding | 25,200 owned after | $65.35 exercise price | 2011-01-19 | |
| 2011-01-19 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2008 Stock Option Grant (right to buy) Derivative · Direct | Holding | 28,059 owned after | $36.38 exercise price | 2011-01-19 | |
| 2011-01-19 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2009 Stock Option Grant (right to buy) Derivative · Direct | Holding | 14,030 owned after | $7.80 exercise price | 2011-01-19 | |
| 2011-01-19 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2010 Stock Option Grant (right to buy) Derivative · Direct | Holding | 36,035 owned after | $15.89 exercise price | 2011-01-19 | |
| 2011-01-13 | STOKES LOUIS Director | 4 | 2001 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,600 0 owned after | $14.27 exercise price | 2011-01-13 | |
| 2011-01-13 holding as of filing | STOKES LOUIS Director | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | Holding | 21,600 owned after | $15.50 exercise price | 2011-01-13 | |
| 2011-01-13 holding as of filing | STOKES LOUIS Director | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $31.75 exercise price | 2011-01-13 | |
| 2011-01-13 holding as of filing | STOKES LOUIS Director | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $46.37 exercise price | 2011-01-13 | |
| 2011-01-13 holding as of filing | STOKES LOUIS Director | 4 | 2007 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,800 owned after | $65.35 exercise price | 2011-01-13 | |
| 2011-01-13 holding as of filing | STOKES LOUIS Director | 4 | 2009 Stock Option Grant (right to buy) Derivative · Direct | Holding | 10,966 owned after | $7.80 exercise price | 2011-01-13 | |
| 2011-01-13 holding as of filing | LARUE DAVID J Officer (Exec VP & COO) | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 31,900 owned after | $15.50 exercise price | 2011-01-13 | |
| 2011-01-13 holding as of filing | LARUE DAVID J Officer (Exec VP & COO) | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $31.75 exercise price | 2011-01-13 | |
| 2011-01-13 holding as of filing | LARUE DAVID J Officer (Exec VP & COO) | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $46.37 exercise price | 2011-01-13 | |
| 2011-01-13 holding as of filing | LARUE DAVID J Officer (Exec VP & COO) | 4 | 2007 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 25,200 owned after | $65.35 exercise price | 2011-01-13 | |
| 2011-01-13 holding as of filing | LARUE DAVID J Officer (Exec VP & COO) | 4 | 2008 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 28,059 owned after | $36.38 exercise price | 2011-01-13 | |
| 2011-01-13 holding as of filing | LARUE DAVID J Officer (Exec VP & COO) | 4 | 2009 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 14,030 owned after | $7.80 exercise price | 2011-01-13 | |
| 2011-01-13 holding as of filing | LARUE DAVID J Officer (Exec VP & COO) | 4 | 2010 Stock Option Grant (right to buy) Derivative · Direct · (m) | Holding | 36,035 owned after | $15.89 exercise price | 2011-01-13 | |
| 2011-01-12 | LARUE DAVID J Officer (Exec VP & COO) | 4 | 2001 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,184 0 owned after | $14.27 exercise price | 2011-01-13 | |
| 2011-01-12 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2003 Stock Option Grant (right to buy) Derivative · Direct | Holding | 43,200 owned after | $15.50 exercise price | 2011-01-12 | |
| 2011-01-12 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2005 Stock Option Grant (right to buy) Derivative · Direct | Holding | 25,200 owned after | $31.75 exercise price | 2011-01-12 | |
| 2011-01-12 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2006 Stock Option Grant (right to buy) Derivative · Direct | Holding | 25,200 owned after | $46.37 exercise price | 2011-01-12 | |
| 2011-01-12 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2007 Stock Option Grant (right to buy) Derivative · Direct | Holding | 25,200 owned after | $65.35 exercise price | 2011-01-12 | |
| 2011-01-12 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2008 Stock Option Grant (right to buy) Derivative · Direct | Holding | 28,059 owned after | $36.38 exercise price | 2011-01-12 | |
| 2011-01-12 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2009 Stock Option Grant (right to buy) Derivative · Direct | Holding | 14,030 owned after | $7.80 exercise price | 2011-01-12 | |
| 2011-01-12 holding as of filing | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2010 Stock Option Grant (right to buy) Derivative · Direct | Holding | 36,035 owned after | $15.89 exercise price | 2011-01-12 | |
| 2011-01-11 | OBRIEN ROBERT G Officer (Exec VP & CFO) | 4 | 2001 Stock Option Grant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,200 0 owned after | $14.27 exercise price | 2011-01-12 |