FORESCOUT TECHNOLOGIES, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 48 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-12-30: Reporting owner Abreu Pedro; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-12-16: Reporting owner DeCesare Michael; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-12-13: Reporting owner Harms Christopher; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-12-13: Reporting owner Milliken Darren J.; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-12-30 | Abreu Pedro Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,040 95,630 owned after | $8.52 exercise price | 2019-12-30 | |
| 2019-12-16 | DeCesare Michael Director, Officer (CEO & President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 423,465 owned after | $7.98 exercise price | 2019-12-17 | |
| 2019-12-13 | Harms Christopher Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,815 32,027 owned after | $9.88 exercise price | 2019-12-13 | |
| 2019-12-13 | Milliken Darren J. Officer (SVP, GC & Corp Compliance Ofcr) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,870 55,478 owned after | $9.88 exercise price | 2019-12-13 | |
| 2019-11-29 | Abreu Pedro Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,040 103,670 owned after | $8.52 exercise price | 2019-12-02 | |
| 2019-11-19 | Yeshurun Yehezkel | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,909 0 owned after | $8.52 exercise price | 2019-11-21 | |
| 2019-11-19 | DeCesare Michael Director, Officer (CEO & President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 448,465 owned after | $7.98 exercise price | 2019-11-21 | |
| 2019-11-15 | Harms Christopher Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,815 41,842 owned after | $9.88 exercise price | 2019-11-15 | |
| 2019-11-08 | Milliken Darren J. Officer (SVP, GC & Corp Compliance Ofcr) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,870 20,002 owned after | $8.44 exercise price | 2019-11-08 | |
| 2019-10-31 | Abreu Pedro Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,040 111,710 owned after | $8.52 exercise price | 2019-11-01 | |
| 2019-10-15 | Harms Christopher Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,815 51,657 owned after | $9.88 exercise price | 2019-10-16 | |
| 2019-10-11 | Milliken Darren J. Officer (SVP, GC & Corp Compliance Ofcr) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,870 59,348 owned after | $9.88 exercise price | 2019-10-11 | |
| 2019-10-07 | Jensen Mark Edwin Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 55,644 owned after | $4.78 exercise price | 2019-10-09 | |
| 2019-09-27 | Abreu Pedro Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,040 119,750 owned after | $8.52 exercise price | 2019-09-27 | |
| 2019-09-16 | DeCesare Michael Director, Officer (CEO & President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 498,465 owned after | $7.98 exercise price | 2019-09-17 | |
| 2019-09-13 | Harms Christopher Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,815 61,472 owned after | $9.88 exercise price | 2019-09-13 | |
| 2019-09-13 | Milliken Darren J. Officer (SVP, GC & Corp Compliance Ofcr) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,657 23,872 owned after | $8.44 exercise price | 2019-09-13 | |
| 2019-09-13 | Milliken Darren J. Officer (SVP, GC & Corp Compliance Ofcr) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,782 63,218 owned after | $9.88 exercise price | 2019-09-13 | |
| 2019-08-30 | Abreu Pedro Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,594 127,790 owned after | $8.52 exercise price | 2019-08-30 | |
| 2019-08-29 | DeCesare Michael Director, Officer (CEO & President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 523,465 owned after | $7.98 exercise price | 2019-08-30 | |
| 2019-08-16 | Harms Christopher Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,608 0 owned after | $7.04 exercise price | 2019-08-16 | |
| 2019-08-16 | Harms Christopher Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,894 71,287 owned after | $9.88 exercise price | 2019-08-16 | |
| 2019-07-31 | Abreu Pedro Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,627 130,384 owned after | $8.52 exercise price | 2019-08-02 | |
| 2019-07-15 | Harms Christopher Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,856 3,608 owned after | $7.04 exercise price | 2019-07-16 | |
| 2019-07-12 | Milliken Darren J. Officer (SVP, GC & Corp Compliance Ofcr) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,870 25,529 owned after | $8.44 exercise price | 2019-07-12 | |
| 2019-06-28 | Abreu Pedro Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,143 134,011 owned after | $8.52 exercise price | 2019-06-28 | |
| 2019-06-14 | Milliken Darren J. Officer (SVP, GC & Corp Compliance Ofcr) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,870 29,399 owned after | $8.44 exercise price | 2019-06-14 | |
| 2019-05-15 | Milliken Darren J. Officer (SVP, GC & Corp Compliance Ofcr) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,887 33,269 owned after | $8.44 exercise price | 2019-05-17 | |
| 2019-04-29 | Elliott T Kent Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −569 1,146 owned after | $8.52 exercise price | 2019-05-01 | |
| 2019-04-12 | Milliken Darren J. Officer (SVP, GC & Corp Compliance Ofcr) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,870 49,156 owned after | $8.44 exercise price | 2019-04-12 | |
| 2019-04-11 | Harms Christopher Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,856 11,464 owned after | $7.04 exercise price | 2019-04-12 | |
| 2019-03-29 | Elliott T Kent Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −569 1,715 owned after | $8.52 exercise price | 2019-03-29 | |
| 2019-03-19 | Elliott T Kent Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,820 0 owned after | $7.04 exercise price | 2019-03-21 | |
| 2019-03-19 | Elliott T Kent Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,514 2,284 owned after | $8.52 exercise price | 2019-03-21 | |
| 2019-03-11 | Elliott T Kent Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,453 8,820 owned after | $7.04 exercise price | 2019-03-12 | |
| 2019-03-08 | Milliken Darren J. Officer (SVP, GC & Corp Compliance Ofcr) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,870 53,026 owned after | $8.44 exercise price | 2019-03-08 | |
| 2019-03-01 | Elliott T Kent Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −569 18,798 owned after | $8.52 exercise price | 2019-03-01 | |
| 2019-02-22 | Yeshurun Yehezkel | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,298 0 owned after | $7.98 exercise price | 2019-02-22 | |
| 2019-02-21 | Yeshurun Yehezkel | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,947 4,298 owned after | $7.98 exercise price | 2019-02-22 | |
| 2019-02-20 | Yeshurun Yehezkel | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,755 6,245 owned after | $7.98 exercise price | 2019-02-22 | |
| 2019-02-13 | Elliott T Kent Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,453 39,273 owned after | $7.04 exercise price | 2019-02-13 | |
| 2019-02-08 | Milliken Darren J. Officer (SVP, GC & Corp Compliance Ofcr) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,870 56,896 owned after | $8.44 exercise price | 2019-02-08 | |
| 2019-01-31 | Abreu Pedro Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,969 137,154 owned after | $8.52 exercise price | 2019-01-31 | |
| 2019-01-29 | Elliott T Kent Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −569 19,367 owned after | $8.52 exercise price | 2019-01-31 | |
| 2019-01-11 | Milliken Darren J. Officer (SVP, GC & Corp Compliance Ofcr) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,870 60,766 owned after | $8.44 exercise price | 2019-01-11 | |
| 2019-01-11 | Harms Christopher Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,482 0 owned after | $2.18 exercise price | 2019-01-11 | |
| 2019-01-11 | Harms Christopher Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,475 14,320 owned after | $7.04 exercise price | 2019-01-11 | |
| 2019-01-09 | Elliott T Kent Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,453 69,726 owned after | $7.04 exercise price | 2019-01-11 |