FORESCOUT TECHNOLOGIES, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-31: Reporting owner Elliott T Kent; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-28: Reporting owner Abreu Pedro; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-14: Reporting owner Milliken Darren J.; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-12: Reporting owner Elliott T Kent; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-31 | Elliott T Kent Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −569 19,936 owned after | $8.52 exercise price | 2019-01-02 | |
| 2018-12-28 | Abreu Pedro Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,969 144,123 owned after | $8.52 exercise price | 2018-12-28 | |
| 2018-12-14 | Milliken Darren J. Officer (SVP, GC & Corp Compliance Ofcr) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,870 64,636 owned after | $8.44 exercise price | 2018-12-14 | |
| 2018-12-12 | Elliott T Kent Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,453 100,179 owned after | $7.04 exercise price | 2018-12-13 | |
| 2018-12-11 | Harms Christopher Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,957 1,482 owned after | $2.18 exercise price | 2018-12-13 | |
| 2018-11-30 | Abreu Pedro Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,969 151,092 owned after | $8.52 exercise price | 2018-12-03 | |
| 2018-11-29 | Elliott T Kent Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −569 20,505 owned after | $8.52 exercise price | 2018-11-30 | |
| 2018-11-14 | Elliott T Kent Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,453 130,632 owned after | $7.04 exercise price | 2018-11-14 | |
| 2018-11-09 | Milliken Darren J. Officer (SVP, GC & Corp Compliance Ofcr) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,870 68,506 owned after | $8.44 exercise price | 2018-11-09 | |
| 2018-11-09 | Harms Christopher Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,615 9,439 owned after | $2.18 exercise price | 2018-11-09 | |
| 2018-10-31 | Abreu Pedro Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,969 158,061 owned after | $8.52 exercise price | 2018-10-31 | |
| 2018-10-29 | Elliott T Kent Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −569 21,074 owned after | $8.52 exercise price | 2018-10-31 | |
| 2018-10-12 | Milliken Darren J. Officer (SVP, GC & Corp Compliance Ofcr) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,870 72,376 owned after | $8.44 exercise price | 2018-10-12 | |
| 2018-10-10 | Elliott T Kent Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,453 161,085 owned after | $7.04 exercise price | 2018-10-12 | |
| 2018-10-01 | Elliott T Kent Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −569 21,643 owned after | $8.52 exercise price | 2018-10-02 | |
| 2018-09-28 | Abreu Pedro Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,969 165,030 owned after | $8.52 exercise price | 2018-09-28 | |
| 2018-09-21 | Milliken Darren J. Officer (SVP, GC & Corp Compliance Ofcr) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 76,246 owned after | $8.44 exercise price | 2018-09-21 | |
| 2018-09-14 | Milliken Darren J. Officer (SVP, GC & Corp Compliance Ofcr) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,439 86,246 owned after | $8.44 exercise price | 2018-09-14 | |
| 2018-09-13 | Yeshurun Yehezkel | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 15,000 owned after | $7.98 exercise price | 2018-09-13 | |
| 2018-09-12 | Elliott T Kent Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,491 0 owned after | $4.78 exercise price | 2018-09-13 | |
| 2018-09-12 | Elliott T Kent Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,962 191,538 owned after | $7.04 exercise price | 2018-09-13 | |
| 2018-08-30 | Abreu Pedro Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,270 171,999 owned after | $8.52 exercise price | 2018-08-31 | |
| 2018-08-29 | Elliott T Kent Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −569 22,212 owned after | $8.52 exercise price | 2018-08-31 | |
| 2018-08-20 | Harms Christopher Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,204 20,795 owned after | $7.04 exercise price | 2018-08-20 | |
| 2018-08-20 | Harms Christopher Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,819 73,181 owned after | $9.88 exercise price | 2018-08-20 | |
| 2018-08-13 | Yeshurun Yehezkel | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 50,000 owned after | $7.98 exercise price | 2018-08-15 | |
| 2018-08-13 | Elliott T Kent Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,453 19,491 owned after | $4.78 exercise price | 2018-08-15 | |
| 2018-07-13 | Milliken Darren J. Officer (SVP, GC & Corp Compliance Ofcr) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,870 89,685 owned after | $8.44 exercise price | 2018-07-13 | |
| 2018-06-08 | Milliken Darren J. Officer (SVP, GC & Corp Compliance Ofcr) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,870 93,555 owned after | $8.44 exercise price | 2018-06-11 | |
| 2018-05-14 | Milliken Darren J. Officer (SVP, GC & Corp Compliance Ofcr) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,575 97,425 owned after | $8.44 exercise price | 2018-05-16 | |
| 2018-03-20 | Yeshurun Yehezkel | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,137 0 owned after | $1.47 exercise price | 2018-03-22 | |
| 2018-03-20 | Yeshurun Yehezkel | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,000 0 owned after | $2.18 exercise price | 2018-03-22 | |
| 2018-03-20 | Yeshurun Yehezkel | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 39,909 owned after | $8.52 exercise price | 2018-03-22 | |
| 2018-03-20 | Jensen Mark Edwin Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,530 58,644 owned after | $4.78 exercise price | 2018-03-22 | |
| 2018-03-20 | Harms Christopher Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,169 11,054 owned after | $2.18 exercise price | 2018-03-22 | |
| 2018-03-20 | Abreu Pedro Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,600 194,269 owned after | $8.52 exercise price | 2018-03-22 | |
| 2018-03-20 | DeCesare Michael Director, Officer (CEO & President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −210,000 548,465 owned after | $7.98 exercise price | 2018-03-22 |