Fisker Inc./DE Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-03-16: Reporting owner Apollo Commodities Management, L.P. | Apollo Natural Resources Partners II, L.P. | Apollo Management Holdings GP, LLC | Apollo Management Holdings, L.P. | Strong Geoffrey | Spartan Energy Acquisition Sponsor LLC; Form 4; Security Warrant (right to buy); Transaction C Conversion of derivative security.
- 2021-03-12: Reporting owner Apollo Commodities Management, L.P. | Apollo Natural Resources Partners II, L.P. | Apollo Management Holdings GP, LLC | Apollo Management Holdings, L.P. | Strong Geoffrey | Spartan Energy Acquisition Sponsor LLC; Form 4; Security Warrant (right to buy); Transaction C Conversion of derivative security.
- 2018-08-16: Reporting owner Apollo Management Holdings GP, LLC | Spartan Energy Acquisition Sponsor LLC | Beard Gregory A | Apollo Commodities Management, L.P. | Apollo Management Holdings, L.P. | Apollo Natural Resources Partners II, L.P. | Strong Geoffrey; Form 3/A; Security Private Placement Warrants; Transaction Holding.
- 2018-08-14: Reporting owner Strong Geoffrey | Apollo Management Holdings GP, LLC | Beard Gregory A | Apollo Commodities Management, L.P. | Apollo Natural Resources Partners II, L.P. | Apollo Management Holdings, L.P. | Spartan Energy Acquisition Sponsor LLC; Form 4; Security Private Placement Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-03-16 | Apollo Commodities Management, L.P. | Apollo Natural Resources Partners II, L.P. | Apollo Management Holdings GP, LLC | Apollo Management Holdings, L.P. | Strong Geoffrey | Spartan Energy Acquisition Sponsor LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Note | C Conversion of derivative security | −2,340,000 0 owned after | no price filed | 2021-03-16 | |
| 2021-03-12 | Apollo Commodities Management, L.P. | Apollo Natural Resources Partners II, L.P. | Apollo Management Holdings GP, LLC | Apollo Management Holdings, L.P. | Strong Geoffrey | Spartan Energy Acquisition Sponsor LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Note | C Conversion of derivative security | −7,020,000 2,340,000 owned after | no price filed | 2021-03-16 | |
| 2018-08-16 holding as of filing | Apollo Management Holdings GP, LLC | Spartan Energy Acquisition Sponsor LLC | Beard Gregory A | Apollo Commodities Management, L.P. | Apollo Management Holdings, L.P. | Apollo Natural Resources Partners II, L.P. | Strong Geoffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Private Placement Warrants Derivative · Indirect · See footnote | Holding | $11.50 exercise price | 2018-08-16 | ||
| 2018-08-14 | Strong Geoffrey | Apollo Management Holdings GP, LLC | Beard Gregory A | Apollo Commodities Management, L.P. | Apollo Natural Resources Partners II, L.P. | Apollo Management Holdings, L.P. | Spartan Energy Acquisition Sponsor LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Private Placement Warrants Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +960,000 960,000 owned after | $1.50 | 2018-08-16 |