Fisker Inc./DE Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows, 20 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-10-29: Reporting owner Gupta Geeta; Form 4; Security Class B Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-10-29: Reporting owner Fisker Henrik; Form 4; Security Class B Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-10-29: Reporting owner Apollo Management Holdings GP, LLC | Apollo Commodities Management, L.P. | Apollo Natural Resources Partners II, L.P. | Spartan Energy Acquisition Sponsor LLC | Apollo Management Holdings, L.P. | Strong Geoffrey; Form 4; Security Class B Common Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2020-10-29: Reporting owner Apollo Management Holdings GP, LLC | Apollo Commodities Management, L.P. | Apollo Natural Resources Partners II, L.P. | Spartan Energy Acquisition Sponsor LLC | Apollo Management Holdings, L.P. | Strong Geoffrey; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-10-29 | Gupta Geeta Director, Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,177,064 66,177,064 owned after | no price filed | 2020-11-02 | |
| 2020-10-29 | Fisker Henrik Director, Officer (President & CEO) | 4 | Class B Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,177,064 66,177,064 owned after | no price filed | 2020-11-02 | |
| 2020-10-29 | Apollo Management Holdings GP, LLC | Apollo Commodities Management, L.P. | Apollo Natural Resources Partners II, L.P. | Spartan Energy Acquisition Sponsor LLC | Apollo Management Holdings, L.P. | Strong Geoffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −441,176 12,946,324 owned after | no price filed | 2020-11-02 | |
| 2020-10-29 | Apollo Management Holdings GP, LLC | Apollo Commodities Management, L.P. | Apollo Natural Resources Partners II, L.P. | Spartan Energy Acquisition Sponsor LLC | Apollo Management Holdings, L.P. | Strong Geoffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −12,946,324 0 owned after | no price filed | 2020-11-02 | |
| 2020-10-29 | REEVES ROBERT C Director | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −150,000 0 owned after | no price filed | 2020-11-02 | |
| 2020-10-29 | Wilson Jan C. Director | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −37,500 0 owned after | no price filed | 2020-11-02 | |
| 2020-10-29 | STICE J MICHAEL Director | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −150,000 0 owned after | no price filed | 2020-11-02 | |
| 2020-10-29 | MACWILLIAMS JOHN J Director | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −75,000 0 owned after | no price filed | 2020-11-02 | |
| 2020-06-26 holding as of filing | MACWILLIAMS JOHN J Director | 3 | No securities beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2020-06-26 | |
| 2020-06-26 holding as of filing | MACWILLIAMS JOHN J Director | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2020-06-26 | ||
| 2020-04-08 holding as of filing | Wilson Jan C. Director | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2020-04-08 | |
| 2020-04-07 | Apollo Commodities Management, L.P. | Apollo Management Holdings, L.P. | Apollo Management Holdings GP, LLC | Spartan Energy Acquisition Sponsor LLC | Apollo Natural Resources Partners II, L.P. | Strong Geoffrey | Beard Gregory A 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −37,500 13,387,500 owned after | no price filed | 2020-04-09 | |
| 2020-04-07 | Wilson Jan C. Director | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +37,500 37,500 owned after | $0.00 | 2020-04-08 | |
| 2019-07-31 holding as of filing | MACWILLIAMS JOHN J Director | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2019-07-31 | |
| 2019-07-30 | Apollo Management Holdings GP, LLC | Spartan Energy Acquisition Sponsor LLC | Beard Gregory A | Apollo Management Holdings, L.P. | Apollo Commodities Management, L.P. | Strong Geoffrey | Apollo Natural Resources Partners II, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −75,000 13,425,000 owned after | no price filed | 2019-08-01 | |
| 2019-07-30 | MACWILLIAMS JOHN J Director | 4 | Class B Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +75,000 75,000 owned after | $0.00 | 2019-07-31 | |
| 2018-08-09 holding as of filing | Strong Geoffrey Director, Officer (Chief Executive Officer) | 3 | Class B Common Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-08-09 | ||
| 2018-08-09 holding as of filing | STICE J MICHAEL Director | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2018-08-09 | ||
| 2018-08-09 holding as of filing | Spartan Energy Acquisition Sponsor LLC 10% Owner | 3 | Class B Common Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2018-08-09 | ||
| 2018-08-09 holding as of filing | REEVES ROBERT C Director | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2018-08-09 |