FIRST SECURITY GROUP INC/TN Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2013-11-13: Form 8-K; Period of report 2013-11-13; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2013-09-27: Form 8-K; Period of report 2013-09-27; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2013-09-25: Form 8-K; Period of report 2013-09-20; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2013-08-21: Form 8-K; Period of report 2013-08-16; Description 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans; Details 5.04.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2013-11-13 | 8-K | 2013-11-13 | 2.02 Results of Operations and Financial Condition | 2.02 A copy of First Security's press release summarizing its financial results for the third quarter of 2013 is attached as Exhibit 99.1. | a20131113pressrelease8k.htm |
| 2013-09-27 | 8-K | 2013-09-27 | 7.01 Regulation FD Disclosure | 7.01 A copy of First Security's press release announcing the completion of First Security's rights offering is attached hereto as Exhibit 99.1. | a20130927_8krightscomplete.htm |
| 2013-09-25 | 8-K | 2013-09-20 | 7.01 Regulation FD Disclosure | 7.01 A copy of First Security's press release relating to the announced results of First Security's rights offering is attached hereto as Exhibit 99.1. | a20130925_8krightsoffering.htm |
| 2013-08-21 | 8-K | 2013-08-16 | 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans | 5.04 On August 16, 2013, First Security Group, Inc. (the “Company”) sent a notice (the “Blackout Notice”) to its Plan participants, including certain executive officers, informing them of a “blackout period” with respect to the First Security Group, Inc. 401(k) and Employee Stock Ownership Plan (the “Plan”). | a20130821_401kblackout8k.htm |
| 2013-07-26 | 8-K | 2013-07-24 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders | 5.02 On July 24, 2013, the Compensation Committee of the Board of Directors of First Security Group, Inc. (“First Security”) approved equity compensation for certain of the Company's directors and executive officers. 5.07 The annual meeting of shareholders of First Security was held on July 24, 2013 (the “Annual Meeting”). | a20130726_8kannualmeetingr.htm |
| 2013-06-12 | 8-K | 2013-06-07 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 The Board of Directors (the “Board”) of First Security Group, Inc. (“First Security”) elected Ms. Henchy R. Enden and Mr. Adam Gabriel Hurwich to join the Board, effective June 7, 2013. | a06122013_directorappointm.htm |
| 2013-06-06 | 8-K | 2013-06-06 | 7.01 Regulation FD Disclosure | 7.01 On June 6, 2013, the Company issued a press release announcing the effectiveness of the Registration Statement on Form S-1. | a06062013_8kxs1effectivene.htm |
| 2013-05-17 | 8-K | 2013-05-13 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On May 13, 2013, Mr. Robert P. Keller resigned as Director for First Security Group, Inc. and its wholly-owned subsidiary, FSGBank, N.A. Mr. Keller's resignation letter does not indicate any disagreements with First Security's operations, policies or practices. | a05162013_8kxdirectorchang.htm |
| 2013-04-12 | 8-K | 2013-04-12 | 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 3.02 First Security Group, Inc. (the “Company”) has closed a private placement of 60,735,000 shares of its common stock, par value $0.01 per share (the “Common Stock”) as part of the Recapitalization previously described by the Company in Current Reports on Form 8-K filed on February 26, 2013. 5.02 The Board of Directors elected Mr. William F. Grant, III and Mr. Robert R. Lane to continue serving on the Board of the Directors of the Company, notwithstanding the exchange of the TARP Preferred Stock and the TARP Warrant. 7.01 On April 12, 2013, the Company issued a press release announcing the closing of the Recapitalization. | a20130413_fsgxrecapxcomple.htm |
| 2013-04-10 | 8-K | 2013-04-10 | 8.01 Other Events | 8.01 The record date for the previously announced Rights Offering to shareholders will be April 10, 2013. | a8krightsoffering04102013.htm |
| 2013-03-22 | 8-K | 2013-03-22 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 3.01 On March 19, 2013, First Security Group, Inc. (“First Security” or the “Company”) received notice from the Hearings Panel of The NASDAQ Stock Market (“NASDAQ”) of the Hearings Panel's non-objection to the Company's request to transfer the listing of its common stock from the NASDAQ Global Select Market to the NASDAQ Capital Market, effective at the opening of the market on Tuesday, March 26, 2013. 5.02 Director Ralph L. Kendall resigned from the Board of First Security, effective March 19, 2013, acknowledging the execution of definitive agreements to recapitalize the Company and his move to a retirement community in Texas to be closer to his children. 5.03 On March 20, 2013, the Board of Directors of the Company adopted an amendment to the bylaws of the Company (the “Bylaw Amendment”) in order to protect the ability of the Company to recognize the tax benefits of the Company's net operating losses. | form8-k.htm |
| 2013-02-26 | 8-K | 2013-02-25 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 7.01 Regulation FD Disclosure | 1.01 First Security Group, Inc. (the “Company”) has entered into a number of agreements in connection with a planned $90 million recapitalization. 3.02 To the extent required by Item 3.02 of Form 8-K, the information contained or incorporated in Item 1.01 of this Form 8-K is incorporated by reference in this Item 3.02. 7.01 On February 26, 2013, the Company issued a press release announcing the recapitalization. | a02252013_fsgixrecapitaliz.htm |