First Physicians Capital Group, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-09-10: Reporting owner Kirrane Sean; Form 3/A; Security Employee Stock Option (right to buy); Transaction Holding.
- 2008-01-28: Reporting owner Schwartz Robert N.; Form 4; Security Stock Options (right to buy); Transaction Holding.
- 2008-01-28: Reporting owner Schwartz Robert N.; Form 4; Security Stock Options (right to buy); Transaction Holding.
- 2007-12-17: Reporting owner Smith Dennis M.; Form 4/A; Security Stock Option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-09-10 holding as of filing | Kirrane Sean Officer (Chief Executive Officer) | 3/A | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.63 exercise price | 2014-09-10 | ||
| 2008-01-28 holding as of filing | Schwartz Robert N. Director | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 180,000 owned after | $0.40 exercise price | 2008-01-28 | |
| 2008-01-28 holding as of filing | Schwartz Robert N. Director | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 3,750 owned after | $5.80 exercise price | 2008-01-28 | |
| 2007-12-17 | Smith Dennis M. Director, Officer (Secretary and CFO) | 4/A | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | no price filed | 2008-01-28 | |
| 2007-12-17 | Smith Dennis M. Director, Officer (Secretary and CFO) | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −150,000 150,000 owned after | no price filed | 2008-01-08 | |
| 2005-08-01 | Sells Richardson E. Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,000 180,000 owned after | $0.40 exercise price | 2007-02-22 |