First Physicians Capital Group, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows, 20 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-05-30: Reporting owner CIABATTONI LIVING TRUST U/A/D AUGUST 17, 2000 | CIABATTONI ANTHONY J | CIABATTONI JANE G.; Form 4; Security Series 6-A Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-09-04: Reporting owner CIABATTONI LIVING TRUST U/A/D AUGUST 17, 2000 | CIABATTONI ANTHONY J | CIABATTONI JANE G.; Form 4; Security Series 6-A Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-07-24: Reporting owner CIABATTONI LIVING TRUST U/A/D AUGUST 17, 2000 | CIABATTONI ANTHONY J | CIABATTONI JANE G.; Form 4; Security Series 6-A Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-02-22: Reporting owner HOULIHAN WILLIAM A; Form 4; Security Series 5- A Convertible Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-05-30 | CIABATTONI LIVING TRUST U/A/D AUGUST 17, 2000 | CIABATTONI ANTHONY J | CIABATTONI JANE G. 10% Owner | 10% Owner | 10% Owner | 4 | Series 6-A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +155 930 owned after | $1,000.00 | 2014-06-20 | |
| 2012-09-04 | CIABATTONI LIVING TRUST U/A/D AUGUST 17, 2000 | CIABATTONI ANTHONY J | CIABATTONI JANE G. 10% Owner | 10% Owner | 10% Owner | 4 | Series 6-A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +75 775 owned after | $1,000.00 | 2014-06-20 | |
| 2012-07-24 | CIABATTONI LIVING TRUST U/A/D AUGUST 17, 2000 | CIABATTONI ANTHONY J | CIABATTONI JANE G. 10% Owner | 10% Owner | 10% Owner | 4 | Series 6-A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 700 owned after | $1,000.00 | 2014-06-20 | |
| 2010-02-22 | HOULIHAN WILLIAM A Director | 4 | Series 5- A Convertible Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −25 0 owned after | $1,600.00 | 2010-03-02 | |
| 2010-02-22 | HOULIHAN WILLIAM A Director | 4 | Series 5- A Convertible Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −25 0 owned after | $1,600.00 | 2010-03-02 | |
| 2010-02-22 | HOULIHAN WILLIAM A Director | 4 | Series 5- A Convertible Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −25 0 owned after | $1,600.00 | 2010-03-02 | |
| 2010-02-22 | HOULIHAN WILLIAM A Director | 4 | Series 5- A Convertible Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −25 0 owned after | $1,600.00 | 2010-03-02 | |
| 2009-12-15 | HOULIHAN WILLIAM A Director | 4 | Series 5- A Convertible Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | +150 320,000 owned after | $1,600.00 | 2009-12-18 | |
| 2009-12-07 holding as of filing | HOULIHAN WILLIAM A Director | 3 | Series 5- A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2009-12-07 | ||
| 2008-05-15 | CIABATTONI LIVING TRUST U/A/D AUGUST 17, 2000 | CIABATTONI JANE G. | CIABATTONI ANTHONY J 10% Owner | 10% Owner | 10% Owner | 4 | Series 6-A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200 200 owned after | $1,000.00 | 2008-05-16 | |
| 2008-05-01 | SMP INVESTMENTS I, LLC | POTIKER BRIAN 10% Owner | 10% Owner | 4 | Series 5-A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +600,000 1,000 owned after | $1,000.00 | 2008-05-02 | |
| 2008-05-01 | CIABATTONI ANTHONY J | CIABATTONI LIVING TRUST U/A/D AUGUST 17, 2000 | CIABATTONI JANE G. 10% Owner | 10% Owner | 10% Owner | 4 | Series 5-A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +300,000 500 owned after | $1,000.00 | 2008-05-02 | |
| 2008-03-31 | SMP INVESTMENTS I, LLC | POTIKER BRIAN 10% Owner | 10% Owner | 4 | Series 6-A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 3,200,000 owned after | $1,000.00 | 2008-04-02 | |
| 2008-03-31 | CIABATTONI LIVING TRUST U/A/D AUGUST 17, 2000 | CIABATTONI ANTHONY J | CIABATTONI JANE G. 10% Owner | 10% Owner | 10% Owner | 4 | Series 6-A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +400 400 owned after | $1,000.00 | 2008-04-02 | |
| 2007-11-08 holding as of filing | CIABATTONI LIVING TRUST U/A/D AUGUST 17, 2000 10% Owner | 3 | Series 5-A Convertible Preferred Stock Derivative · Direct | Holding | $0.31 exercise price | 2007-11-08 | ||
| 2007-11-08 holding as of filing | SMP INVESTMENTS I, LLC 10% Owner | 3 | Series 5-A Convertible Preferred Stock Derivative · Direct | Holding | $0.31 exercise price | 2007-11-08 | ||
| 2006-09-18 | Parker Todd Director | 4 | Series 5-A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +35 135 owned after | no price filed | 2008-01-28 | |
| 2006-09-18 | Hirschhorn David Director, Officer (President and CEO) | 4 | Series 5-A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25 125 owned after | no price filed | 2008-01-28 | |
| 2006-09-18 | Smith Dennis M. Director, Officer (Secretary and CFO) | 4/A | Series 5-A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25 125 owned after | no price filed | 2008-01-28 | |
| 2006-09-18 | Smith Dennis M. Director, Officer (Secretary and CFO) | 4 | Series 5-A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −25 25,000 owned after | no price filed | 2008-01-08 |