FINISAR CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-11-01: Reporting owner RAWLS JERRY S; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-08-01: Reporting owner RAWLS JERRY S; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-06-01: Reporting owner RAWLS JERRY S; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-05-01: Reporting owner RAWLS JERRY S; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-11-01 | RAWLS JERRY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,208 0 owned after | $3.36 | 2018-11-05 | |
| 2018-08-01 | RAWLS JERRY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,208 30,208 owned after | $3.36 exercise price | 2018-08-03 | |
| 2018-06-01 | RAWLS JERRY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,250 0 owned after | $8.29 exercise price | 2018-06-05 | |
| 2018-05-01 | RAWLS JERRY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,208 60,416 owned after | $3.36 exercise price | 2018-05-03 | |
| 2018-04-02 | RAWLS JERRY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,000 38,250 owned after | $8.29 | 2018-04-04 | |
| 2018-02-01 | RAWLS JERRY S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,209 90,624 owned after | $3.36 exercise price | 2018-02-02 | |
| 2018-01-11 | HURLSTON MICHAEL E. Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +740,000 740,000 owned after | $22.26 exercise price | 2018-01-16 |