FFBW, Inc. /MD/ Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2023-01-31: Form 8-K; Period of report 2023-01-31; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 7.01 Regulation FD Disclosure; Details 3.01.
- 2022-11-21: Form 8-K; Period of report 2022-11-16; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2022-11-03: Form 8-K; Period of report 2022-11-03; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2022-09-01: Form 8-K; Period of report 2022-09-01; Description 8.01 Other Events.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2023-01-31 | 8-K | 2023-01-31 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 7.01 Regulation FD Disclosure | 3.01 On January 31, 2023, FFBW, Inc. (the “Company") notified The Nasdaq Stock Market, LLC (“Nasdaq”) of its intent to file a Form 25 with the Securities and Exchange Commission (the “SEC”) on or about February 13, 2023 to effect the voluntary delisting of the Company’s common stock from Nasdaq. 7.01 Upon delisting from Nasdaq as set forth in Item 3.01 above, the Company intends to file a Form 15 with the SEC on or about February 23, 2023, to deregister its common stock under the Securities and Exchange Act of 1934 (the “Exchange Act”). | form8k.htm |
| 2022-11-21 | 8-K | 2022-11-16 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On November 16, 2022, First Federal Bank of Wisconsin (the “Bank”), the wholly owned subsidiary of FFBW, Inc., approved and adopted amendments (the “Amendments”) to the employment agreements for each of Edward H. Schaefer, President and Chief Executive Officer, and Steven L. Wierschem, Chief Financial Officer. | form8k.htm |
| 2022-11-03 | 8-K | 2022-11-03 | 2.02 Results of Operations and Financial Condition | 2.02 On November 3, 2022, FFBW, Inc. issued a press release announcing results for the quarter ended September 30, 2022. | ffbw-20221103x8k.htm |
| 2022-09-01 | 8-K | 2022-09-01 | 8.01 Other Events | ffbw-20220901x8k.htm | |
| 2022-08-10 | 8-K | 2022-08-10 | 2.02 Results of Operations and Financial Condition | 2.02 On August 10, 2022, FFBW, Inc. issued a press release announcing results for the fiscal second quarter ended June 30, 2022. | ffbw-20220810x8k.htm |
| 2022-05-27 | 8-K | 2022-05-25 | 5.07 Submission of Matters to a Vote of Security Holders | ffbw-20220525x8k.htm | |
| 2022-05-10 | 8-K | 2022-05-10 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | 2.02 On May 10, 2022, FFBW, Inc. issued a press release announcing results for the fiscal first quarter ended March 31, 2022. 8.01 On May 10, 2022, FFBW, Inc., the holding company of First Federal Bank of Wisconsin, announced it has adopted a new program to repurchase up to 625,000 shares of its common stock, which is approximately 10.0% of its outstanding shares of common stock. | ffbw-20220510x8k.htm |
| 2022-04-22 | 8-K | 2021-02-03 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Split Dollar Agreements. | ffbw-20210203x8k.htm |
| 2022-03-24 | 8-K | 2022-03-24 | 2.02 Results of Operations and Financial Condition | 2.02 On March 24, 2022, FFBW, Inc. issued a press release announcing results for the fiscal fourth quarter and year ended December 31, 2021. | ffbw-20220324x8k.htm |
| 2022-02-02 | 8-K | 2022-02-02 | 7.01 Regulation FD Disclosure | 7.01 On February 2, 2022, FFBW, Inc. (the “Company”), the parent company of First Federal Bank of Wisconsin, made available and distributed to analysts and prospective investors a slide presentation. | ffbw-20220202x8k.htm |
| 2021-11-03 | 8-K | 2021-11-03 | 7.01 Regulation FD Disclosure | 7.01 On November 3, 2021, FFBW, Inc. (the “Company”), the parent company of First Federal Bank of Wisconsin, made available and distributed to analysts and prospective investors a slide presentation. | ffbw-20211103x8k.htm |
| 2021-11-03 | 8-K | 2021-11-03 | 2.02 Results of Operations and Financial Condition | 2.02 On November 3, 2021, FFBW, Inc. issued a press release announcing results for the fiscal third quarter ended September 30, 2021. | tmb-20211103x8k.htm |
| 2021-10-01 | 8-K | 2021-09-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Employment Agreements. | form8k_093021.htm |
| 2021-09-20 | 8-K | 2021-09-20 | 7.01 Regulation FD Disclosure | 7.01 On September 20, 2021, FFBW, Inc. (the “Company”), the parent company of First Federal Bank of Wisconsin, made available and distributed to analysts and prospective investors a slide presentation. | form8k.htm |
| 2021-09-03 | 8-K | 2021-09-03 | 8.01 Other Events | 8.01 On September 3, 2021, FFBW, Inc., the holding company for First Federal Bank of Wisconsin, announced it has completed a previously announced program to repurchase 10.0% of its common stock that was initiated in March 2021. | form8k.htm |
| 2021-08-06 | 8-K | 2021-08-06 | 2.02 Results of Operations and Financial Condition | 2.02 On August 5, 2021, FFBW, Inc. issued a press release announcing results for the fiscal second quarter ended June 30, 2021. | tmb-20210806x8k.htm |
| 2021-06-08 | 8-K | 2021-06-08 | 7.01 Regulation FD Disclosure | 7.01 On June 8, 2021, FFBW, Inc. (the “Company”),the parent company of First Federal Bank of Wisconsin, made available and distributed to analysts and prospective investors a slide presentation. | form8k.htm |
| 2021-05-27 | 8-K | 2021-05-26 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On May 26, 2021, FFBW, Inc. (the “Company”) held its 2021 Annual Meeting of Stockholders. | form8k.htm |
| 2021-05-11 | 8-K | 2021-05-11 | 2.02 Results of Operations and Financial Condition | 2.02 On May 11, 2021, FFBW, Inc. issued a press release announcing results for the fiscal first quarter ended March 31, 2021. | tmb-20210511x8k.htm |
| 2021-02-24 | 8-K | 2021-02-23 | 2.02 Results of Operations and Financial Condition | 2.02 On February 24, 2021, FFBW, Inc. issued a press release announcing results for the fiscal fourth quarter ended December 31, 2020. | tmb-20210223x8k.htm |
| 2021-01-04 | 8-K | 2020-12-31 | 8.01 Other Events | 8.01 Effective December 31, 2020, First Federal Bank of Wisconsin, the wholly owned federal savings bank subsidiary of FFBW, Inc., purchased substantially all of the assets and assumed substantially all of the liabilities of Mitchell Bank, a Wisconsin-chartered commercial bank headquartered in Milwaukee, Wisconsin. | form8k.htm |
| 2020-11-24 | 8-K | 2020-11-18 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 FFBW, Inc. (the “Company”), the holding company of First Federal Bank of Wisconsin (the “Bank”), today announced that the Company has appointed Leann Eddingsaas to serve as the Company’s Principal Accounting Officer. | form8k.htm |
| 2020-10-29 | 8-K | 2020-10-29 | 2.02 Results of Operations and Financial Condition | 2.02 On October 29, 2020, FFBW, Inc. issued a press release announcing results for the fiscal third quarter ended September 30, 2020. | tmb-20201029x8k.htm |
| 2020-08-17 | 8-K | 2020-08-17 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 FFBW, Inc. (the “Company”), the holding company of First Federal Bank of Wisconsin (the “Bank”), today announced that the Company has appointed Steven L. Wierschem to serve as the Company’s chief financial officer, effective August 24, 2020. | tmb-20200817x8k.htm |
| 2020-08-06 | 8-K | 2020-08-06 | 2.02 Results of Operations and Financial Condition | 2.02 On August 6, 2020, FFBW, Inc. issued a press release announcing results for the fiscal second quarter ended June 30, 2020. | tmb-20200806x8k.htm |
| 2020-07-31 | 8-K | 2020-07-31 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On July 31, 2020, FFBW, Inc. (the “Company”) announced the appointment of Edward H. Schaefer, age 58, as the Company’s Principal Financial Officer. | tmb-20200731x8k.htm |
| 2020-07-28 | 8-K | 2020-07-24 | 1.01 Entry into a Material Definitive Agreement | 1.01 On July 24, 2020, First Federal Bank of Wisconsin (the “Bank”), the wholly owned banking subsidiary of FFBW, Inc. (the “Company”), entered into a Purchase and Assumption Agreement with Mitchell Bank, a Wisconsin-chartered commercial bank headquartered in Milwaukee, Wisconsin, and its holding companies, pursuant to which the Bank has agreed to acquire substantially all of the assets and assume substantially all of the liabilities of Mitchell Bank. | form8k.htm |
| 2020-05-28 | 8-K | 2020-05-27 | 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events | 5.07 On May 27, 2020, FFBW, Inc. (the “Company”) held its 2020 Annual Meeting of Stockholders. 8.01 On May 27, 2020, the Company utilized a slideshow at its 2020 Annual Meeting of Stockholders. | form8k.htm |
| 2020-05-12 | 8-K | 2020-05-12 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On May 12, 2020, FFBW, Inc. (the “Company”) announced the resignation of Nikola B. Schaumberg, the Company’s Chief Financial Officer. | form8k.htm |
| 2020-04-27 | 8-K | 2020-04-24 | 2.02 Results of Operations and Financial Condition | 2.02 On April 24, 2020, FFBW, Inc. issued a press release announcing results for the fiscal first quarter ended March 31, 2020. | form8k42420.htm |
| 2020-03-20 | 8-K | 2020-03-19 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 On March 19, 2020, director Thomas C. Martin, age 78, announced his retirement from the boards of directors of FFBW, Inc. (the “Company”) and of First Federal Bank of Wisconsin. 8.01 On March 19, 2020, FFBW, Inc. (the “Company”) issued the attached press release regarding its submission of a notice to the Federal Reserve Board (“FRB”) requesting the FRB’s non-objection to a repurchase plan of the Company’s common stock. | form8k.htm |
| 2020-03-13 | 8-K | 2020-03-13 | 8.01 Other Events | 8.01 On March 13, 2020, FFBW, Inc. (the “Company”) issued the attached press release regarding its intention to submit a notice to the Federal Reserve Board (“FRB”) requesting the FRB’s approval or non-objection to a repurchase plan of the Company’s common stock. | form8k.htm |
| 2020-01-29 | 8-K | 2020-01-28 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On January 28, 2020, FFBW, Inc. issued a press release announcing results for the fiscal fourth quarter and year ended December 31, 2019. 7.01 On January 29, 2020, FFBW, Inc. utilized a presentation at an investor conference. | tm206084d1_8k.htm |
| 2020-01-16 | 8-K | 2020-01-16 | 8.01 Other Events | 8.01 On January 16, 2020, FFBW, Inc. announced the closing of its subscription offering in connection with the mutual-to-stock conversion of FFBW, MHC and announced the final exchange ratio. | tm203686d1_8k.htm |
| 2020-01-16 | 8-K | 2020-01-16 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 Employment Agreements. 8.01 On January 16, 2020, FFBW, Inc. announced the closing of its subscription offering in connection with the mutual-to-stock conversion of FFBW, MHC. | tm203585-1_8k.htm |
| 2020-01-13 | 8-K | 2020-01-13 | 8.01 Other Events | 8.01 On January 13, 2020, FFBW, Inc. announced the preliminary results of its subscription offering in connection with the mutual-to-stock conversion of FFBW, MHC. | tm201870d1_8k.htm |
| 2020-01-07 | 8-K | 2020-01-06 | 8.01 Other Events | 8.01 At a Special Meeting of Stockholders and a Special Meeting of Members, both held on January 6, 2020, the stockholders of FFBW, Inc., a federal corporation (“Old FFBW”), and the members of FFBW, MHC, the mutual holding company parent of Old FFBW, approved FFBW, MHC’s Plan of Conversion and Reorganization, whereby FFBW, MHC will convert and reorganize from the mutual holding company structure to the stock holding company structure. | tm201427d1_8k.htm |
| 2019-11-13 | 8-K | 2019-11-12 | 1.01 Entry into a Material Definitive Agreement | 1.01 On November 12, 2019, FFBW, Inc., a Maryland corporation (the “Company”), FFBW, MHC (the “MHC”), FFBW, Inc., a federal corporation and First Federal Bank of Wisconsin entered into an Agency Agreement with Janney Montgomery Scott LLC (“Janney”). | tm1922686-1_8k.htm |