FFBW, Inc. /MD/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 65 rows, 65 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-05-18: Reporting owner Anton JoAnne; Form 4; Security Stock Options; Transaction Holding.
- 2023-05-11: Reporting owner Tarantino James A.; Form 4; Security Stock Options; Transaction Holding.
- 2023-03-16: Reporting owner Tarantino James A.; Form 4; Security Stock Options; Transaction Holding.
- 2023-03-16: Reporting owner Schaefer Edward H; Form 4; Security Stock Options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-05-18 holding as of filing | Anton JoAnne Director | 4 | Stock Options Derivative · Direct | Holding | 10,000 owned after | $11.29 exercise price | 2023-05-18 | |
| 2023-05-11 holding as of filing | Tarantino James A. Director | 4 | Stock Options Derivative · Direct | Holding | 16,288 owned after | $9.31 exercise price | 2023-05-11 | |
| 2023-03-16 holding as of filing | Tarantino James A. Director | 4 | Stock Options Derivative · Direct | Holding | 16,288 owned after | $9.31 exercise price | 2023-03-16 | |
| 2023-03-16 holding as of filing | Schaefer Edward H Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | Holding | 6,000 owned after | $12.16 exercise price | 2023-03-16 | |
| 2023-03-16 holding as of filing | Schaefer Edward H Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | Holding | 5,000 owned after | $11.25 exercise price | 2023-03-16 | |
| 2023-03-16 holding as of filing | Schaefer Edward H Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | Holding | 95,016 owned after | $9.15 exercise price | 2023-03-16 | |
| 2022-05-27 holding as of filing | Lenahan James P Director | 4 | Stock Options Derivative · Direct | Holding | 10,000 owned after | $11.29 exercise price | 2022-05-27 | |
| 2022-05-27 holding as of filing | Olivieri Jose A Director | 4 | Stock Options Derivative · Direct | Holding | 10,858 owned after | $9.10 exercise price | 2022-05-27 | |
| 2022-05-27 holding as of filing | Gutenkunst Kathryn Director | 4 | Stock Options Derivative · Direct | Holding | 12,488 owned after | $9.31 exercise price | 2022-05-27 | |
| 2022-05-27 holding as of filing | Tarantino James A. Director | 4 | Stock Options Derivative · Direct | Holding | 16,288 owned after | $9.31 exercise price | 2022-05-27 | |
| 2022-05-27 holding as of filing | Cottrell DeVona Wright Director | 4 | Stock Options Derivative · Direct | Holding | 10,000 owned after | $11.29 exercise price | 2022-05-27 | |
| 2022-05-27 holding as of filing | Anton JoAnne Director | 4 | Stock Options Derivative · Direct | Holding | 10,000 owned after | $11.29 exercise price | 2022-05-27 | |
| 2022-05-27 holding as of filing | Pjevach Michael J. Director | 4 | Stock Options Derivative · Direct | Holding | 12,488 owned after | $9.31 exercise price | 2022-05-27 | |
| 2022-05-27 holding as of filing | Specht Christine A Director | 4 | Stock Options Derivative · Direct | Holding | 10,858 owned after | $9.10 exercise price | 2022-05-27 | |
| 2022-05-27 holding as of filing | Wierschem Steven L Officer (CFO) | 4 | Stock Options Derivative · Direct | Holding | 30,000 owned after | $11.25 exercise price | 2022-05-27 | |
| 2022-05-27 holding as of filing | Eddingsaas Leann Officer (PAO) | 4 | Stock Options Derivative · Direct | Holding | 4,750 owned after | $9.10 exercise price | 2022-05-27 | |
| 2022-05-27 holding as of filing | Eddingsaas Leann Officer (PAO) | 4 | Stock Options Derivative · Direct | Holding | 500 owned after | $11.25 exercise price | 2022-05-27 | |
| 2022-05-27 holding as of filing | Schaefer Edward H Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | Holding | 5,000 owned after | $11.25 exercise price | 2022-05-27 | |
| 2022-05-27 holding as of filing | Schaefer Edward H Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | Holding | 95,016 owned after | $9.15 exercise price | 2022-05-27 | |
| 2022-05-25 | Wierschem Steven L Officer (CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $12.16 exercise price | 2022-05-27 | |
| 2022-05-25 | Eddingsaas Leann Officer (PAO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $12.16 exercise price | 2022-05-27 | |
| 2022-05-25 | Schaefer Edward H Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $12.16 exercise price | 2022-05-27 | |
| 2022-05-19 holding as of filing | Schaefer Edward H Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | Holding | 5,000 owned after | $11.25 exercise price | 2022-05-19 | |
| 2022-05-19 holding as of filing | Schaefer Edward H Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | Holding | 95,016 owned after | $9.15 exercise price | 2022-05-19 | |
| 2021-12-03 holding as of filing | Tarantino James A. Director | 4 | Stock Options Derivative · Direct | Holding | 16,288 owned after | $9.31 exercise price | 2021-12-03 | |
| 2021-12-01 holding as of filing | Eddingsaas Leann Officer (PAO) | 4 | Stock Options Derivative · Direct | Holding | 500 owned after | $11.25 exercise price | 2021-12-01 | |
| 2021-12-01 holding as of filing | Schaefer Edward H Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | Holding | 5,000 owned after | $11.25 exercise price | 2021-12-01 | |
| 2021-12-01 holding as of filing | Schaefer Edward H Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | Holding | 95,016 owned after | $9.15 exercise price | 2021-12-01 | |
| 2021-11-29 | Eddingsaas Leann Officer (PAO) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250 4,750 owned after | $9.10 exercise price | 2021-12-01 | |
| 2021-10-04 holding as of filing | Wierschem Steven L Officer (CFO) | 4 | Stock Options Derivative · Direct | Holding | 30,000 owned after | $11.25 exercise price | 2021-10-04 | |
| 2021-09-03 holding as of filing | Tarantino James A. Director | 4 | Stock Options Derivative · Direct | Holding | 16,288 owned after | $9.31 exercise price | 2021-09-03 | |
| 2021-08-20 holding as of filing | Schaefer Edward H Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | Holding | 5,000 owned after | $11.25 exercise price | 2021-08-20 | |
| 2021-08-20 holding as of filing | Schaefer Edward H Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | Holding | 95,016 owned after | $9.15 exercise price | 2021-08-20 | |
| 2021-06-02 holding as of filing | Eddingsaas Leann Officer (PAO) | 3 | Stock Options Derivative · Direct | Holding | $9.10 exercise price | 2021-06-02 | ||
| 2021-05-28 holding as of filing | Eddingsaas Leann Officer (PAO) | 4 | Stock Options Derivative · Direct | Holding | 5,000 owned after | $9.10 exercise price | 2021-05-28 | |
| 2021-05-28 holding as of filing | Gutenkunst Kathryn Director | 4 | Stock Options Derivative · Direct | Holding | 12,488 owned after | $9.31 exercise price | 2021-05-28 | |
| 2021-05-28 holding as of filing | Olivieri Jose A Director | 4 | Stock Options Derivative · Direct | Holding | 10,858 owned after | $9.10 exercise price | 2021-05-28 | |
| 2021-05-28 holding as of filing | Pjevach Michael J. Director | 4 | Stock Options Derivative · Direct | Holding | 12,488 owned after | $9.31 exercise price | 2021-05-28 | |
| 2021-05-28 holding as of filing | Schaefer Edward H Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | Holding | 95,016 owned after | $9.15 exercise price | 2021-05-28 | |
| 2021-05-28 holding as of filing | Specht Christine A Director | 4 | Stock Options Derivative · Direct | Holding | 10,858 owned after | $9.10 exercise price | 2021-05-28 | |
| 2021-05-28 holding as of filing | Tarantino James A. Director | 4 | Stock Options Derivative · Direct | Holding | 16,288 owned after | $9.31 exercise price | 2021-05-28 | |
| 2021-05-27 | Anton JoAnne Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $11.29 exercise price | 2021-05-28 | |
| 2021-05-27 | Cottrell DeVona Wright Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $11.29 exercise price | 2021-05-28 | |
| 2021-05-27 | Lenahan James P Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $11.29 exercise price | 2021-05-28 | |
| 2021-05-26 | Eddingsaas Leann Officer (PAO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $11.25 exercise price | 2021-05-28 | |
| 2021-05-26 | Schaefer Edward H Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $11.25 exercise price | 2021-05-28 | |
| 2021-05-26 | Wierschem Steven L Officer (CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $11.25 exercise price | 2021-05-28 | |
| 2020-09-08 holding as of filing | Specht Christine A Director | 4 | Stock Options Derivative · Direct | Holding | 10,858 owned after | $9.10 exercise price | 2020-09-08 | |
| 2020-09-02 holding as of filing | Schaefer Edward H Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | Holding | 95,016 owned after | $9.15 exercise price | 2020-09-02 | |
| 2020-08-17 holding as of filing | Specht Christine A Director | 4 | Stock Options Derivative · Direct | Holding | 10,858 owned after | $9.10 exercise price | 2020-08-17 | |
| 2020-08-12 holding as of filing | Schaefer Edward H Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | Holding | 95,016 owned after | $9.15 exercise price | 2020-08-12 | |
| 2020-05-27 | Specht Christine A Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,858 10,858 owned after | $9.10 exercise price | 2020-05-29 | |
| 2020-05-27 | Olivieri Jose A Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,858 10,858 owned after | $9.10 exercise price | 2020-05-29 | |
| 2020-04-30 holding as of filing | Schaefer Edward H Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | Holding | 95,016 owned after | $9.15 exercise price | 2020-04-30 | |
| 2020-03-13 holding as of filing | Schaefer Edward H Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | Holding | 95,016 owned after | $9.15 exercise price | 2020-03-13 | |
| 2020-03-13 holding as of filing | Johnson Stephen Wayne Director | 4 | Stock Options Derivative · Direct | Holding | 12,488 owned after | $9.31 exercise price | 2020-03-13 | |
| 2020-03-10 holding as of filing | Schaefer Edward H Director, Officer (President and CEO) | 4 | Stock Options Derivative · Direct | Holding | 95,016 owned after | $9.15 exercise price | 2020-03-10 | |
| 2020-01-16 holding as of filing | Schaefer Edward H Director, Officer (President and CEO) | 3 | Stock Options Derivative · Direct | Holding | $9.15 exercise price | 2020-01-16 | ||
| 2020-01-16 holding as of filing | Schaumberg Nikola B. Officer (Chief Financial Officer) | 3 | Stock Options Derivative · Direct | Holding | $9.15 exercise price | 2020-01-16 | ||
| 2020-01-16 holding as of filing | McKeever Thomas L. Director | 3 | Stock Options Derivative · Direct | Holding | $9.31 exercise price | 2020-01-16 | ||
| 2020-01-16 holding as of filing | Pjevach Michael J. Director | 3 | Stock Options Derivative · Direct | Holding | $9.31 exercise price | 2020-01-16 | ||
| 2020-01-16 holding as of filing | Gutenkunst Kathryn Director | 3 | Stock Options Derivative · Direct | Holding | $9.31 exercise price | 2020-01-16 | ||
| 2020-01-16 holding as of filing | Martin Thomas C. Director | 3 | Stock Options Derivative · Direct | Holding | $9.31 exercise price | 2020-01-16 | ||
| 2020-01-16 holding as of filing | Johnson Stephen Wayne Director | 3 | Stock Options Derivative · Direct | Holding | $9.31 exercise price | 2020-01-16 | ||
| 2020-01-16 holding as of filing | Tarantino James A. Director | 3 | Stock Options Derivative · Direct | Holding | $9.31 exercise price | 2020-01-16 |