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FOCUS UNIVERSAL INC. (FCUV) Forms 3, 4 and 5: Preferred Stock

FOCUS UNIVERSAL INC. Forms 3, 4 and 5: Preferred Stock

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2025-11-17: Reporting owner Lee Edward Shihai; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
  • 2025-10-20: Reporting owner Lee Edward Shihai; Form 4; Security Series A Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.

FCUV insiders transactions against the stock price

Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close

$1.70$4.43$11.56$30.15$78.61$204.962025-09-292026-09-29$1.70$8.26$40.13$194.94$947.00$4,600.402021-09-292026-09-29$1.70$8.53$42.78$214.58$1,076.28$5,398.402016-09-292026-09-29$1.70$8.53$42.78$214.58$1,076.28$5,398.402014-11-172026-09-29$1.70$8.53$42.78$214.58$1,076.28$5,398.402014-11-172026-09-292025-10-20: 1 purchase at $4.00 filed · Value $2.00M — Lee Edward Shihai2025-11-17: 1 option exercise at $4.00 filed · Value $2.00M — Lee Edward Shihai

Logarithmic scale. Both lines share the same starting value for the selected range.

Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.

Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2025-11-17Lee Edward Shihai
Director, 10% Owner
4Series A Convertible Preferred Stock
Derivative · Direct
C Conversion of derivative security−500,000
0 owned after
$4.00$107.602025-11-24
2025-10-20Lee Edward Shihai
Director, 10% Owner
4Series A Convertible Preferred Stock
Derivative · Direct
P Open market or private purchase of non-derivative or derivative security+500,000
500,000 owned after
$4.00$169.602025-11-24

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